UBS AG historic quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 535 positions, added to 4,469, reduced 3,687 and sold out of 336.
- Q2 2014: Stock NWE; Country of operation United States; Class COM NEW; Shares before 3,600.
- Q2 2014: Stock CSIQ; Country of operation —; Class COM; Shares before 32,975.
- Q2 2014: Stock EXK; Country of operation —; Class COM; Shares before 6,527.
- Q2 2014: Stock ESBA; Country of operation United States; Class UNIT LTD PRTNSP; Shares before 2,518.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q2 2014 | NWE NORTHWESTERN CORP | United States | COM NEW | 3,600 | 4,493 | +893 | $171,000 | $235,000 | +$64,000 | 2014-08-14 |
| Q2 2014 | CSIQ CANADIAN SOLAR INC | COM | 32,975 | 35,830 | +2,855 | $1,057,000 | $1,120,000 | +$63,000 | 2014-08-14 | |
| Q2 2014 | EXK ENDEAVOUR SILVER CORP | COM | 6,527 | 16,525 | +9,998 | $28,000 | $90,000 | +$62,000 | 2014-08-14 | |
| Q2 2014 | ESBA EMPIRE ST RLTY OP L P | United States | UNIT LTD PRTNSP | 2,518 | 6,028 | +3,510 | $35,000 | $95,000 | +$60,000 | 2014-08-14 |
| Q2 2014 | APOG APOGEE ENTERPRISES INC | United States | COM | 1,896 | 3,531 | +1,635 | $63,000 | $123,000 | +$60,000 | 2014-08-14 |
| Q2 2014 | MBWM MERCANTILE BANK CORP | United States | COM | 114 | 2,684 | +2,570 | $2,000 | $62,000 | +$60,000 | 2014-08-14 |
| Q2 2014 | UEC URANIUM ENERGY CORP | COM | 135,447 | 152,932 | +17,485 | $179,000 | $238,000 | +$59,000 | 2014-08-14 | |
| Q2 2014 | GAMI GAMCO INVESTORS INC | United States | COM | 1,180 | 1,824 | +644 | $92,000 | $151,000 | +$59,000 | 2014-08-14 |
| Q2 2014 | FSTR FOSTER L B CO | United States | COM | 1,810 | 2,611 | +801 | $85,000 | $141,000 | +$56,000 | 2014-08-14 |
| Q2 2014 | RGA REINSURANCE GROUP AMER INC | United States | COM NEW | 146,588 | 148,642 | +2,054 | $11,672,000 | $11,728,000 | +$56,000 | 2014-08-14 |
| Q2 2014 | MMI MARCUS & MILLICHAP INC | United States | COM | 615 | 2,569 | +1,954 | $11,000 | $66,000 | +$55,000 | 2014-08-14 |
| Q2 2014 | MCS MARCUS CORP | United States | COM | 5,726 | 8,302 | +2,576 | $96,000 | $151,000 | +$55,000 | 2014-08-14 |
| Q2 2014 | RMBS RAMBUS INC DEL | United States | COM | 1,495 | 4,913 | +3,418 | $16,000 | $70,000 | +$54,000 | 2014-08-14 |
| Q2 2014 | TXRH TEXAS ROADHOUSE INC | United States | COM | 2,988 | 5,087 | +2,099 | $78,000 | $132,000 | +$54,000 | 2014-08-14 |
| Q2 2014 | GCO GENESCO INC | United States | COM | 62 | 718 | +656 | $5,000 | $59,000 | +$54,000 | 2014-08-14 |
| Q2 2014 | LYTS LSI INDS INC | United States | COM | 11,075 | 18,133 | +7,058 | $91,000 | $144,000 | +$53,000 | 2014-08-14 |
| Q2 2014 | USL UNITED STS 12 MONTH OIL FD L | United States | UNIT BEN INT | 2,898 | 3,815 | +917 | $127,000 | $180,000 | +$53,000 | 2014-08-14 |
