UNITED CAPITAL FINANCIAL ADVISORS, LLC historic quarter change: USA Funds, Added
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, UNITED CAPITAL FINANCIAL ADVISORS, LLC opened 59 positions, added to 43, reduced 47 and sold out of 33.
- Q3 2016: Stock ETFS Physical Palladium; Country of operation —; Class ETP; Shares before 8,185.
- Q3 2016: Stock Etfs Gold Trust; Country of operation —; Class ETP; Shares before 9,753.
- Q3 2016: Stock ETFS Physical Platinum Shares; Country of operation —; Class ETP; Shares before 11,564.
- Q3 2016: Stock ETFS Physical PM Basket; Country of operation —; Class ETP; Shares before 18,570.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1463217), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-17); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-11); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-13); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-20); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ETFS Physical Palladium
CUSIP 26923A106 | | ETP | 8,185 | 36,072 | +27,887 | $475,000 | $2,503,000 | +$2,028,000 | 2016-11-14 |
|---|
| Q3 2016 | Etfs Gold Trust
CUSIP 26922Y105 | | ETP | 9,753 | 17,443 | +7,690 | $1,258,000 | $2,236,000 | +$978,000 | 2016-11-14 |
|---|
| Q3 2016 | ETFS Physical Platinum Shares
CUSIP 26922V101 | | ETP | 11,564 | 21,118 | +9,554 | $1,145,000 | $2,086,000 | +$941,000 | 2016-11-14 |
|---|
| Q3 2016 | ETFS Physical PM Basket
CUSIP 26922W109 | | ETP | 18,570 | 31,750 | +13,180 | $1,226,000 | $2,116,000 | +$890,000 | 2016-11-14 |
|---|
| Q3 2016 | ETFS Physical Silver Shares
CUSIP 26922X107 | | ETP | 69,223 | 113,121 | +43,898 | $1,246,000 | $2,122,000 | +$876,000 | 2016-11-14 |
|---|
| Q3 2016 | United States Oil Fund LP
CUSIP 91232N108 | | ETP | 11,154 | 12,984 | +1,830 | $134,000 | $142,000 | +$8,000 | 2016-11-14 |
|---|
| Q2 2016 | PowerShares S&P 500 Low Volatility Portfolio
CUSIP 73937B779 | | ETP | 14,370 | 24,262 | +9,892 | $580,000 | $1,043,000 | +$463,000 | 2016-08-15 |
|---|
| Q2 2016 | ETFS Physical Palladium
CUSIP 26923A106 | | ETP | 8,113 | 8,185 | +72 | $440,000 | $475,000 | +$35,000 | 2016-08-15 |
|---|
| Q1 2016 | iPath S&P GSCI Crude Oil TR ETN
CUSIP 06738C786 | | ETP | 224,501 | 373,965 | +149,464 | $1,399,000 | $1,915,000 | +$516,000 | 2016-05-11 |
|---|
| Q1 2016 | ETFS Physical Palladium
CUSIP 26923A106 | | ETP | 7,278 | 8,113 | +835 | $394,000 | $440,000 | +$46,000 | 2016-05-11 |
|---|
| Q4 2015 | iPath S&P GSCI Crude Oil TR ETN
CUSIP 06738C786 | | ETP | 117,114 | 224,501 | +107,387 | $991,000 | $1,399,000 | +$408,000 | 2016-02-11 |
|---|
| Q4 2015 | ETFS Physical Palladium
CUSIP 26923A106 | | ETP | 3,479 | 7,278 | +3,799 | $219,000 | $394,000 | +$175,000 | 2016-02-11 |
|---|
| Q3 2015 | PowerShares Senior Loan Portfolio
CUSIP 73936Q769 | | ETP | 255,359 | 412,815 | +157,456 | $6,075,000 | $9,511,000 | +$3,436,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Preferred Portfolio
CUSIP 73936T565 | | ETP | 89,005 | 187,539 | +98,534 | $1,293,000 | $2,734,000 | +$1,441,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Dynamic Oil & Gas Services Portfolio
CUSIP 73935X625 | | ETP | 272,373 | 287,310 | +14,937 | $4,437,000 | $3,517,000 | -$920,000 | 2015-11-13 |
|---|
| Q3 2015 | Fiduciary/Claymore MLP Opportunity Fund
CUSIP 31647Q106 | | Closed-End Fund | 107,043 | 109,352 | +2,309 | $2,382,000 | $1,710,000 | -$672,000 | 2015-11-13 |
|---|
| Q3 2015 | PowerShares Build America Bond Portfolio
CUSIP 73937B407 | | ETP | 13,168 | 30,289 | +17,121 | $379,000 | $887,000 | +$508,000 | 2015-11-13 |
|---|
| Q3 2015 | Invesco Dynamic Credit Opportunities Fund
CUSIP 46132R104 | | Closed-End Fund | 325,666 | 401,757 | +76,091 | $3,781,000 | $4,247,000 | +$466,000 | 2015-11-13 |
|---|
| Q3 2015 | Delaware Investments Dividend & Income Fund Inc
CUSIP 245915103 | | Closed-End Fund | 56,730 | 61,005 | +4,275 | $562,000 | $511,000 | -$51,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Quality Preferred Income Fund 2
