UBS AG historic quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 535 positions, added to 4,469, reduced 3,687 and sold out of 336.
- Q3 2013: Stock MVO; Country of operation —; Class TR UNITS; Shares before 2,490.
- Q3 2013: Stock NKSH; Country of operation United States; Class COM; Shares before 1,429.
- Q3 2013: Stock BRT; Country of operation United States; Class SH BEN INT NEW; Shares before 23,783.
- Q3 2013: Stock UTI; Country of operation United States; Class COM; Shares before 3,166.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2013 | MVO MV OIL TR | TR UNITS | 2,490 | 3,284 | +794 | $78,000 | $96,000 | +$18,000 | 2013-11-13 | |
| Q3 2013 | NKSH NATIONAL BANKSHARES INC VA | United States | COM | 1,429 | 1,920 | +491 | $51,000 | $69,000 | +$18,000 | 2013-11-13 |
| Q3 2013 | BRT BRT RLTY TR | United States | SH BEN INT NEW | 23,783 | 25,450 | +1,667 | $166,000 | $183,000 | +$17,000 | 2013-11-13 |
| Q3 2013 | UTI UNIVERSAL TECHNICAL INST INC | United States | COM | 3,166 | 4,007 | +841 | $32,000 | $49,000 | +$17,000 | 2013-11-13 |
| Q3 2013 | NL NL INDS INC | United States | COM NEW | 1,446 | 2,923 | +1,477 | $17,000 | $34,000 | +$17,000 | 2013-11-13 |
| Q3 2013 | ISSC INNOVATIVE SOLUTIONS & SUPPO | United States | COM | 1,000 | 2,837 | +1,837 | $6,000 | $22,000 | +$16,000 | 2013-11-13 |
| Q3 2013 | SRDX SURMODICS INC | United States | COM | 1,230 | 1,722 | +492 | $25,000 | $41,000 | +$16,000 | 2013-11-13 |
| Q3 2013 | MCS MARCUS CORP | United States | COM | 6,562 | 6,825 | +263 | $83,000 | $99,000 | +$16,000 | 2013-11-13 |
| Q3 2013 | ALNT ALLIED MOTION TECHNOLOGIES I | United States | COM | 1,215 | 2,970 | +1,755 | $8,000 | $24,000 | +$16,000 | 2013-11-13 |
| Q3 2013 | SFST SOUTHERN FIRST BANCSHARES IN | United States | COM | 366 | 1,459 | +1,093 | $4,000 | $20,000 | +$16,000 | 2013-11-13 |
| Q3 2013 | PROV PROVIDENT FINL HLDGS INC | United States | COM | 522 | 1,395 | +873 | $8,000 | $23,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | UBFO UNITED SECURITY BANCSHARES C | United States | COM | 5,743 | 9,192 | +3,449 | $24,000 | $39,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | SHBI SHORE BANCSHARES INC | United States | COM | 350 | 2,072 | +1,722 | $3,000 | $18,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | THFF FIRST FINL CORP IND | United States | COM | 896 | 1,353 | +457 | $28,000 | $43,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | GALT GALECTIN THERAPEUTICS INC | United States | COM NEW | 417 | 1,698 | +1,281 | $2,000 | $17,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | HURN HURON CONSULTING GROUP INC | United States | COM | 43 | 336 | +293 | $2,000 | $17,000 | +$15,000 | 2013-11-13 |
| Q3 2013 | MUE BLACKROCK MUNIHLDNGS QLTY II | United States | COM | 45,177 | 50,588 | +5,411 | $624,000 | $638,000 | +$14,000 | 2013-11-13 |
| Q3 2013 | UG UNITED GUARDIAN INC | United States | COM | 675 | 1,207 | +532 | $16,000 | $30,000 | +$14,000 | 2013-11-13 |
| Q3 2013 | REX REX AMERICAN RESOURCES CORP | United States | COM | 575 | 987 | +412 | $17,000 | $31,000 | +$14,000 | 2013-11-13 |
| Q3 2013 | PLUG PLUG POWER INC | United States | COM NEW | 33,136 | 36,882 | +3,746 | $13,000 | $27,000 | +$14,000 | 2013-11-13 |