| Q2 2014 | GIII G-III APPAREL GROUP LTD | United States | COM | 125 | 767 | +642 | $9,000 | $62,000 | +$53,000 | 2014-08-14 |
| Q2 2014 | AOSL ALPHA & OMEGA SEMICONDUCTOR | SHS | 1,241 | 6,512 | +5,271 | $9,000 | $61,000 | +$52,000 | 2014-08-14 | |
| Q2 2014 | CALX CALIX INC | United States | COM | 12,159 | 18,926 | +6,767 | $103,000 | $155,000 | +$52,000 | 2014-08-14 |
| Q2 2014 | GSBC GREAT SOUTHN BANCORP INC | United States | COM | 59 | 1,608 | +1,549 | $2,000 | $52,000 | +$50,000 | 2014-08-14 |
| Q2 2014 | MLR MILLER INDS INC TENN | United States | COM NEW | 4,000 | 6,180 | +2,180 | $78,000 | $127,000 | +$49,000 | 2014-08-14 |
| Q2 2014 | WBS WEBSTER FINL CORP CONN | United States | COM | 20,968 | 22,198 | +1,230 | $651,000 | $700,000 | +$49,000 | 2014-08-14 |
| Q2 2014 | AMN AMN HEALTHCARE SERVICES INC | United States | COM | 3,945 | 8,305 | +4,360 | $54,000 | $102,000 | +$48,000 | 2014-08-14 |
| Q2 2014 | FORR FORRESTER RESH INC | United States | COM | 257 | 1,512 | +1,255 | $9,000 | $57,000 | +$48,000 | 2014-08-14 |
| Q2 2014 | NQP NUVEEN PA INVT QUALITY MUN F | United States | COM | 2,810 | 6,136 | +3,326 | $37,000 | $85,000 | +$48,000 | 2014-08-14 |
| Q2 2014 | GLU GABELLI GLOBL UTIL & INCOME | United States | COM SH BEN INT | 18,074 | 19,506 | +1,432 | $359,000 | $407,000 | +$48,000 | 2014-08-14 |
| Q2 2014 | ALX ALEXANDERS INC | United States | COM | 700 | 812 | +112 | $253,000 | $300,000 | +$47,000 | 2014-08-14 |
| Q2 2014 | GUT GABELLI UTIL TR | United States | COM | 31,290 | 35,332 | +4,042 | $212,000 | $259,000 | +$47,000 | 2014-08-14 |
| Q2 2014 | SBSI SOUTHSIDE BANCSHARES INC | United States | COM | 8,666 | 11,032 | +2,366 | $272,000 | $319,000 | +$47,000 | 2014-08-14 |
| Q2 2014 | LENB LENNAR CORP | United States | CL B | 10,886 | 11,346 | +460 | $356,000 | $403,000 | +$47,000 | 2014-08-14 |
| Q2 2014 | NATH NATHANS FAMOUS INC NEW | United States | COM | 281 | 1,128 | +847 | $14,000 | $61,000 | +$47,000 | 2014-08-14 |
| Q2 2014 | NPKI NEWPARK RES INC | United States | COM PAR $.01NEW | 8,030 | 11,079 | +3,049 | $92,000 | $138,000 | +$46,000 | 2014-08-14 |
| Q2 2014 | MCR MFS CHARTER INCOME TR | United States | SH BEN INT | 104,885 | 108,639 | +3,754 | $958,000 | $1,004,000 | +$46,000 | 2014-08-14 |
| Q2 2014 | TRMB TRIMBLE NAVIGATION LTD | United States | COM | 81,765 | 84,790 | +3,025 | $3,178,000 | $3,133,000 | -$45,000 | 2014-08-14 |
| Q2 2014 | LSAK NET 1 UEPS TECHNOLOGIES INC | COM NEW | 5,316 | 8,617 | +3,301 | $53,000 | $98,000 | +$45,000 | 2014-08-14 | |
| Q2 2014 | UTL UNITIL CORP | United States | COM | 6,723 | 7,838 | +1,115 | $221,000 | $265,000 | +$44,000 | 2014-08-14 |
| Q2 2014 | NWFL NORWOOD FINANCIAL CORP | United States | COM | 2,732 | 4,236 | +1,504 | $77,000 | $121,000 | +$44,000 | 2014-08-14 |
