A. M. CASTLE & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 124 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-13: Reporting owner SIMPSON MICHAEL; Form 4; Security Stock Options (Right to buy); Transaction Holding.
- 2007-12-13: Reporting owner SIMPSON MICHAEL; Form 4; Security Stock Options (Right to buy); Transaction Holding.
- 2007-12-13: Reporting owner SIMPSON MICHAEL; Form 4; Security Stock Options (Right to buy); Transaction Holding.
- 2007-12-13: Reporting owner SIMPSON MICHAEL; Form 4; Security Stock Options (Right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 6,000 owned after | $7.05 exercise price | 2007-12-13 | |
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-12-13 | |
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $10.00 exercise price | 2007-12-13 | |
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-12-13 | |
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $11.00 exercise price | 2007-12-13 | |
| 2007-12-13 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-12-13 | |
| 2007-10-26 holding as of filing | Tiffany Blain Officer (President, Castle Metals Plate) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $5.21 exercise price | 2007-10-26 | ||
| 2007-08-30 | GARRETT THOMAS L Officer (President of Total Plastics) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $5.21 | 2007-08-30 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $10.00 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.00 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | MCCARTNEY JOHN Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $10.00 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.00 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $21.88 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HAMADA ROBERT S Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000 owned after | $28.25 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | HALL WILLIAM K Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | DONAHOE THOMAS A Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $15.49 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | ANDERSON BRIAN P Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $15.49 exercise price | 2007-06-28 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $10.00 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.00 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-06-20 | |
| 2007-06-20 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000 owned after | $28.25 exercise price | 2007-06-20 | |
| 2007-06-08 holding as of filing | LAFONTAINE TIM Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 4,667 owned after | $5.21 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | LAFONTAINE TIM Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,244 owned after | $7.05 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | Tiffany Blain Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,333 owned after | $5.21 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | Tiffany Blain Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 9,000 owned after | $11.00 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | HUDSON ROBERT Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 4,667 owned after | $5.21 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | HUDSON ROBERT Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $6.39 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | HUDSON ROBERT Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 6,666 owned after | $6.85 exercise price | 2007-06-08 | |
| 2007-06-08 holding as of filing | BIEMER ALBERT J Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 4,667 owned after | $5.21 exercise price | 2007-06-08 | |
| 2007-06-06 holding as of filing | WILSON CRAIG R Other (No longer policy maker 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 100 owned after | $12.07 exercise price | 2007-06-06 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 6,000 owned after | $7.05 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $10.00 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $11.00 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | SIMPSON MICHAEL Director | 4/A | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-06-01 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $10.00 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.00 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-05-31 | |
| 2007-05-31 holding as of filing | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000 owned after | $28.25 exercise price | 2007-05-31 | |
| 2007-05-30 | HERBERT PATRICK J III Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $21.88 | 2007-05-31 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 6,000 owned after | $7.05 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $10.00 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $11.00 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | SIMPSON MICHAEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-05-30 | |
| 2007-05-16 holding as of filing | AUFOX JERRY M Other (Resigned as Secretary 5/14/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 2,500 owned after | $5.21 exercise price | 2007-05-16 | |
| 2007-05-16 | WILSON CRAIG R Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $5.21 | 2007-05-16 | |
| 2007-05-16 holding as of filing | WILSON CRAIG R Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 100 owned after | $12.07 exercise price | 2007-05-16 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $21.88 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | PUTH JOHN W Other (Retired from the Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000 owned after | $28.25 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | MCKANE G THOMAS Other (Retired from Board 4/26/07) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 46,667 owned after | $5.21 exercise price | 2007-04-30 | |
| 2007-04-11 holding as of filing | WILSON CRAIG R Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 100 owned after | $12.07 exercise price | 2007-04-11 | |
| 2007-04-10 | WILSON CRAIG R Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,067 600 owned after | $5.21 | 2007-04-11 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $10.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $21.88 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $22.44 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | HAMADA ROBERT S Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000 owned after | $28.25 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 6,000 owned after | $7.05 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.52 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $10.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $10.35 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $11.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SIMPSON MICHAEL Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PUTH JOHN W Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $12.31 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PUTH JOHN W Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $14.22 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PUTH JOHN W Director | 5 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,500 owned after | $15.06 exercise price | 2007-02-14 |