ASCEND WELLNESS HOLDINGS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-07-07: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2023-06-23; Total offering amount $7,000,000.
- 2022-07-25: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Class A Common Stock issuable on exercise of Warrants which are exercisable at $3.10 per share of Class A Common Stock until June 30, 2026, subject to acceleration.; Date of first sale Yet to occur; Total offering amount $9,703,443.
- 2019-03-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-03-01; Total offering amount $38,000,000.
- 2018-10-24: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-10-01; Total offering amount $14,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-07-07 | Rule 506(b) | Equity | 2023-06-23 | $7,000,000 | $7,000,000 | $0 | 1 |
| 2022-07-25 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Class A Common Stock issuable on exercise of Warrants which are exercisable at $3.10 per share of Class A Common Stock until June 30, 2026, subject to acceleration. | Yet to occur | $9,703,443 | $0 | $9,703,443 | 5 |
| 2019-03-11 | Rule 506(b) | Equity | 2019-03-01 | $38,000,000 | $27,983,178 | $10,016,822 | 26 |
| 2018-10-24 | Rule 506(b) | Equity | 2018-10-01 | $14,000,000 | $8,698,817 | $5,301,183 | 27 |