ADESTO TECHNOLOGIES CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-09-09: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Series E warrants; Date of first sale 2014-10-20; Total offering amount $785,000.
- 2015-09-09: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Series D warrants; Date of first sale 2012-09-27; Total offering amount $2,249,999.
- 2015-09-09: Federal exemption Rule 506(b); Types of securities offered Equity; Series E Financing; Date of first sale 2013-08-19; Total offering amount $12,500,000.
- 2013-02-14: Federal exemption Rule 506; Types of securities offered Debt; Bridge Note Financing; Date of first sale 2013-01-17; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-09-09 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Series E warrants | 2014-10-20 | $785,000 | $785,000 | $0 | 2 |
| 2015-09-09 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Series D warrants | 2012-09-27 | $2,249,999 | $2,249,999 | $0 | 1 |
| 2015-09-09 | Rule 506(b) | Equity; Series E Financing | 2013-08-19 | $12,500,000 | $12,386,475 | $113,525 | 10 |
| 2013-02-14 | Rule 506 | Debt; Bridge Note Financing | 2013-01-17 | $5,000,000 | $5,000,000 | $0 | 12 |
| 2012-10-16 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2012-09-27 | $1,125,000 | $1,125,000 | $0 | 1 |
| 2012-09-10 | Rule 506 | Equity; Series D Financing | 2012-08-08 | $39,000,000 | $13,999,995 | $25,000,005 | 12 |
| 2012-08-03 | Rule 506 | OptionToAcquire; SecurityToBeAcquired; Series C preferred stock warrant | 2012-03-29 | $2,000,000 | $1,000,000 | $1,000,000 | 1 |
| 2011-07-29 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Series C preferred stock and warrants | 2011-07-06 | $26,000,000 | $17,356,914 | $8,643,086 | 10 |
| 2009-09-03 | Rule 506 | Equity; OptionToAcquire; Series B Preferred Stock, Common Stock Warrant and underlying Common Stock issuable upon conversion or exercise thereof. | 2009-08-19 | $14,227,272 | $14,000,000 | $227,272 | 9 |
| 2009-05-11 | Rule 506 | Debt; SecurityToBeAcquired | 2009-04-24 | $3,000,000 | $3,000,000 | $0 | 8 |