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ADESTO TECHNOLOGIES CORPORATION Form D

ADESTO TECHNOLOGIES CORPORATION Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2010-06-29: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-05-27; Total offering amount $3,500,000.
  • 2009-09-03: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Series B Preferred Stock, Common Stock Warrant and underlying Common Stock issuable upon conversion or exercise thereof.; Date of first sale 2009-08-19; Total offering amount $14,227,272.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2010-06-29Rule 506Equity2010-05-27$3,500,000$3,500,000$01
2009-09-03Rule 506Equity; OptionToAcquire; Series B Preferred Stock, Common Stock Warrant and underlying Common Stock issuable upon conversion or exercise thereof.2009-08-19$14,227,272$14,000,000$227,2729