| Q2 2014 | SXI STANDEX INTL CORP | United States | COM | 929 | 1,259 | +330 | $50,000 | $94,000 | +$44,000 | 2014-08-14 |
| Q2 2014 | NEN NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 60 | 957 | +897 | $3,000 | $47,000 | +$44,000 | 2014-08-14 | |
| Q2 2014 | DJCO DAILY JOURNAL CORP | United States | COM | 495 | 624 | +129 | $86,000 | $129,000 | +$43,000 | 2014-08-14 |
| Q2 2014 | SRCE 1ST SOURCE CORP | United States | COM | 1,211 | 2,682 | +1,471 | $39,000 | $82,000 | +$43,000 | 2014-08-14 |
| Q2 2014 | ADC AGREE REALTY CORP | United States | COM | 14,983 | 16,526 | +1,543 | $456,000 | $499,000 | +$43,000 | 2014-08-14 |
| Q2 2014 | OGCP EMPIRE ST RLTY OP L P | United States | UNIT LTD PRT 60 | 2,413 | 4,910 | +2,497 | $34,000 | $77,000 | +$43,000 | 2014-08-14 |
| Q2 2014 | RBCAA REPUBLIC BANCORP KY | United States | CL A | 1,457 | 3,145 | +1,688 | $33,000 | $75,000 | +$42,000 | 2014-08-14 |
| Q2 2014 | FIBK FIRST INTST BANCSYSTEM INC | United States | COM CL A | 133,890 | 137,471 | +3,581 | $3,778,000 | $3,736,000 | -$42,000 | 2014-08-14 |
| Q2 2014 | EVC ENTRAVISION COMMUNICATIONS C | United States | CL A | 1,000 | 7,722 | +6,722 | $7,000 | $48,000 | +$41,000 | 2014-08-14 |
| Q2 2014 | GLRE GREENLIGHT CAPITAL RE LTD | CLASS A | 38,982 | 40,049 | +1,067 | $1,278,000 | $1,319,000 | +$41,000 | 2014-08-14 | |
| Q2 2014 | VGZ VISTA GOLD CORP | United States | COM NEW | 11,205 | 94,839 | +83,634 | $6,000 | $47,000 | +$41,000 | 2014-08-14 |
| Q2 2014 | URG UR ENERGY INC | COM | 1,200 | 38,236 | +37,036 | $2,000 | $43,000 | +$41,000 | 2014-08-14 | |
| Q2 2014 | PEGA PEGASYSTEMS INC | United States | COM | 3,999 | 8,598 | +4,599 | $141,000 | $182,000 | +$41,000 | 2014-08-14 |
| Q2 2014 | MPWR MONOLITHIC PWR SYS INC | United States | COM | 196 | 1,164 | +968 | $8,000 | $49,000 | +$41,000 | 2014-08-14 |
| Q2 2014 | IT GARTNER INC | United States | COM | 36,111 | 36,121 | +10 | $2,508,000 | $2,547,000 | +$39,000 | 2014-08-14 |
| Q2 2014 | FC FRANKLIN COVEY CO | United States | COM | 60 | 2,002 | +1,942 | $1,000 | $40,000 | +$39,000 | 2014-08-14 |
| Q2 2014 | ENSG ENSIGN GROUP INC | United States | COM | 3,937 | 4,274 | +337 | $172,000 | $133,000 | -$39,000 | 2014-08-14 |
| Q2 2014 | HTO SJW CORP | United States | COM | 31,633 | 35,767 | +4,134 | $935,000 | $973,000 | +$38,000 | 2014-08-14 |
