A. M. CASTLE & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-25: Reporting owner Schwind Paul; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-25: Reporting owner Scheinkman Steven W.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-25: Reporting owner Anderson Patrick R.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-25: Reporting owner KNOPP RONALD E; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-25 | Schwind Paul Officer (Controller, CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,100 43,100 owned after | $0.54 exercise price | 2016-10-27 | |
| 2016-02-25 | Scheinkman Steven W. Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +727,000 727,000 owned after | $1.98 exercise price | 2016-02-29 | |
| 2016-02-25 | Anderson Patrick R. Officer (EVP, CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,000 152,000 owned after | $1.98 exercise price | 2016-02-29 | |
| 2016-02-25 | KNOPP RONALD E Officer (EVP, Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,000 152,000 owned after | $1.98 exercise price | 2016-02-29 | |
| 2016-02-25 | Edgar Marec Elden Officer (EVP, GC, Secretary & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +172,000 172,000 owned after | $1.98 exercise price | 2016-02-29 |