UBS AG historic quarter change: Foreign ADRs, New
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 86 positions, added to 460, reduced 375 and sold out of 89.
- Q3 2014: Stock 500 COM LTD; Country of operation —; Class SPON ADR REP A; Shares before 0.
- Q3 2014: Stock INTERCONTINENTAL HOTELS GROU; Country of operation —; Class SPON ADR NEW2014; Shares before 0.
- Q3 2014: Stock IKANG HEALTHCARE GROUP INC; Country of operation —; Class SPONSORED ADR; Shares before 0.
- Q3 2014: Stock KONAMI CORP; Country of operation —; Class SPONSORED ADR; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2014 | 500 COM LTD
CUSIP 33829R100 | | SPON ADR REP A | 0 | 124,760 | +124,760 | $0 | $4,208,000 | +$4,208,000 | 2014-11-12 |
|---|
| Q3 2014 | INTERCONTINENTAL HOTELS GROU
CUSIP 45857P509 | | SPON ADR NEW2014 | 0 | 17,557 | +17,557 | $0 | $679,000 | +$679,000 | 2014-11-12 |
|---|
| Q3 2014 | IKANG HEALTHCARE GROUP INC
CUSIP 45174L108 | | SPONSORED ADR | 0 | 4,647 | +4,647 | $0 | $91,000 | +$91,000 | 2014-11-12 |
|---|
| Q3 2014 | KONAMI CORP
CUSIP 50046R101 | | SPONSORED ADR | 0 | 988 | +988 | $0 | $21,000 | +$21,000 | 2014-11-12 |
|---|
| Q3 2014 | VISIONCHINA MEDIA INC
CUSIP 92833U202 | | SPON ADR NEW | 0 | 1,790 | +1,790 | $0 | $20,000 | +$20,000 | 2014-11-12 |
|---|
| Q3 2014 | IDREAMSKY TECHNOLOGY LIMITED
CUSIP 45173K101 | | SPONSORED ADS | 0 | 621 | +621 | $0 | $11,000 | +$11,000 | 2014-11-12 |
|---|
| Q3 2014 | MOKO SOCIAL MEDIA LTD
CUSIP 608458204 | | SPONSORED ADR NE | 0 | 1,449 | +1,449 | $0 | $9,000 | +$9,000 | 2014-11-12 |
|---|
| Q3 2014 | TARENA INTL INC
CUSIP 876108101 | | ADR | 0 | 445 | +445 | $0 | $6,000 | +$6,000 | 2014-11-12 |
|---|
| Q3 2014 | ALTO PALERMO S A
CUSIP 02151P107 | | SPONSORED ADR | 0 | 260 | +260 | $0 | $6,000 | +$6,000 | 2014-11-12 |
|---|
| Q3 2014 | ACORN INTL INC
CUSIP 004854105 | | SPON ADR | 0 | 1,895 | +1,895 | $0 | $4,000 | +$4,000 | 2014-11-12 |
|---|
| Q3 2014 | JAMES HARDIE INDS PLC
CUSIP 47030M106 | | SPONSORED ADR | 0 | 29 | +29 | $0 | $2,000 | +$2,000 | 2014-11-12 |
|---|
| Q3 2014 | CAN-FITE BIOPHARMA LTD
CUSIP 13471N102 | | SPONSORED ADR | 0 | 20 | +20 | $0 | $0 | $0 | 2014-11-12 |
|---|
| Q2 2014 | PETROCHINA CO LTD
CUSIP 71646E100 | | SPONSORED ADR | 0 | 69,108 | +69,108 | $0 | $8,677,000 | +$8,677,000 | 2014-08-14 |
|---|
| Q2 2014 | ZHAOPIN LTD
CUSIP 98954L103 | | SPONSORED ADR | 0 | 159,966 | +159,966 | $0 | $2,455,000 | +$2,455,000 | 2014-08-14 |