| Q3 2013 | CIF MFS INTERMEDIATE HIGH INC FD | United States | SH BEN INT | 8,937 | 14,530 | +5,593 | $26,000 | $40,000 | +$14,000 | 2013-11-13 |
| Q3 2013 | TAC TRANSALTA CORP | COM | 30,384 | 31,084 | +700 | $417,000 | $403,000 | -$14,000 | 2013-11-13 | |
| Q3 2013 | MHO M/I HOMES INC | United States | COM | 7,500 | 8,973 | +1,473 | $172,000 | $185,000 | +$13,000 | 2013-11-13 |
| Q3 2013 | CASH META FINL GROUP INC | United States | COM | 1,000 | 1,035 | +35 | $26,000 | $39,000 | +$13,000 | 2013-11-13 |
| Q3 2013 | SFBC SOUND FINL BANCORP INC | United States | COM | 556 | 1,405 | +849 | $8,000 | $21,000 | +$13,000 | 2013-11-13 |
| Q3 2013 | PEBK PEOPLES BANCORP N C INC | United States | COM | 381 | 1,443 | +1,062 | $5,000 | $18,000 | +$13,000 | 2013-11-13 |
| Q3 2013 | CWST CASELLA WASTE SYS INC | United States | CL A | 6,438 | 6,862 | +424 | $28,000 | $40,000 | +$12,000 | 2013-11-13 |
| Q3 2013 | CRNT CERAGON NETWORKS LTD | ORD | 1,766 | 4,365 | +2,599 | $6,000 | $18,000 | +$12,000 | 2013-11-13 | |
| Q3 2013 | MZTI LANCASTER COLONY CORP | United States | COM | 11,015 | 11,129 | +114 | $859,000 | $871,000 | +$12,000 | 2013-11-13 |
| Q3 2013 | WHG WESTWOOD HLDGS GROUP INC | United States | COM | 590 | 752 | +162 | $25,000 | $36,000 | +$11,000 | 2013-11-13 |
| Q3 2013 | ARL AMERICAN RLTY INVS INC | United States | COM | 1,422 | 3,939 | +2,517 | $7,000 | $18,000 | +$11,000 | 2013-11-13 |
| Q3 2013 | HRZN HORIZON TECHNOLOGY FIN CORP | United States | COM | 154,558 | 160,176 | +5,618 | $2,123,000 | $2,134,000 | +$11,000 | 2013-11-13 |
| Q3 2013 | TRNS TRANSCAT INC | United States | COM | 3,000 | 3,885 | +885 | $20,000 | $31,000 | +$11,000 | 2013-11-13 |
| Q3 2013 | CNTY CENTURY CASINOS INC | United States | COM | 1,351 | 2,560 | +1,209 | $5,000 | $15,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | ACIC UNITED INS HLDGS CORP | United States | COM | 2,327 | 2,936 | +609 | $16,000 | $26,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | BELFB BEL FUSE INC | United States | CL B | 709 | 1,173 | +464 | $10,000 | $20,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | ATLC ATLANTICUS HLDGS CORP | United States | COM | 1,000 | 3,911 | +2,911 | $4,000 | $14,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | HDSN HUDSON TECHNOLOGIES INC | United States | COM | 15,334 | 19,400 | +4,066 | $49,000 | $39,000 | -$10,000 | 2013-11-13 |
| Q3 2013 | UNTY UNITY BANCORP INC | United States | COM | 1,602 | 2,844 | +1,242 | $11,000 | $21,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | MAG MAG SILVER CORP | COM | 1,337 | 3,064 | +1,727 | $8,000 | $18,000 | +$10,000 | 2013-11-13 | |
| Q3 2013 | MBWM MERCANTILE BANK CORP | United States | COM | 114 | 583 | +469 | $2,000 | $12,000 | +$10,000 | 2013-11-13 |
| Q3 2013 | UMH U M H PROPERTIES INC | United States | COM | 3,292 | 4,295 | +1,003 | $34,000 | $43,000 | +$9,000 | 2013-11-13 |
| Q3 2013 | ICCC IMMUCELL CORP | United States | COM PAR $0.10 | 1,870 | 3,322 | +1,452 | $7,000 | $16,000 | +$9,000 | 2013-11-13 |
| Q3 2013 | FIZZ NATIONAL BEVERAGE CORP | United States | COM | 738 | 1,260 | +522 | $13,000 | $22,000 | +$9,000 | 2013-11-13 |
