UBS AG historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q4 2013: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX; Shares before 0.
- Q4 2013: Stock CREDIT SUISSE NASSAU BRH; Country of operation —; Class INVRS VIX STERM; Shares before 0.
- Q4 2013: Stock UBS AG LONDON BRH; Country of operation —; Class ETRACS MTH 2XLV; Shares before 0.
- Q4 2013: Stock CREDIT SUISSE NASSAU BRH; Country of operation —; Class GOLDINC LKD32ETN; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06742E711 | | IPATH S&P500 VIX | 0 | 73,280 | +73,280 | $0 | $3,118,000 | +$3,118,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D795 | | INVRS VIX STERM | 0 | 31,613 | +31,613 | $0 | $1,087,000 | +$1,087,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG LONDON BRH
CUSIP 90270L842 | | ETRACS MTH 2XLV | 0 | 8,000 | +8,000 | $0 | $213,000 | +$213,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D480 | | GOLDINC LKD32ETN | 0 | 11,070 | +11,070 | $0 | $153,000 | +$153,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06742C152 | | BARC YLD ETN LKD | 0 | 1,251 | +1,251 | $0 | $142,000 | +$142,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG JERSEY BRH
CUSIP 902641778 | | CMCI ETN 38 | 0 | 2,981 | +2,981 | $0 | $61,000 | +$61,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L444 | | 30 YR TREAS BEAR | 0 | 1,349 | +1,349 | $0 | $50,000 | +$50,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L451 | | 10 YR TREAS BEAR | 0 | 1,430 | +1,430 | $0 | $47,000 | +$47,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG JERSEY BRH
CUSIP 902641752 | | CMCI INDL ETN | 0 | 2,414 | +2,414 | $0 | $42,000 | +$42,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P643 | | TRES 5YR BEAR | 0 | 915 | +915 | $0 | $39,000 | +$39,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L519 | | 2 YR TREAS BEAR | 0 | 726 | +726 | $0 | $29,000 | +$29,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P874 | | IPATH EMERG ETN | 0 | 453 | +453 | $0 | $22,000 | +$22,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06742C129 | | BARC ETN EUR50 | 0 | 181 | +181 | $0 | $22,000 | +$22,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P168 | | LCAP ALT EXC ETN | 0 | 618 | +618 | $0 | $20,000 | +$20,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H475 | | PS CMDT DL ETN | 0 | 2,856 | +2,856 | $0 | $19,000 | +$19,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG LONDON BRH
CUSIP 90270L859 | | ETRAC MP2X LEV | 0 | 719 | +719 | $0 | $19,000 | +$19,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P205 | | RUSS1000 3X LG | 0 | 144 | +144 | $0 | $18,000 | +$18,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY
CUSIP 61760E846 | | CUSHNG MLP ETN | 0 | 787 | +787 | $0 | $15,000 | +$15,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P135 | | BIG PHARMA ETN | 0 | 248 | +248 | $0 | $10,000 | +$10,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154P881 | | IDX FUTRS NT30 | 0 | 590 | +590 | $0 | $10,000 | +$10,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P163 | | IPTH SUGAR ETN | 0 | 252 | +252 | $0 | $9,000 | +$9,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P192 | | ROGR ENH ENERG | 0 | 200 | +200 | $0 | $5,000 | +$5,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297504 | | ELEMENT USETN22 | 0 | 440 | +440 | $0 | $5,000 | +$5,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D845 | | ETN IDX-LKD 20 | 0 | 138 | +138 | $0 | $3,000 | +$3,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D670 | | 3X INVERS GOLD | 0 | 31 | +31 | $0 | $3,000 | +$3,000 | 2014-05-21 |
|---|
| Q4 2013 | IRSA INVERSIONES Y REP S A
CUSIP 450047204 | | GLOBL DEP RCPT | 0 | 42 | +42 | $0 | $1,000 | +$1,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON
CUSIP 25153Q708 | | ELE MORN TTL22 | 0 | 46 | +46 | $0 | $1,000 | +$1,000 | 2014-05-21 |
|---|
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