A. M. CASTLE & CO. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-09-14: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-08-31; Total offering amount $2,400,000.
- 2017-05-24: Federal exemption Rule 506(c); Types of securities offered Debt; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $115,000,000.
- 2017-05-23: Federal exemption Rule 506(c); Types of securities offered Debt; OptionToAcquire; Date of first sale Yet to occur; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-09-14 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2017-08-31 | $2,400,000 | $2,400,000 | $0 | 7 |
| 2017-05-24 | Rule 506(c) | Debt; OptionToAcquire | Yet to occur | $115,000,000 | $0 | $115,000,000 | 0 |
| 2017-05-23 | Rule 506(c) | Debt; OptionToAcquire | Yet to occur | Indefinite | $0 | Indefinite | 0 |