UNITED CAPITAL FINANCIAL ADVISORS, LLC historic quarter change: USA Funds, Reduced
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, UNITED CAPITAL FINANCIAL ADVISORS, LLC opened 59 positions, added to 43, reduced 47 and sold out of 33.
- Q3 2016: Stock PowerShares Senior Loan Portfolio; Country of operation —; Class ETP; Shares before 379,593.
- Q3 2016: Stock PowerShares Preferred Portfolio; Country of operation —; Class ETP; Shares before 229,901.
- Q3 2016: Stock PowerShares Financial Preferred Portfolio; Country of operation —; Class ETP; Shares before 34,544.
- Q3 2016: Stock Nuveen GA Div Adv Muni Fund 2; Country of operation —; Class Closed-End Fund; Shares before 28,887.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1463217), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-17); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-11); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-13); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-20); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | PowerShares Senior Loan Portfolio
CUSIP 73936Q769 | | ETP | 379,593 | 161,749 | -217,844 | $8,731,000 | $3,754,000 | -$4,977,000 | 2016-11-14 |
|---|
| Q3 2016 | PowerShares Preferred Portfolio
CUSIP 73936T565 | | ETP | 229,901 | 198,077 | -31,824 | $3,449,000 | $2,997,000 | -$452,000 | 2016-11-14 |
|---|
| Q3 2016 | PowerShares Financial Preferred Portfolio
CUSIP 73935X229 | | ETP | 34,544 | 17,950 | -16,594 | $656,000 | $342,000 | -$314,000 | 2016-11-14 |
|---|
| Q3 2016 | Nuveen GA Div Adv Muni Fund 2
CUSIP 67072B107 | | Closed-End Fund | 28,887 | 26,887 | -2,000 | $433,000 | $378,000 | -$55,000 | 2016-11-14 |
|---|
| Q3 2016 | AllianzGI Equity & Convertible Income Fund
CUSIP 018829101 | | Closed-End Fund | 17,173 | 16,273 | -900 | $309,000 | $305,000 | -$4,000 | 2016-11-14 |
|---|
| Q2 2016 | PowerShares Senior Loan Portfolio
CUSIP 73936Q769 | | ETP | 462,705 | 379,593 | -83,112 | $10,513,000 | $8,731,000 | -$1,782,000 | 2016-08-15 |
|---|
| Q2 2016 | PowerShares Preferred Portfolio
CUSIP 73936T565 | | ETP | 297,702 | 229,901 | -67,801 | $4,442,000 | $3,449,000 | -$993,000 | 2016-08-15 |
|---|
| Q2 2016 | AES TR III 6.75% TR CONV PFD
CUSIP 00808N202 | | PUBLIC | 79,550 | 78,550 | -1,000 | $4,018,000 | $4,085,000 | +$67,000 | 2016-08-15 |
|---|
| Q2 2016 | PowerShares DB Commodity Index Tracking Fund
CUSIP 73935S105 | | ETP | 10,957 | 10,530 | -427 | $146,000 | $158,000 | +$12,000 | 2016-08-15 |
|---|
| Q2 2016 | United States Oil Fund LP
CUSIP 91232N108 | | ETP | 13,115 | 11,154 | -1,961 | $127,000 | $134,000 | +$7,000 | 2016-08-15 |
|---|
| Q1 2016 | Newcastle Invt Corp New Com New
CUSIP 65105M603 | | REIT | 57,568 | 38,466 | -19,102 | $235,000 | $167,000 | -$68,000 | 2016-05-11 |
|---|
| Q1 2016 | ClearBridge American Energy MLP Fund
CUSIP 184691103 | | Closed-End Fund | 11,062 | 10,250 | -812 | $91,000 | $72,000 | -$19,000 | 2016-05-11 |
|---|
| Q1 2016 | Nuveen GA Div Adv Muni Fund 2
CUSIP 67072B107 | | Closed-End Fund | 30,587 | 28,887 | -1,700 | $413,000 | $406,000 | -$7,000 | 2016-05-11 |
|---|
| Q4 2015 | Newcastle Invt Corp New Com New
CUSIP 65105M603 | | REIT | 94,101 | 57,568 | -36,533 | $413,000 | $235,000 | -$178,000 | 2016-02-11 |
|---|
| Q4 2015 | AES TR III 6.75% TR CONV PFD
CUSIP 00808N202 | | PUBLIC | 83,395 | 81,395 | -2,000 | $4,138,000 | $4,076,000 | -$62,000 | 2016-02-11 |
|---|
| Q4 2015 | Nuveen GA Div Adv Muni Fund 2
CUSIP 67072B107 | | Closed-End Fund | 33,617 | 30,587 | -3,030 | $432,000 | $413,000 | -$19,000 | 2016-02-11 |
|---|
| Q3 2015 | PowerShares S&P 500 Downside Hedged Portfolio
CUSIP 73935B805 | | ETP | 389,343 | 44,307 | -345,036 | $10,068,000 | $1,065,000 | -$9,003,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares FTSE RAFI US 1500 Small-Mid Portfolio
CUSIP 73935X567 | | ETP | 19,393 | 7,428 | -11,965 | $2,012,000 | $679,000 | -$1,333,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares S&P SmallCap Health Care Portfolio
CUSIP 73937B886 | | ETP | 140,138 | 139,100 | -1,038 | $9,988,000 | $9,053,000 | -$935,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Dynamic Large Cap Growth Portfolio
CUSIP 73935X609 | | ETP | 623,173 | 622,773 | -400 | $19,125,000 | $18,247,000 | -$878,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares High Yield Equity Dividend Achievers Portfolio
CUSIP 73935X302 | | ETP | 1,145,156 | 1,124,999 | -20,157 | $15,116,000 | $14,265,000 | -$851,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Global Short Term High Yield Bond Portfolio
