UBS AG historic quarter change: USA Bonds: Convertible Notes, New
In convertible notes that pay a coupon (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 175 positions, added to 32, reduced 36 and sold out of 197.
- Q3 2014: Stock ANNALY CAP MGMT INC; Country of operation —; Class NOTE 5.000% 5/1; Principal before $0.
- Q3 2014: Stock ALPHA NATURAL RESOURCES INC; Country of operation —; Class NOTE 3.750%12/1; Principal before $0.
- Q3 2014: Stock ALPHA NATURAL RESOURCES INC; Country of operation —; Class NOTE 2.375% 4/1; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||