AXCELIS TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-15: Reporting owner Low Russell; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-09: Reporting owner Bintz William J; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-09: Reporting owner Bintz William J; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-08: Reporting owner Bintz William J; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Low Russell Officer (EVP, Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,898 21,898 owned after | $14.00 exercise price | $14.00 | 2016-11-16 |
| 2016-08-09 | Bintz William J Officer (EVP, Engineering and Marketing) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,941 18,000 owned after | $4.64 exercise price | $12.05 | 2016-08-10 |
| 2016-08-09 | Bintz William J Officer (EVP, Engineering and Marketing) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,058 0 owned after | $3.72 exercise price | $12.05 | 2016-08-10 |
| 2016-08-08 | Bintz William J Officer (EVP, Engineering and Marketing) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,059 23,941 owned after | $4.64 exercise price | $11.97 | 2016-08-10 |
| 2016-08-08 | Bintz William J Officer (EVP, Engineering and Marketing) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,692 14,058 owned after | $3.72 exercise price | $11.97 | 2016-08-10 |
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