UBS AG historic quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 535 positions, added to 4,469, reduced 3,687 and sold out of 336.
- Q1 2014: Stock SCM; Country of operation United States; Class COM; Shares before 182,851.
- Q1 2014: Stock GPRE; Country of operation United States; Class COM; Shares before 77,379.
- Q1 2014: Stock IBKR; Country of operation United States; Class COM; Shares before 369.
- Q1 2014: Stock OTEX; Country of operation —; Class COM; Shares before 36,476.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q1 2014 | SCM STELLUS CAP INVT CORP | United States | COM | 182,851 | 264,851 | +82,000 | $2,733,000 | $3,809,000 | +$1,076,000 | 2014-05-16 |
| Q1 2014 | GPRE GREEN PLAINS RENEWABLE ENERG | United States | COM | 77,379 | 85,736 | +8,357 | $1,500,000 | $2,569,000 | +$1,069,000 | 2014-05-16 |
| Q1 2014 | IBKR INTERACTIVE BROKERS GROUP IN | United States | COM | 369 | 49,478 | +49,109 | $9,000 | $1,072,000 | +$1,063,000 | 2014-05-16 |
| Q1 2014 | OTEX OPEN TEXT CORP | COM | 36,476 | 92,497 | +56,021 | $3,354,000 | $4,413,000 | +$1,059,000 | 2014-05-16 | |
| Q1 2014 | FLEX FLEXTRONICS INTL LTD | ORD | 648,438 | 659,999 | +11,561 | $5,039,000 | $6,098,000 | +$1,059,000 | 2014-05-16 | |
| Q1 2014 | MAA MID-AMER APT CMNTYS INC | United States | COM | 46,271 | 56,554 | +10,283 | $2,811,000 | $3,861,000 | +$1,050,000 | 2014-05-16 |
| Q1 2014 | PCG PG&E CORP | United States | COM | 304,185 | 307,793 | +3,608 | $12,252,000 | $13,297,000 | +$1,045,000 | 2014-05-16 |
| Q1 2014 | AER AERCAP HOLDINGS NV | SHS | 4,900 | 29,143 | +24,243 | $188,000 | $1,230,000 | +$1,042,000 | 2014-05-16 | |
| Q1 2014 | AOS SMITH A O | United States | COM | 147,192 | 149,906 | +2,714 | $7,940,000 | $6,899,000 | -$1,041,000 | 2014-05-16 |
| Q1 2014 | PENN PENN NATL GAMING INC | United States | COM | 7,072 | 92,327 | +85,255 | $101,000 | $1,138,000 | +$1,037,000 | 2014-05-16 |
| Q1 2014 | BNY BANK NEW YORK MELLON CORP | United States | COM | 1,812,291 | 1,823,592 | +11,301 | $63,321,000 | $64,355,000 | +$1,034,000 | 2014-05-16 |
| Q1 2014 | PNNT PENNANTPARK INVT CORP | United States | COM | 2,023,817 | 2,031,775 | +7,958 | $23,476,000 | $22,451,000 | -$1,025,000 | 2014-05-16 |
| Q1 2014 | HMN HORACE MANN EDUCATORS CORP N | United States | COM | 71,599 | 113,174 | +41,575 | $2,259,000 | $3,282,000 | +$1,023,000 | 2014-05-16 |
| Q1 2014 | BMRN BIOMARIN PHARMACEUTICAL INC | United States | COM | 155,007 | 174,805 | +19,798 | $10,904,000 | $11,924,000 | +$1,020,000 | 2014-05-16 |
| Q1 2014 | NAT NORDIC AMERICAN TANKERS LIMI | COM | 149,504 | 250,705 | +101,201 | $1,450,000 | $2,467,000 | +$1,017,000 | 2014-05-16 | |
| Q1 2014 | NTAP NETAPP INC | United States | COM | 303,836 | 311,300 | +7,464 | $12,500,000 | $11,486,000 | -$1,014,000 | 2014-05-16 |
| Q1 2014 | CVI CVR ENERGY INC | United States | COM | 7,509 | 31,732 | +24,223 | $326,000 | $1,340,000 | +$1,014,000 | 2014-05-16 |
