Achaogen, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 136 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-11: Reporting owner TREU JESSE I; Form 3; Security Series D Preferred Stock; Transaction Holding.
- 2014-03-11: Reporting owner TREU JESSE I; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2014-03-11: Reporting owner TREU JESSE I; Form 3; Security Series C Preferred Stock; Transaction Holding.
- 2014-03-11: Reporting owner TREU JESSE I; Form 3; Security Series D Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-11 holding as of filing | TREU JESSE I 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | TREU JESSE I 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | TREU JESSE I 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | ROBERTS BRYAN E Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | ROBERTS BRYAN E Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | ROBERTS BRYAN E Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | ROBERTS BRYAN E Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Venrock Partners Management, LLC | VEF Management IV, LLC | Venrock Partners, L.P. | Venrock Management IV, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Venrock Partners Management, LLC | VEF Management IV, LLC | Venrock Partners, L.P. | Venrock Management IV, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Venrock Partners Management, LLC | VEF Management IV, LLC | Venrock Partners, L.P. | Venrock Management IV, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Venrock Partners Management, LLC | VEF Management IV, LLC | Venrock Partners, L.P. | Venrock Management IV, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | Versant Affiliates Fund II-A, LP | Versant Side Fund II, LP | Versant Venture Capital II, LP | Versant Ventures II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | CRANDELL KEITH | ARCH VENTURE PARTNERS VI LLC | ARCH VENTURE FUND VI LP | NELSEN ROBERT | BYBEE CLINTON | ARCH VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | CRANDELL KEITH | ARCH VENTURE PARTNERS VI LLC | ARCH VENTURE FUND VI LP | NELSEN ROBERT | BYBEE CLINTON | ARCH VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | CRANDELL KEITH | ARCH VENTURE PARTNERS VI LLC | ARCH VENTURE FUND VI LP | NELSEN ROBERT | BYBEE CLINTON | ARCH VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 | ||
| 2014-03-11 holding as of filing | CRANDELL KEITH | ARCH VENTURE PARTNERS VI LLC | ARCH VENTURE FUND VI LP | NELSEN ROBERT | BYBEE CLINTON | ARCH VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-11 |