|---|
| Q2 2014 | JUMEI INTL HLDG LTD
CUSIP 48138L107 | | SPONSORED ADR | 0 | 36,953 | +36,953 | $0 | $1,005,000 | +$1,005,000 | 2014-08-14 |
|---|
| Q2 2014 | WOORI FIN HLDGS CO LTD
CUSIP 981063209 | | ADR NEW | 0 | 1,812 | +1,812 | $0 | $63,000 | +$63,000 | 2014-08-14 |
|---|
| Q2 2014 | LEJU HLDGS LTD
CUSIP 50187J108 | | SPONSORED ADS | 0 | 2,257 | +2,257 | $0 | $24,000 | +$24,000 | 2014-08-14 |
|---|
| Q2 2014 | CHEETAH MOBILE INC
CUSIP 163075104 | | ADR | 0 | 805 | +805 | $0 | $17,000 | +$17,000 | 2014-08-14 |
|---|
| Q2 2014 | AIRMEDIA GROUP INC
CUSIP 009411109 | | SPONSORED ADR | 0 | 2,016 | +2,016 | $0 | $5,000 | +$5,000 | 2014-08-14 |
|---|
| Q2 2014 | CHINA ZENIX AUTO INTL LTD
CUSIP 16951E104 | | ADS | 0 | 1,687 | +1,687 | $0 | $4,000 | +$4,000 | 2014-08-14 |
|---|
| Q2 2014 | AGRIA CORP
CUSIP 00850H103 | | SPONSORED ADR | 0 | 2,323 | +2,323 | $0 | $3,000 | +$3,000 | 2014-08-14 |
|---|
| Q1 2014 | PETROCHINA CO LTD
CUSIP 71646E100 | | SPONSORED ADR | 0 | 80,112 | +80,112 | $0 | $8,692,000 | +$8,692,000 | 2014-05-16 |
|---|
| Q1 2014 | GW PHARMACEUTICALS PLC
CUSIP 36197T103 | | ADS | 0 | 6,479 | +6,479 | $0 | $385,000 | +$385,000 | 2014-05-16 |
|---|
| Q1 2014 | ABENGOA SA
CUSIP 00289R201 | | SP ADR REP B | 0 | 8,000 | +8,000 | $0 | $186,000 | +$186,000 | 2014-05-16 |
|---|
| Q1 2014 | CRITEO S A
CUSIP 226718104 | | SPONS ADS | 0 | 2,183 | +2,183 | $0 | $88,000 | +$88,000 | 2014-05-16 |
|---|
| Q1 2014 | ELONG INC
CUSIP 290138205 | | SPONSORED ADR | 0 | 1,700 | +1,700 | $0 | $28,000 | +$28,000 | 2014-05-16 |
|---|
| Q1 2014 | BBVA BANCO FRANCES S A
CUSIP 07329M100 | | SPONSORED ADR | 0 | 3,003 | +3,003 | $0 | $25,000 | +$25,000 | 2014-05-16 |
|---|
| Q1 2014 | TAOMEE HLDGS LTD
CUSIP 87600Y106 | | SPONSORED ADR | 0 | 4,036 | +4,036 | $0 | $24,000 | +$24,000 | 2014-05-16 |
|---|
| Q1 2014 | JAMES HARDIE INDS PLC
CUSIP 47030M106 | | SPONSORED ADR | 0 | 300 | +300 | $0 | $20,000 | +$20,000 | 2014-05-16 |
|---|
| Q1 2014 | CORPBANCA
CUSIP 21987A209 | | SPONSORED ADR | 0 | 1,014 | +1,014 | $0 | $18,000 | +$18,000 | 2014-05-16 |
|---|
| Q1 2014 | GENETIC TECHNOLOGIES LTD
CUSIP 37185R109 | | SPONSORED ADR | 0 | 10,000 | +10,000 | $0 | $14,000 | +$14,000 | 2014-05-16 |
|---|
| Q1 2014 | VIMICRO INTL CORP
CUSIP 92718N109 | | ADR | 0 | 2,717 | +2,717 | $0 | $14,000 | +$14,000 | 2014-05-16 |
|---|
