ACTIVECARE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-01: Reporting owner Olson Jonathan; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-04: Reporting owner Martin William K Jr; Form 5; Security Options; Transaction Holding.
- 2012-05-01: Reporting owner Carter James George; Form 5; Security Options; Transaction Holding.
- 2012-03-30: Reporting owner WELGOS ROBERT J; Form 5; Security Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-01 | Olson Jonathan Officer (CTO and COO) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.50 exercise price | 2014-12-05 | |
| 2012-05-04 holding as of filing | Martin William K Jr Director | 5 | Options Derivative · Direct | Holding | 77,000 owned after | $1.25 exercise price | 2012-05-04 | |
| 2012-05-01 holding as of filing | Carter James George Director | 5 | Options Derivative · Direct | Holding | 77,000 owned after | $1.25 exercise price | 2012-05-01 | |
| 2012-03-30 holding as of filing | WELGOS ROBERT J Director | 5 | Options Derivative · Direct | Holding | 101,000 owned after | $1.25 exercise price | 2012-03-30 | |
| 2011-10-04 | DALTON JAMES Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600,000 3,600,000 owned after | $0.40 exercise price | 2012-04-23 | |
| 2011-03-31 | Johnson Jack Jay Director | 5 | Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +12,000 65,000 owned after | $1.25 exercise price | 2012-03-30 | |
| 2010-11-12 holding as of filing | DALTON JAMES Director | 5 | Options Derivative · Direct | Holding | 13,000,000 owned after | $0.25 exercise price | 2010-11-12 | |
| 2010-10-10 | DALTON JAMES Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −1,250,000 8,822,000 owned after | $0.25 exercise price | 2010-11-12 | |
| 2010-09-30 | Martin William K Jr Director | 5/A | Options Derivative · Direct | C Conversion of derivative security | −48,000 77,000 owned after | $1.25 | 2012-05-04 | |
| 2010-09-30 | Carter James George Director | 5/A | Options Derivative · Direct | C Conversion of derivative security | −48,000 77,000 owned after | $1.25 exercise price | 2012-04-30 | |
| 2010-09-30 | Martin William K Jr Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −48,000 77,000 owned after | $1.25 | 2010-11-16 | |
| 2010-09-30 | Johnson Jack Jay Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −48,000 77,000 owned after | $1.25 exercise price | 2010-11-15 | |
| 2010-09-30 | WELGOS ROBERT J Director | 5 | Options Derivative · Direct | C Conversion of derivative security | +24,000 101,000 owned after | $1.25 exercise price | 2010-11-15 | |
| 2010-09-30 | Carter James George Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −48,000 77,000 owned after | $1.25 exercise price | 2010-11-12 | |
| 2010-07-23 | DALTON JAMES Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −1,528,000 10,072,000 owned after | $0.25 exercise price | 2010-11-12 | |
| 2010-07-07 | DALTON JAMES Director | 5 | Options Derivative · Direct | C Conversion of derivative security | −1,400,000 11,600,000 owned after | $0.25 exercise price | 2010-11-12 | |
| 2009-08-04 holding as of filing | WELGOS ROBERT J Director | 3 | Options Derivative · Direct | Holding | $1.25 exercise price | 2009-08-04 | ||
| 2009-06-23 | Johnson Jack Jay Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.25 exercise price | 2009-08-10 | |
| 2009-06-23 | DALTON JAMES Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000,000 13,000,000 owned after | $0.25 exercise price | 2009-08-04 | |
| 2009-06-23 | Martin William K Jr Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.25 exercise price | 2009-08-04 |