Advertisement
Screener

UBS AG Historic Quarter Change: USA Rights, Reduced

UBS AG historic quarter change: USA Rights, Reduced

In rights (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 10 positions, added to 10, reduced 8 and sold out of 9.

  • Q3 2014: Stock SANOFI; Country of operation —; Class RIGHT 12/31/2020; Shares before 102,845.
  • Q2 2014: Stock SANOFI; Country of operation —; Class RIGHT 12/31/2020; Shares before 119,237.
  • Q2 2014: Stock CUBIST PHARMACEUTICALS INC; Country of operation —; Class RIGHT 99/99/9999; Shares before 3,472.
  • Q1 2014: Stock CELGENE CORP; Country of operation —; Class RIGHT 12/31/2030; Shares before 20,571.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2014SANOFI
CUSIP 80105N113
RIGHT 12/31/2020102,845102,382-463$51,000$48,000-$3,0002014-11-12
Q2 2014SANOFI
CUSIP 80105N113
RIGHT 12/31/2020119,237102,845-16,392$37,000$51,000+$14,0002014-08-14
Q2 2014CUBIST PHARMACEUTICALS INC
CUSIP 229678123
RIGHT 99/99/99993,4722,305-1,167$2,000$0-$2,0002014-08-14
Q1 2014CELGENE CORP
CUSIP 151020112
RIGHT 12/31/203020,5711,517-19,054$57,000$4,000-$53,0002014-05-16
Q1 2014CUBIST PHARMACEUTICALS INC
CUSIP 229678123
RIGHT 99/99/99997,5263,472-4,054$11,000$2,000-$9,0002014-05-16
Q4 2013SANOFI
CUSIP 80105N113
RIGHT 12/31/2020119,646106,985-12,661$242,000$36,000-$206,0002014-05-21
Q4 2013WRIGHT MED GROUP INC
CUSIP 98235T115
RIGHT 03/01/201912,3792,079-10,300$4,000$1,000-$3,0002014-05-21
Q3 2013CELGENE CORP
CUSIP 151020112
RIGHT 12/31/2030380287-93$3,000$2,000-$1,0002013-11-13

Similar Firms

Firm NameCountry13F ValueHoldings
Not available yet