ACTIVECARE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-03-05: Federal exemption Rule 506(b); Types of securities offered Equity; Exchange offer to holders of Series C and D Preferred Stock. Shares of common stock issued in exchange for shares of preferred stock. No cash paid.; Date of first sale 2013-12-16; Total offering amount Indefinite.
- 2013-12-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-12-16; Total offering amount $6,000,000.
- 2013-08-20: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-08-02; Total offering amount $550,000.
- 2010-03-23: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $700,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Rule 506(b) | Equity; Exchange offer to holders of Series C and D Preferred Stock. Shares of common stock issued in exchange for shares of preferred stock. No cash paid. | 2013-12-16 | Indefinite | $0 | Indefinite | 26 |
| 2013-12-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-12-16 | $6,000,000 | $3,885,158 | $2,114,842 | 5 |
| 2013-08-20 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-08-02 | $550,000 | $550,000 | $0 | 2 |
| 2010-03-23 | Rule 506 | Equity; OptionToAcquire | Yet to occur | $700,000 | $0 | $700,000 | 0 |
| 2009-09-10 | Rule 506 | Equity; OptionToAcquire | Yet to occur | $1,000,000 | $0 | $1,000,000 | 0 |