Adaptive Medias, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-05-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Common stock and Warrants to purchase common stock; Date of first sale 2015-05-01; Total offering amount $4,500,000.
- 2014-09-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-06-20; Total offering amount $1,200,000.
- 2013-05-28: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2013-05-21; Total offering amount $425,000.
- 2012-11-21: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2012-11-06; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-05-05 | Rule 506(b) | Equity; OptionToAcquire; Common stock and Warrants to purchase common stock | 2015-05-01 | $4,500,000 | $2,000,000 | $2,500,000 | 1 |
| 2014-09-15 | Rule 506(b) | Equity; OptionToAcquire | 2014-06-20 | $1,200,000 | $1,200,000 | $0 | 1 |
| 2013-05-28 | Rule 506 | Debt; OptionToAcquire | 2013-05-21 | $425,000 | $425,000 | $0 | 1 |
| 2012-11-21 | Rule 506 | Equity; OptionToAcquire | 2012-11-06 | $3,000,000 | $200,000 | $2,800,000 | 2 |
| 2012-10-10 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-08-15 | $700,000 | $575,000 | $125,000 | 2 |
| 2012-09-19 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-08-15 | $500,000 | $210,000 | $290,000 | 2 |
| 2012-08-23 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-08-15 | $200,000 | $110,000 | $90,000 | 1 |
| 2012-07-23 D/A | Rule 506 | Debt; OptionToAcquire | 2012-07-06 | $250,000 | $100,000 | $150,000 | 1 |
| 2012-07-23 | Rule 506 | Debt; OptionToAcquire | 2012-07-05 | $250,000 | $100,000 | $150,000 | 1 |
| 2012-03-21 | Rule 506 | Equity; OptionToAcquire | 2012-03-12 | $250,000 | $250,000 | $0 | 1 |