Adaptive Medias, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-09: Reporting owner Waltz James; Form 3; Security Stock Option; Transaction Holding.
- 2015-04-09: Reporting owner Waltz James; Form 3; Security Stock Option; Transaction Holding.
- 2015-03-30: Reporting owner Brodeur Norman; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-01-10: Reporting owner Akram Omar; Form 3; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-09 holding as of filing | Waltz James Director | 3 | Stock Option Derivative · Direct | Holding | $0.09 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Waltz James Director | 3 | Stock Option Derivative · Direct | Holding | $2.25 exercise price | 2015-04-09 | ||
| 2015-03-30 | Brodeur Norman Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.25 | 2015-04-09 | |
| 2014-01-10 holding as of filing | Akram Omar Director | 3 | Stock Option Derivative · Direct | Holding | $0.09 exercise price | 2014-01-10 | ||
| 2013-04-24 | Franks Kasian Director, Officer (Chief Visionary Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 3,500,000 owned after | $0.15 exercise price | 2013-05-03 | |
| 2013-04-24 | CONNER KEVIN J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,500,000 owned after | $0.15 exercise price | 2013-05-03 | |
| 2013-04-24 | Poutre Michael Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,500,000 owned after | $0.15 exercise price | 2013-05-03 | |
| 2012-10-05 | Franks Kasian Director, Officer (Chief Visionary Officer), 10% Owner | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 3,000,000 owned after | $0.42 exercise price | 2013-02-14 | |
| 2012-10-05 | Poutre Michael Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.42 exercise price | 2012-10-10 | |
| 2012-10-05 | CONNER KEVIN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.42 exercise price | 2012-10-10 |