CUSIP 73936Q710 | | ETP | 77,682 | 63,786 | -13,896 | $1,822,000 | $1,477,000 | -$345,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Dynamic Large Cap Value Portfolio
CUSIP 73935X708 | | ETP | 97,476 | 95,201 | -2,275 | $2,971,000 | $2,667,000 | -$304,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Dividend Achievers Portfolio
CUSIP 73935X732 | | ETP | 79,973 | 78,401 | -1,572 | $1,656,000 | $1,523,000 | -$133,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Quality Preferred Income Fund
CUSIP 67071S101 | | Closed-End Fund | 202,366 | 189,939 | -12,427 | $1,601,000 | $1,499,000 | -$102,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Georgia Dividend Advantage Municipal Fund 2
CUSIP 67072B107 | | Closed-End Fund | 39,817 | 33,617 | -6,200 | $509,000 | $432,000 | -$77,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares DB Commodity Index Tracking Fund
CUSIP 73935S105 | | ETP | 14,745 | 12,634 | -2,111 | $265,000 | $191,000 | -$74,000 | 2015-11-13 |
|---|
| Q3 2015 | Templeton Global Income Fund
CUSIP 880198106 | United States | Closed-End Fund | 28,949 | 27,289 | -1,660 | $204,000 | $166,000 | -$38,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares S&P 500 Low Volatility Portfolio
CUSIP 73937B779 | | ETP | 40,758 | 40,712 | -46 | $1,493,000 | $1,464,000 | -$29,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Premium Income Municipal Fund 2 Inc
CUSIP 67063W102 | | Closed-End Fund | 26,315 | 24,000 | -2,315 | $349,000 | $328,000 | -$21,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Performance Plus Municipal Fund Inc
CUSIP 67062P108 | | Closed-End Fund | 37,736 | 37,236 | -500 | $529,000 | $528,000 | -$1,000 | 2015-11-13 |
|---|
| Q2 2015 | Kayne Anderson Midstream/Energy Fund Inc
CUSIP 48661E108 | | Closed-End Fund | 85,583 | 63,048 | -22,535 | $2,989,000 | $1,748,000 | -$1,241,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Senior Income Fund
CUSIP 67067Y104 | | Closed-End Fund | 499,223 | 340,276 | -158,947 | $3,370,000 | $2,178,000 | -$1,192,000 | 2015-08-11 |
|---|
| Q2 2015 | ClearBridge Energy MLP Total Return Fund Inc
CUSIP 18469Q108 | | Closed-End Fund | 93,708 | 62,269 | -31,439 | $1,957,000 | $1,138,000 | -$819,000 | 2015-08-11 |
|---|
| Q2 2015 | Fiduciary/Claymore MLP Opportunity Fund
CUSIP 31647Q106 | | Closed-End Fund | 110,804 | 107,043 | -3,761 | $2,861,000 | $2,382,000 | -$479,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Georgia Dividend Advantage Municipal Fund 2
CUSIP 67072B107 | | Closed-End Fund | 44,117 | 39,817 | -4,300 | $578,000 | $509,000 | -$69,000 | 2015-08-11 |
|---|
| Q2 2015 | AllianceBernstein Income Fund Inc
CUSIP 01881E101 | | Closed-End Fund | 16,859 | 13,404 | -3,455 | $131,000 | $100,000 | -$31,000 | 2015-08-11 |
|---|
| Q1 2015 | AllianceBernstein Income Fund
CUSIP 01881E101 | | Closed-End Fund | 16,889 | 16,859 | -30 | $126,000 | $131,000 | +$5,000 | 2015-05-14 |
|---|
| Q1 2015 | Nuveen GA Div Adv Muni Fund 2
CUSIP 67072B107 | | Closed-End Fund | 46,217 | 44,117 | -2,100 | $581,000 | $578,000 | -$3,000 | 2015-05-14 |
|---|
| Q4 2014 | Nuveen GA Div Adv Muni Fund 2 Common
CUSIP 67072B107 | | Closed-End Fund | 52,784 | 46,217 | -6,567 | $671,000 | $581,000 | -$90,000 | 2015-02-13 |
|---|
| Q4 2014 | Powershares Build America Bond Fund
CUSIP 73937B407 | | ETP | 7,525 | 6,925 | -600 | $223,000 | $211,000 | -$12,000 | 2015-02-13 |
|---|
| Q3 2014 | PowerShares Senior Loan Portfolio
CUSIP 73936Q769 | | ETP | 181,592 | 145,051 | -36,541 | $4,516,000 | $3,522,000 | -$994,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares Build America Bond Portfolio
CUSIP 73937B407 | | ETP | 24,395 | 7,525 | -16,870 | $715,000 | $223,000 | -$492,000 | 2014-11-13 |
|---|
| Q3 2014 | Nuveen Georgia Dividend Advantage Municipal Fund 2
CUSIP 67072B107 | | Closed-End Fund | 58,784 | 52,784 | -6,000 | $754,000 | $671,000 | -$83,000 | 2014-11-13 |
|---|
| Q3 2014 | Nuveen Performance Plus Municipal Fund Inc
CUSIP 67062P108 | | Closed-End Fund | 42,000 | 39,000 | -3,000 | $616,000 | $566,000 | -$50,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares VRDO Tax Free Weekly Portfolio
CUSIP 73936T433 | | ETP | 54,000 | 52,000 | -2,000 | $1,348,000 | $1,298,000 | -$50,000 | 2014-11-13 |
|---|
| Q2 2014 | Nuveen GA Div Adv Muni Fund 2 Common
CUSIP 67072B107 | | Closed-End Fund | 59,884 | 58,784 | -1,100 | $737,000 | $754,000 | +$17,000 | 2014-08-13 |
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