| Q1 2014 | ALTO PALERMO S A
CUSIP 02151P107 | | SPONSORED ADR | 0 | 600 | +600 | $0 | $10,000 | +$10,000 | 2014-05-16 |
|---|
| Q1 2014 | CHINA TECHFAITH WIRLS COMM T
CUSIP 169424108 | | SPONSORED ADR | 0 | 4,355 | +4,355 | $0 | $8,000 | +$8,000 | 2014-05-16 |
|---|
| Q1 2014 | CAN-FITE BIOPHARMA LTD
CUSIP 13471N102 | | SPONSORED ADR | 0 | 1,500 | +1,500 | $0 | $8,000 | +$8,000 | 2014-05-16 |
|---|
| Q1 2014 | BIOLINERX LTD
CUSIP 09071M106 | | SPONSORED ADR | 0 | 2,967 | +2,967 | $0 | $7,000 | +$7,000 | 2014-05-16 |
|---|
| Q1 2014 | KINGTONE WIRELESSINFO SOL HL
CUSIP 496880204 | | SPONSORED ADR NE | 0 | 860 | +860 | $0 | $6,000 | +$6,000 | 2014-05-16 |
|---|
| Q1 2014 | XTL BIOPHARMACEUTICALS LTD
CUSIP 98386D208 | | SPONSORED ADR NE | 0 | 1,658 | +1,658 | $0 | $6,000 | +$6,000 | 2014-05-16 |
|---|
| Q1 2014 | SEQUANS COMMUNICATIONS S A
CUSIP 817323108 | | SPONSORED ADS | 0 | 1,400 | +1,400 | $0 | $4,000 | +$4,000 | 2014-05-16 |
|---|
| Q1 2014 | REDHILL BIOPHARMA LTD
CUSIP 757468103 | | SPONSORED ADS | 0 | 300 | +300 | $0 | $4,000 | +$4,000 | 2014-05-16 |
|---|
| Q1 2014 | CELSUS THERAPEUTICS PLC
CUSIP 15119A202 | | SPONSORED ADR NE | 0 | 395 | +395 | $0 | $3,000 | +$3,000 | 2014-05-16 |
|---|
| Q1 2014 | CHARM COMMUNICATIONS INC
CUSIP 16112R101 | | ADR SHS CL A | 0 | 373 | +373 | $0 | $2,000 | +$2,000 | 2014-05-16 |
|---|
| Q1 2014 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 0 | 46 | +46 | $0 | $1,000 | +$1,000 | 2014-05-16 |
|---|
| Q1 2014 | CEMENTOS PACASMAYO S A A
CUSIP 15126Q109 | | SPON ADR REP 5 | 0 | 170 | +170 | $0 | $1,000 | +$1,000 | 2014-05-16 |
|---|
| Q1 2014 | ZUOAN FASHION LTD
CUSIP 98982X103 | | SPONSORED ADR | 0 | 468 | +468 | $0 | $1,000 | +$1,000 | 2014-05-16 |
|---|
| Q1 2014 | GRAVITY CO LTD
CUSIP 38911N107 | | SPONSORED ADR | 0 | 1,492 | +1,492 | $0 | $1,000 | +$1,000 | 2014-05-16 |
|---|
| Q4 2013 | VOXELJET AG
CUSIP 92912L107 | | ADS | 0 | 149,472 | +149,472 | $0 | $5,903,000 | +$5,903,000 | 2014-05-21 |
|---|
| Q4 2013 | QUNAR CAYMAN IS LTD
CUSIP 74906P104 | | SPNS ADR CL B | 0 | 13,973 | +13,973 | $0 | $371,000 | +$371,000 | 2014-05-21 |
|---|
| Q4 2013 | LIGHTINTHEBOX HLDG CO LTD
CUSIP 53225G102 | | SPONSORED ADR | 0 | 39,335 | +39,335 | $0 | $318,000 | +$318,000 | 2014-05-21 |
|---|
| Q4 2013 | CHINA DISTANCE ED HLDGS LTD
CUSIP 16944W104 | | SPONS ADR | 0 | 10,595 | +10,595 | $0 | $198,000 | +$198,000 | 2014-05-21 |
|---|