| Q1 2014 | JOE ST JOE CO | United States | COM | 25,682 | 77,914 | +52,232 | $493,000 | $1,500,000 | +$1,007,000 | 2014-05-16 |
| Q1 2014 | CAG CONAGRA FOODS INC | United States | COM | 1,046,539 | 1,104,396 | +57,857 | $35,268,000 | $34,269,000 | -$999,000 | 2014-05-16 |
| Q1 2014 | CHKP CHECK POINT SOFTWARE TECH LT | ORD | 278,002 | 279,824 | +1,822 | $17,930,000 | $18,925,000 | +$995,000 | 2014-05-16 | |
| Q1 2014 | ASML ASML HOLDING N V | N Y REGISTRY SHS | 43,581 | 54,235 | +10,654 | $4,084,000 | $5,063,000 | +$979,000 | 2014-05-16 | |
| Q1 2014 | SMP STANDARD MTR PRODS INC | United States | COM | 104,357 | 134,603 | +30,246 | $3,841,000 | $4,815,000 | +$974,000 | 2014-05-16 |
| Q1 2014 | VLY VALLEY NATL BANCORP | United States | COM | 251,977 | 338,242 | +86,265 | $2,550,000 | $3,521,000 | +$971,000 | 2014-05-16 |
| Q1 2014 | RYN RAYONIER INC | United States | COM | 137,010 | 146,581 | +9,571 | $5,768,000 | $6,729,000 | +$961,000 | 2014-05-16 |
| Q1 2014 | STKL SUNOPTA INC | COM | 62,200 | 133,636 | +71,436 | $623,000 | $1,578,000 | +$955,000 | 2014-05-16 | |
| Q1 2014 | RDN RADIAN GROUP INC | United States | COM | 476,645 | 511,060 | +34,415 | $6,730,000 | $7,682,000 | +$952,000 | 2014-05-16 |
| Q1 2014 | MPAA MOTORCAR PTS AMER INC | United States | COM | 751 | 36,175 | +35,424 | $14,000 | $961,000 | +$947,000 | 2014-05-16 |
| Q1 2014 | IMO IMPERIAL OIL LTD | COM NEW | 88,714 | 104,512 | +15,798 | $3,924,000 | $4,865,000 | +$941,000 | 2014-05-16 | |
| Q1 2014 | BAH BOOZ ALLEN HAMILTON HLDG COR | United States | CL A | 4,630 | 46,746 | +42,116 | $89,000 | $1,028,000 | +$939,000 | 2014-05-16 |
| Q1 2014 | FIBK FIRST INTST BANCSYSTEM INC | United States | COM CL A | 100,974 | 133,890 | +32,916 | $2,864,000 | $3,778,000 | +$914,000 | 2014-05-16 |
| Q1 2014 | MKSI MKS INSTRUMENT INC | United States | COM | 76,122 | 106,031 | +29,909 | $2,277,000 | $3,169,000 | +$892,000 | 2014-05-16 |
| Q1 2014 | MYD BLACKROCK MUNIYIELD FD INC | United States | COM | 284,593 | 330,083 | +45,490 | $3,648,000 | $4,538,000 | +$890,000 | 2014-05-16 |
| Q1 2014 | UHT UNIVERSAL HEALTH RLTY INCM T | United States | SH BEN INT | 7,828 | 28,115 | +20,287 | $313,000 | $1,187,000 | +$874,000 | 2014-05-16 |
| Q1 2014 | BYM BLACKROCK MUNICIPL INC QLTY | United States | COM | 5,498 | 69,689 | +64,191 | $70,000 | $944,000 | +$874,000 | 2014-05-16 |
| Q1 2014 | PLUG PLUG POWER INC | United States | COM NEW | 47,273 | 133,527 | +86,254 | $74,000 | $948,000 | +$874,000 | 2014-05-16 |
| Q1 2014 | CORN TEUCRIUM COMMODITY TR | United States | CORN FD SHS | 6,062 | 30,471 | +24,409 | $185,000 | $1,056,000 | +$871,000 | 2014-05-16 |
| Q1 2014 | GALT GALECTIN THERAPEUTICS INC | United States | COM NEW | 2,327 | 57,908 | +55,581 | $18,000 | $887,000 | +$869,000 | 2014-05-16 |