| Q2 2014 | EXEL EXELIXIS INC | United States | COM | 55,427 | 68,702 | +13,275 | $196,000 | $233,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | NXC NUVEEN CA SELECT TAX FREE PR | United States | SH BEN INT | 22,880 | 24,258 | +1,378 | $326,000 | $363,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | THS TREEHOUSE FOODS INC | United States | COM | 872 | 1,242 | +370 | $63,000 | $100,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | RMAX RE MAX HLDGS INC | United States | CL A | 2,144 | 3,355 | +1,211 | $62,000 | $99,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | BNO UNITED STS BRENT OIL FD LP | United States | UNIT | 3,405 | 4,046 | +641 | $147,000 | $184,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | TMP TOMPKINS FINANCIAL CORPORATI | United States | COM | 580 | 1,358 | +778 | $28,000 | $65,000 | +$37,000 | 2014-08-14 |
| Q2 2014 | DSGX DESCARTES SYS GROUP INC | COM | 2,800 | 5,279 | +2,479 | $39,000 | $75,000 | +$36,000 | 2014-08-14 | |
| Q2 2014 | HWKN HAWKINS INC | United States | COM | 329 | 1,282 | +953 | $12,000 | $48,000 | +$36,000 | 2014-08-14 |
| Q2 2014 | SEB SEABOARD CORP | United States | COM | 27 | 35 | +8 | $71,000 | $106,000 | +$35,000 | 2014-08-14 |
| Q2 2014 | GLDD GREAT LAKES DREDGE & DOCK CO | United States | COM | 5,844 | 11,105 | +5,261 | $54,000 | $89,000 | +$35,000 | 2014-08-14 |
| Q2 2014 | ELSE ELECTRO-SENSORS INC | United States | COM | 37,000 | 42,912 | +5,912 | $147,000 | $182,000 | +$35,000 | 2014-08-14 |
| Q2 2014 | GFF GRIFFON CORP | United States | COM | 6,761 | 9,185 | +2,424 | $80,000 | $114,000 | +$34,000 | 2014-08-14 |
| Q2 2014 | ERII ENERGY RECOVERY INC | United States | COM | 22,140 | 30,897 | +8,757 | $118,000 | $152,000 | +$34,000 | 2014-08-14 |
| Q2 2014 | BBSI BARRETT BUSINESS SERVICES IN | United States | COM | 100 | 825 | +725 | $6,000 | $39,000 | +$33,000 | 2014-08-14 |
| Q2 2014 | CIEN CIENA CORP | United States | COM NEW | 33,240 | 36,455 | +3,215 | $756,000 | $789,000 | +$33,000 | 2014-08-14 |
| Q2 2014 | FFIN FIRST FINL BANKSHARES | United States | COM | 2,744 | 4,327 | +1,583 | $169,000 | $136,000 | -$33,000 | 2014-08-14 |
| Q2 2014 | FNLC FIRST BANCORP INC ME | United States | COM | 13,452 | 14,410 | +958 | $219,000 | $252,000 | +$33,000 | 2014-08-14 |
| Q2 2014 | HAE HAEMONETICS CORP | United States | COM | 3,168 | 3,820 | +652 | $103,000 | $135,000 | +$32,000 | 2014-08-14 |
| Q2 2014 | AEIS ADVANCED ENERGY INDS | United States | COM | 1,660 | 3,789 | +2,129 | $41,000 | $73,000 | +$32,000 | 2014-08-14 |
| Q2 2014 | PRTA PROTHENA CORP PLC | Ireland | SHS | 4,674 | 6,567 | +1,893 | $179,000 | $148,000 | -$31,000 | 2014-08-14 |
| Q2 2014 | NRIM NORTHRIM BANCORP INC | United States | COM | 659 | 1,897 | +1,238 | $17,000 | $48,000 | +$31,000 | 2014-08-14 |
| Q2 2014 | UMH U M H PROPERTIES INC | United States | COM | 9,851 | 12,792 | +2,941 | $97,000 | $128,000 | +$31,000 | 2014-08-14 |
| Q2 2014 | SAND SANDSTORM GOLD LTD | COM NEW | 18,263 | 19,222 | +959 | $102,000 | $133,000 | +$31,000 | 2014-08-14 | |