| Q4 2013 | 58 COM INC
CUSIP 31680Q104 | | SPON ADR REP A | 0 | 4,591 | +4,591 | $0 | $176,000 | +$176,000 | 2014-05-21 |
|---|
| Q4 2013 | GENTIUM S P A
CUSIP 37250B104 | | SPONSORED ADR | 0 | 1,130 | +1,130 | $0 | $65,000 | +$65,000 | 2014-05-21 |
|---|
| Q4 2013 | 500 COM LTD
CUSIP 33829R100 | | SPON ADR REP A | 0 | 1,149 | +1,149 | $0 | $41,000 | +$41,000 | 2014-05-21 |
|---|
| Q4 2013 | XUEDA ED GROUP
CUSIP 98418W109 | | SPONSORED ADR | 0 | 5,800 | +5,800 | $0 | $36,000 | +$36,000 | 2014-05-21 |
|---|
| Q4 2013 | KONAMI CORP
CUSIP 50046R101 | | SPONSORED ADR | 0 | 1,207 | +1,207 | $0 | $28,000 | +$28,000 | 2014-05-21 |
|---|
| Q4 2013 | CHINA HYDROELECTRIC CORP
CUSIP 16949D101 | | SPONSORED ADR | 0 | 6,291 | +6,291 | $0 | $17,000 | +$17,000 | 2014-05-21 |
|---|
| Q4 2013 | CHINA MOBILE GAMES & ENTMT G
CUSIP 16952T100 | | SPONSORED ADR | 0 | 536 | +536 | $0 | $14,000 | +$14,000 | 2014-05-21 |
|---|
| Q4 2013 | BONA FILM GROUP LTD
CUSIP 09777B107 | | SPONSORED ADS | 0 | 2,302 | +2,302 | $0 | $13,000 | +$13,000 | 2014-05-21 |
|---|
| Q4 2013 | OSSEN INNOVATION CO LTD
CUSIP 688410109 | | SPONSORED ADR | 0 | 5,071 | +5,071 | $0 | $6,000 | +$6,000 | 2014-05-21 |
|---|
| Q4 2013 | COMPANHIA ENERGETICA DE MINA
CUSIP 204409882 | | SPONSORED ADR | 0 | 497 | +497 | $0 | $4,000 | +$4,000 | 2014-05-21 |
|---|
| Q4 2013 | CHINA SUNERGY CO LTD
CUSIP 16942X302 | | SPONSORED ADR NE | 0 | 635 | +635 | $0 | $4,000 | +$4,000 | 2014-05-21 |
|---|
| Q4 2013 | LENTUO INTL INC
CUSIP 526353107 | | SPONSORED ADS | 0 | 614 | +614 | $0 | $2,000 | +$2,000 | 2014-05-21 |
|---|
| Q4 2013 | SAMSON OIL & GAS LTD
CUSIP 796043107 | | SPON ADR | 0 | 2,118 | +2,118 | $0 | $1,000 | +$1,000 | 2014-05-21 |
|---|
| Q4 2013 | MECOX LANE LIMITED
CUSIP 58403M201 | | SPON ADR REP 35 | 0 | 300 | +300 | $0 | $1,000 | +$1,000 | 2014-05-21 |
|---|
| Q4 2013 | LINKTONE LTD
CUSIP 535925101 | | ADR | 0 | 1,161 | +1,161 | $0 | $1,000 | +$1,000 | 2014-05-21 |
|---|
| Q3 2013 | SESA GOA LTD
CUSIP 78413F103 | | SPONSORED ADR | 0 | 164,810 | +164,810 | $0 | $1,857,000 | +$1,857,000 | 2013-11-13 |
|---|
| Q3 2013 | QIWI PLC
CUSIP 74735M108 | | SPON ADR REP B | 0 | 11,834 | +11,834 | $0 | $370,000 | +$370,000 | 2013-11-13 |
|---|
| Q3 2013 | MIX TELEMATICS LTD
CUSIP 60688N102 | | SPONSORED ADR | 0 | 15,175 | +15,175 | $0 | $224,000 | +$224,000 | 2013-11-13 |
|---|
| Q3 2013 | BITAUTO HLDGS LTD