| Q1 2014 | USNA USANA HEALTH SCIENCES INC | United States | COM | 37,326 | 48,906 | +11,580 | $2,821,000 | $3,685,000 | +$864,000 | 2014-05-16 |
| Q1 2014 | BTG B2GOLD CORP | COM | 341,916 | 576,658 | +234,742 | $691,000 | $1,552,000 | +$861,000 | 2014-05-16 | |
| Q1 2014 | PLAB PHOTRONICS INC | United States | COM | 5,340 | 105,981 | +100,641 | $48,000 | $904,000 | +$856,000 | 2014-05-16 |
| Q1 2014 | TCBI TEXAS CAPITAL BANCSHARES INC | United States | COM | 7,602 | 20,376 | +12,774 | $472,000 | $1,323,000 | +$851,000 | 2014-05-16 |
| Q1 2014 | KGC KINROSS GOLD CORP | COM NO PAR | 952,845 | 1,213,995 | +261,150 | $4,174,000 | $5,025,000 | +$851,000 | 2014-05-16 | |
| Q1 2014 | BMO BANK MONTREAL QUE | COM | 536,467 | 546,340 | +9,873 | $35,761,000 | $36,610,000 | +$849,000 | 2014-05-16 | |
| Q1 2014 | AG FIRST MAJESTIC SILVER CORP | COM | 335,197 | 428,280 | +93,083 | $3,285,000 | $4,129,000 | +$844,000 | 2014-05-16 | |
| Q1 2014 | WDAY WORKDAY INC | United States | CL A | 27,066 | 33,767 | +6,701 | $2,251,000 | $3,087,000 | +$836,000 | 2014-05-16 |
| Q1 2014 | LPLA LPL FINL HLDGS INC | United States | COM | 1,492 | 16,944 | +15,452 | $71,000 | $890,000 | +$819,000 | 2014-05-16 |
| Q1 2014 | AME AMETEK INC NEW | United States | COM | 95,506 | 113,565 | +18,059 | $5,031,000 | $5,848,000 | +$817,000 | 2014-05-16 |
| Q1 2014 | TGT TARGET CORP | United States | COM | 1,721,381 | 1,813,161 | +91,780 | $108,911,000 | $109,714,000 | +$803,000 | 2014-05-16 |
| Q1 2014 | PETS PETMED EXPRESS INC | United States | COM | 7,869 | 69,389 | +61,520 | $131,000 | $931,000 | +$800,000 | 2014-05-16 |
| Q1 2014 | VET VERMILION ENERGY INC | COM | 83,053 | 90,723 | +7,670 | $4,869,000 | $5,667,000 | +$798,000 | 2014-05-16 | |
| Q1 2014 | NUS NU SKIN ENTERPRISES INC | United States | CL A | 86,511 | 134,738 | +48,227 | $11,958,000 | $11,163,000 | -$795,000 | 2014-05-16 |
| Q1 2014 | CBSH COMMERCE BANCSHARES INC | United States | COM | 141,800 | 154,293 | +12,493 | $6,369,000 | $7,162,000 | +$793,000 | 2014-05-16 |
| Q1 2014 | AR ANTERO RES CORP | United States | COM | 2,047 | 14,533 | +12,486 | $130,000 | $909,000 | +$779,000 | 2014-05-16 |
| Q1 2014 | LEG LEGGETT & PLATT INC | United States | COM | 175,621 | 190,149 | +14,528 | $5,433,000 | $6,207,000 | +$774,000 | 2014-05-16 |
| Q1 2014 | FMC F M C CORP | United States | COM NEW | 35,572 | 45,159 | +9,587 | $2,684,000 | $3,458,000 | +$774,000 | 2014-05-16 |
| Q1 2014 | PII POLARIS INDS INC | United States | COM | 170,631 | 172,385 | +1,754 | $24,851,000 | $24,084,000 | -$767,000 | 2014-05-16 |
| Q1 2014 | EXAS EXACT SCIENCES CORP | United States | COM | 129,801 | 161,467 | +31,666 | $1,525,000 | $2,288,000 | +$763,000 | 2014-05-16 |
| Q1 2014 | SFM SPROUTS FMRS MKT INC | United States | COM | 769 | 21,767 | +20,998 | $30,000 | $784,000 | +$754,000 | 2014-05-16 |
| Q1 2014 | QLYS QUALYS INC | United States | COM | 583 | 30,102 | +29,519 | $13,000 | $765,000 | +$752,000 | 2014-05-16 |