| Q2 2014 | ANGO ANGIODYNAMICS INC | United States | COM | 1,000 | 2,896 | +1,896 | $16,000 | $47,000 | +$31,000 | 2014-08-14 |
| Q2 2014 | HLIT HARMONIC INC | United States | COM | 28,834 | 31,757 | +2,923 | $206,000 | $237,000 | +$31,000 | 2014-08-14 |
| Q2 2014 | CGEN COMPUGEN LTD | ORD | 4,853 | 9,034 | +4,181 | $51,000 | $81,000 | +$30,000 | 2014-08-14 | |
| Q2 2014 | EXTR EXTREME NETWORKS INC | United States | COM | 68,256 | 82,421 | +14,165 | $396,000 | $366,000 | -$30,000 | 2014-08-14 |
| Q2 2014 | NGS NATURAL GAS SERVICES GROUP | United States | COM | 113 | 989 | +876 | $3,000 | $33,000 | +$30,000 | 2014-08-14 |
| Q2 2014 | OLP ONE LIBERTY PPTYS INC | United States | COM | 29,664 | 30,987 | +1,323 | $632,000 | $661,000 | +$29,000 | 2014-08-14 |
| Q2 2014 | MTX MINERALS TECHNOLOGIES INC | United States | COM | 1,788 | 2,198 | +410 | $116,000 | $144,000 | +$28,000 | 2014-08-14 |
| Q2 2014 | AGM FEDERAL AGRIC MTG CORP | United States | CL C | 1,013 | 2,010 | +997 | $34,000 | $62,000 | +$28,000 | 2014-08-14 |
| Q2 2014 | MMS MAXIMUS INC | United States | COM | 1,844 | 2,543 | +699 | $83,000 | $110,000 | +$27,000 | 2014-08-14 |
| Q2 2014 | GSIT GSI TECHNOLOGY | United States | COM | 6,528 | 12,152 | +5,624 | $46,000 | $73,000 | +$27,000 | 2014-08-14 |
| Q2 2014 | MTSI MA COM TECHNOLOGY SOLUTIONS | United States | COM | 605 | 1,812 | +1,207 | $13,000 | $40,000 | +$27,000 | 2014-08-14 |
| Q2 2014 | POWL POWELL INDS INC | United States | COM | 289 | 703 | +414 | $19,000 | $46,000 | +$27,000 | 2014-08-14 |
| Q2 2014 | OPY OPPENHEIMER HLDGS INC | United States | CL A NON VTG | 1,200 | 2,513 | +1,313 | $34,000 | $61,000 | +$27,000 | 2014-08-14 |
| Q2 2014 | ORMP ORAMED PHARM INC | COM NEW | 1,545 | 4,672 | +3,127 | $18,000 | $45,000 | +$27,000 | 2014-08-14 | |
| Q2 2014 | FOLD AMICUS THERAPEUTICS INC | United States | COM | 15,000 | 17,000 | +2,000 | $31,000 | $57,000 | +$26,000 | 2014-08-14 |
| Q2 2014 | WTI W & T OFFSHORE INC | United States | COM | 944 | 2,633 | +1,689 | $17,000 | $43,000 | +$26,000 | 2014-08-14 |
| Q2 2014 | ASMIY ASM INTL N V | NY REGISTER SH | 1,949 | 2,504 | +555 | $78,000 | $104,000 | +$26,000 | 2014-08-14 | |
| Q2 2014 | WRN WESTERN COPPER & GOLD CORP | COM | 146,788 | 150,503 | +3,715 | $142,000 | $116,000 | -$26,000 | 2014-08-14 | |
| Q2 2014 | DSX DIANA SHIPPING INC | COM | 63,615 | 67,686 | +4,071 | $763,000 | $737,000 | -$26,000 | 2014-08-14 | |
| Q2 2014 | MTR MESA RTY TR | United States | UNIT BEN INT | 2,906 | 2,932 | +26 | $75,000 | $100,000 | +$25,000 | 2014-08-14 |
| Q2 2014 | UG UNITED GUARDIAN INC | United States | COM | 1,538 | 2,420 | +882 | $45,000 | $70,000 | +$25,000 | 2014-08-14 |
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| Not available yet | |||