CUSIP 091727107 | | SPONSORED ADS | 0 | 7,361 | +7,361 | $0 | $119,000 | +$119,000 | 2013-11-13 |
|---|
| Q3 2013 | MAZOR ROBOTICS LTD
CUSIP 57886P103 | | SPONSORED ADS | 0 | 3,100 | +3,100 | $0 | $52,000 | +$52,000 | 2013-11-13 |
|---|
| Q3 2013 | VINA CONCHA Y TORO S A
CUSIP 927191106 | | SPONSORED ADR | 0 | 1,305 | +1,305 | $0 | $48,000 | +$48,000 | 2013-11-13 |
|---|
| Q3 2013 | LUXFER HLDGS PLC
CUSIP 550678106 | | SPONSORED ADR | 0 | 1,377 | +1,377 | $0 | $22,000 | +$22,000 | 2013-11-13 |
|---|
| Q3 2013 | CHINA MING YANG WIND PWR GRO
CUSIP 16951C108 | | SPONSORED ADR | 0 | 5,999 | +5,999 | $0 | $14,000 | +$14,000 | 2013-11-13 |
|---|
| Q3 2013 | SKY-MOBI LTD
CUSIP 83084G109 | | SPONSORED ADS | 0 | 3,638 | +3,638 | $0 | $13,000 | +$13,000 | 2013-11-13 |
|---|
| Q3 2013 | PRANA BIOTECHNOLOGY LTD
CUSIP 739727105 | | SPONSORED ADR | 0 | 2,000 | +2,000 | $0 | $8,000 | +$8,000 | 2013-11-13 |
|---|
| Q3 2013 | EDWARDS GROUP LTD
CUSIP 281736108 | | SPONSORED ADR | 0 | 707 | +707 | $0 | $7,000 | +$7,000 | 2013-11-13 |
|---|
| Q3 2013 | CHINA TECHFAITH WIRLS COMM T
CUSIP 169424108 | | SPONSORED ADR | 0 | 4,103 | +4,103 | $0 | $6,000 | +$6,000 | 2013-11-13 |
|---|
| Q3 2013 | CHINA FIN ONLINE CO LTD
CUSIP 169379104 | | SPONSORED ADR | 0 | 1,374 | +1,374 | $0 | $3,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | THE9 LTD
CUSIP 88337K104 | | ADR | 0 | 658 | +658 | $0 | $2,000 | +$2,000 | 2013-11-13 |
|---|
| Q3 2013 | XTL BIOPHARMACEUTICALS LTD
CUSIP 98386D208 | | SPONSORED ADR NE | 0 | 400 | +400 | $0 | $2,000 | +$2,000 | 2013-11-13 |
|---|
| Q3 2013 | GENETIC TECHNOLOGIES LTD
CUSIP 37185R109 | | SPONSORED ADR | 0 | 625 | +625 | $0 | $1,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | REDHILL BIOPHARMA LTD
CUSIP 757468103 | | SPONSORED ADS | 0 | 74 | +74 | $0 | $1,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | NATUZZI S P A
CUSIP 63905A101 | | ADR | 0 | 755 | +755 | $0 | $1,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | INTERCONTINENTAL HTLS GRP PL
CUSIP 45857P400 | | SPON ADR NEW 12 | 0 | 50 | +50 | $0 | $1,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | ACORN INTL INC
CUSIP 004854105 | | SPON ADR | 0 | 480 | +480 | $0 | $1,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | JAMES HARDIE INDS PLC
CUSIP 47030M106 | | SPONSORED ADR | 0 | 2 | +2 | $0 | $0 | $0 | 2013-11-13 |
|---|
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