| Q1 2014 | HTGC HERCULES TECH GROWTH CAP INC | United States | COM | 1,062,552 | 1,185,524 | +122,972 | $17,426,000 | $16,681,000 | -$745,000 | 2014-05-16 |
| Q1 2014 | IBCP INDEPENDENT BANK CORP MICH | United States | COM NEW | 6,967 | 62,852 | +55,885 | $83,000 | $816,000 | +$733,000 | 2014-05-16 |
| Q1 2014 | MMM 3M CO | United States | COM | 2,019,233 | 2,082,153 | +62,920 | $283,197,000 | $282,465,000 | -$732,000 | 2014-05-16 |
| Q1 2014 | USCI UNITED STS COMMODITY INDEX F | United States | COMM IDX FND | 74,887 | 84,034 | +9,147 | $4,200,000 | $4,925,000 | +$725,000 | 2014-05-16 |
| Q1 2014 | CSWC CAPITAL SOUTHWEST CORP | United States | COM | 216,365 | 238,169 | +21,804 | $7,545,000 | $8,269,000 | +$724,000 | 2014-05-16 |
| Q1 2014 | SAIC SCIENCE APPLICATNS INTL CP N | United States | COM | 15,867 | 33,147 | +17,280 | $525,000 | $1,239,000 | +$714,000 | 2014-05-16 |
| Q1 2014 | OFS OFS CAP CORP | United States | COM | 356,242 | 422,445 | +66,203 | $4,571,000 | $5,285,000 | +$714,000 | 2014-05-16 |
| Q1 2014 | MPLX MPLX LP | United States | COM UNIT REP LTD | 129,737 | 132,371 | +2,634 | $5,778,000 | $6,485,000 | +$707,000 | 2014-05-16 |
| Q1 2014 | ESS ESSEX PPTY TR INC | United States | COM | 18,960 | 20,106 | +1,146 | $2,721,000 | $3,419,000 | +$698,000 | 2014-05-16 |
| Q1 2014 | GNTX GENTEX CORP | United States | COM | 93,868 | 120,225 | +26,357 | $3,096,000 | $3,790,000 | +$694,000 | 2014-05-16 |
| Q1 2014 | SM SM ENERGY CO | United States | COM | 16,160 | 28,465 | +12,305 | $1,343,000 | $2,030,000 | +$687,000 | 2014-05-16 |
| Q1 2014 | PRU PRUDENTIAL FINL INC | United States | COM | 627,561 | 675,578 | +48,017 | $57,874,000 | $57,188,000 | -$686,000 | 2014-05-16 |
| Q1 2014 | RVTY PERKINELMER INC | United States | COM | 61,547 | 71,284 | +9,737 | $2,538,000 | $3,212,000 | +$674,000 | 2014-05-16 |
| Q1 2014 | LFUS LITTELFUSE INC | United States | COM | 26,741 | 33,736 | +6,995 | $2,485,000 | $3,159,000 | +$674,000 | 2014-05-16 |
| Q1 2014 | PFG PRINCIPAL FINL GROUP INC | United States | COM | 257,626 | 290,838 | +33,212 | $12,704,000 | $13,376,000 | +$672,000 | 2014-05-16 |
| Q1 2014 | CLFD CLEARFIELD INC | United States | COM | 1,855 | 30,466 | +28,611 | $37,000 | $704,000 | +$667,000 | 2014-05-16 |
| Q1 2014 | IPGP IPG PHOTONICS CORP | United States | COM | 11,710 | 22,167 | +10,457 | $909,000 | $1,576,000 | +$667,000 | 2014-05-16 |
| Q1 2014 | COP CONOCOPHILLIPS | United States | COM | 1,737,846 | 1,754,701 | +16,855 | $122,779,000 | $123,444,000 | +$665,000 | 2014-05-16 |
| Q1 2014 | CMP COMPASS MINERALS INTL INC | United States | COM | 23,114 | 30,468 | +7,354 | $1,850,000 | $2,514,000 | +$664,000 | 2014-05-16 |
| Q1 2014 | CROX CROCS INC | United States | COM | 196,056 | 242,408 | +46,352 | $3,121,000 | $3,782,000 | +$661,000 | 2014-05-16 |
| Q1 2014 | IAG IAMGOLD CORP | COM | 393,346 | 559,680 | +166,334 | $1,310,000 | $1,970,000 | +$660,000 | 2014-05-16 | |