CUSIP 67072C105 | United States | Closed-End Fund | 64,841 | 68,539 | +3,698 | $549,000 | $600,000 | +$51,000 | 2015-11-13 |
|---|
| Q3 2015 | BlackRock Muni Intermediate Duration Fund Inc
CUSIP 09253X102 | United States | Closed-End Fund | 10,000 | 12,500 | +2,500 | $136,000 | $174,000 | +$38,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Select Tax-Free Income2 Portfolio
CUSIP 67063C106 | | Closed-End Fund | 63,401 | 64,605 | +1,204 | $820,000 | $847,000 | +$27,000 | 2015-11-13 |
|---|
| Q3 2015 | Nuveen Quality Preferred Income Fund 3
CUSIP 67072W101 | | Closed-End Fund | 71,949 | 74,444 | +2,495 | $586,000 | $597,000 | +$11,000 | 2015-11-13 |
|---|
| Q2 2015 | Nuveen Quality Preferred Income Fund
CUSIP 67071S101 | | Closed-End Fund | 46,675 | 202,366 | +155,691 | $400,000 | $1,601,000 | +$1,201,000 | 2015-08-11 |
|---|
| Q2 2015 | Invesco Dynamic Credit Opportunities Fund
CUSIP 46132R104 | | Closed-End Fund | 251,268 | 325,666 | +74,398 | $3,073,000 | $3,781,000 | +$708,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Quality Preferred Income Fund 3
CUSIP 67072W101 | | Closed-End Fund | 46,120 | 71,949 | +25,829 | $400,000 | $586,000 | +$186,000 | 2015-08-11 |
|---|
| Q2 2015 | Delaware Investments Dividend & Income Fund Inc
CUSIP 245915103 | | Closed-End Fund | 37,215 | 56,730 | +19,515 | $377,000 | $562,000 | +$185,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Quality Preferred Income Fund 2
CUSIP 67072C105 | United States | Closed-End Fund | 41,270 | 64,841 | +23,571 | $382,000 | $549,000 | +$167,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Select Tax-Free Income2 Portfolio
CUSIP 67063C106 | | Closed-End Fund | 58,331 | 63,401 | +5,070 | $813,000 | $820,000 | +$7,000 | 2015-08-11 |
|---|
| Q2 2015 | Central Fund of Canada Ltd
CUSIP 153501101 | | Closed-End Fund | 13,519 | 14,373 | +854 | $162,000 | $168,000 | +$6,000 | 2015-08-11 |
|---|
| Q2 2015 | Nuveen Performance Plus Municipal Fund Inc
CUSIP 67062P108 | | Closed-End Fund | 35,200 | 37,736 | +2,536 | $526,000 | $529,000 | +$3,000 | 2015-08-11 |
|---|
| Q1 2015 | Central Fd Cda Ltd
CUSIP 153501101 | | Closed-End Fund | 10,050 | 13,519 | +3,469 | $116,000 | $162,000 | +$46,000 | 2015-05-14 |
|---|
| Q1 2015 | INVESTORS REAL ESTATE TR
CUSIP 461730103 | | REIT | 16,180 | 16,470 | +290 | $132,000 | $118,000 | -$14,000 | 2015-05-14 |
|---|
| Q4 2014 | ClearBridge Energy MLP TR Fund Common
CUSIP 18469Q108 | | Closed-End Fund | 27,332 | 111,201 | +83,869 | $630,000 | $2,379,000 | +$1,749,000 | 2015-02-13 |
|---|
| Q3 2014 | Powershares Dynamic Pharmaceuticals Portfolio
CUSIP 73935X799 | | ETP | 39,984 | 107,214 | +67,230 | $2,442,000 | $6,824,000 | +$4,382,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares FTSE RAFI US 1500 Small-Mid Portfolio
CUSIP 73935X567 | | ETP | 33,143 | 40,190 | +7,047 | $3,343,000 | $3,779,000 | +$436,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares FTSE RAFI Developed Markets ex-U.S. Portfolio
CUSIP 73936T789 | | ETP | 12,596 | 19,759 | +7,163 | $574,000 | $834,000 | +$260,000 | 2014-11-13 |
|---|
| Q3 2014 | Invesco Dynamic Credit Opportunities Fund
CUSIP 46132R104 | | Closed-End Fund | 225,686 | 226,161 | +475 | $2,923,000 | $2,793,000 | -$130,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio
CUSIP 73936T771 | | ETP | 10,096 | 15,281 | +5,185 | $295,000 | $422,000 | +$127,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares FTSE RAFI Emerging Markets Portfolio
CUSIP 73936T763 | | ETP | 13,984 | 20,558 | +6,574 | $298,000 | $416,000 | +$118,000 | 2014-11-13 |
|---|
| Q3 2014 | Nuveen Senior Income Fund
CUSIP 67067Y104 | | Closed-End Fund | 71,641 | 88,319 | +16,678 | $505,000 | $591,000 | +$86,000 | 2014-11-13 |
|---|
| Q3 2014 | Fiduciary/Claymore MLP Opportunity Fund
CUSIP 31647Q106 | | Closed-End Fund | 107,500 | 107,546 | +46 | $3,092,000 | $3,050,000 | -$42,000 | 2014-11-13 |
|---|
| Q3 2014 | PowerShares DB Commodity Index Tracking Fund
CUSIP 73935S105 | | ETP | 14,792 | 15,172 | +380 | $393,000 | $352,000 | -$41,000 | 2014-11-13 |
|---|