| Q1 2014 | DPZ DOMINOS PIZZA INC | United States | COM | 66,088 | 68,382 | +2,294 | $4,603,000 | $5,263,000 | +$660,000 | 2014-05-16 |
| Q1 2014 | RHI ROBERT HALF INTL INC | United States | COM | 45,997 | 61,628 | +15,631 | $1,932,000 | $2,585,000 | +$653,000 | 2014-05-16 |
| Q1 2014 | ON ON SEMICONDUCTOR CORP | United States | COM | 59,335 | 121,025 | +61,690 | $489,000 | $1,138,000 | +$649,000 | 2014-05-16 |
| Q1 2014 | ABR ARBOR RLTY TR INC | United States | COM | 9,300 | 102,836 | +93,536 | $62,000 | $711,000 | +$649,000 | 2014-05-16 |
| Q1 2014 | GBDC GOLUB CAP BDC INC | United States | COM | 1,153,744 | 1,199,892 | +46,148 | $22,048,000 | $21,406,000 | -$642,000 | 2014-05-16 |
| Q1 2014 | THRM GENTHERM INC | United States | COM | 14,717 | 29,684 | +14,967 | $395,000 | $1,031,000 | +$636,000 | 2014-05-16 |
| Q1 2014 | BFZ BLACKROCK CALIF MUN INCOME T | United States | SH BEN INT | 443,366 | 457,628 | +14,262 | $6,065,000 | $6,700,000 | +$635,000 | 2014-05-16 |
| Q1 2014 | ECF ELLSWORTH FUND LTD | United States | COM | 626,594 | 670,563 | +43,969 | $5,132,000 | $5,767,000 | +$635,000 | 2014-05-16 |
| Q1 2014 | VRSK VERISK ANALYTICS INC | United States | CL A | 113,120 | 113,455 | +335 | $7,434,000 | $6,802,000 | -$632,000 | 2014-05-16 |
| Q1 2014 | EZPW EZCORP INC | United States | CL A NON VTG | 12,618 | 71,992 | +59,374 | $148,000 | $776,000 | +$628,000 | 2014-05-16 |
| Q1 2014 | FELE FRANKLIN ELEC INC | United States | COM | 59,367 | 77,027 | +17,660 | $2,650,000 | $3,275,000 | +$625,000 | 2014-05-16 |
| Q1 2014 | HRZN HORIZON TECHNOLOGY FIN CORP | United States | COM | 168,033 | 240,563 | +72,530 | $2,388,000 | $3,010,000 | +$622,000 | 2014-05-16 |
| Q1 2014 | GAIN GLADSTONE INVT CORP | United States | COM | 405,397 | 469,983 | +64,586 | $3,267,000 | $3,886,000 | +$619,000 | 2014-05-16 |
| Q1 2014 | HOLX HOLOGIC INC | United States | COM | 83,586 | 115,521 | +31,935 | $1,868,000 | $2,483,000 | +$615,000 | 2014-05-16 |
| Q1 2014 | IRBTQ IROBOT CORP | United States | COM | 2,871 | 17,378 | +14,507 | $100,000 | $714,000 | +$614,000 | 2014-05-16 |
| Q1 2014 | CMS CMS ENERGY CORP | United States | COM | 179,510 | 184,838 | +5,328 | $4,806,000 | $5,412,000 | +$606,000 | 2014-05-16 |
| Q1 2014 | DCI DONALDSON INC | United States | COM | 207,270 | 226,622 | +19,352 | $9,008,000 | $9,609,000 | +$601,000 | 2014-05-16 |
| Q1 2014 | PAAS PAN AMERICAN SILVER CORP | COM | 250,317 | 274,054 | +23,737 | $2,928,000 | $3,528,000 | +$600,000 | 2014-05-16 | |
| Q1 2014 | XPO XPO LOGISTICS INC | United States | COM | 123,893 | 130,802 | +6,909 | $3,257,000 | $3,847,000 | +$590,000 | 2014-05-16 |
| Q1 2014 | PH PARKER HANNIFIN CORP | United States | COM | 90,396 | 92,273 | +1,877 | $11,629,000 | $11,046,000 | -$583,000 | 2014-05-16 |
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| Not available yet | |||