| Q3 2013 | ORA ORMAT TECHNOLOGIES INC | United States | COM | 500 | 806 | +306 | $12,000 | $21,000 | +$9,000 | 2013-11-13 |
| Q3 2013 | PFLT PENNANTPARK FLOATING RATE CA | United States | COM | 9,120 | 10,004 | +884 | $129,000 | $138,000 | +$9,000 | 2013-11-13 |
| Q3 2013 | TORM TOR MINERALS INTL INC | COM NEW | 529 | 1,166 | +637 | $6,000 | $14,000 | +$8,000 | 2013-11-13 | |
| Q3 2013 | SENEA SENECA FOODS CORP NEW | United States | CL A | 773 | 1,060 | +287 | $24,000 | $32,000 | +$8,000 | 2013-11-13 |
| Q3 2013 | IIIN INSTEEL INDUSTRIES INC | United States | COM | 1,664 | 2,238 | +574 | $29,000 | $36,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | BAH BOOZ ALLEN HAMILTON HLDG COR | United States | CL A | 1,265 | 1,496 | +231 | $22,000 | $29,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | PLCE CHILDRENS PL RETAIL STORES I | United States | COM | 631 | 719 | +88 | $35,000 | $42,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | VIRC VIRCO MFG CO | United States | COM | 145 | 3,251 | +3,106 | $0 | $7,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | MPB MID PENN BANCORP INC | United States | COM | 967 | 1,611 | +644 | $11,000 | $18,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | WVFC WVS FINL CORP | United States | COM | 1,584 | 2,184 | +600 | $17,000 | $24,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | BLDP BALLARD PWR SYS INC NEW | COM | 16,647 | 21,040 | +4,393 | $30,000 | $37,000 | +$7,000 | 2013-11-13 | |
| Q3 2013 | PGC PEAPACK-GLADSTONE FINL CORP | United States | COM | 3,785 | 3,935 | +150 | $66,000 | $73,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | BFIN BANKFINANCIAL CORP | United States | COM | 968 | 1,716 | +748 | $8,000 | $15,000 | +$7,000 | 2013-11-13 |
| Q3 2013 | VICR VICOR CORP | United States | COM | 4,432 | 4,527 | +95 | $31,000 | $37,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | PLBC PLUMAS BANCORP | United States | COM | 4,526 | 5,524 | +998 | $28,000 | $34,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | CHCO CITY HLDG CO | United States | COM | 807 | 852 | +45 | $31,000 | $37,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | LCUT LIFETIME BRANDS INC | United States | COM | 97 | 446 | +349 | $1,000 | $7,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | VFL DELAWARE INVT NAT MUNI INC F | United States | SH BEN INT | 34,315 | 37,190 | +2,875 | $436,000 | $442,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | MARPS MARINE PETE TR | United States | UNIT BEN INT | 431 | 775 | +344 | $7,000 | $13,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | SLP SIMULATIONS PLUS INC | United States | COM | 8,416 | 8,643 | +227 | $35,000 | $41,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | INDB INDEPENDENT BANK CORP MASS | United States | COM | 4,658 | 4,666 | +8 | $160,000 | $166,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | MXC MEXCO ENERGY CORP | United States | COM | 278 | 1,296 | +1,018 | $2,000 | $8,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | SAIA SAIA INC | United States | COM | 232 | 426 | +194 | $7,000 | $13,000 | +$6,000 | 2013-11-13 |
| Q3 2013 | FNLC FIRST BANCORP INC ME | United States | COM | 9,801 | 10,574 | +773 | $171,000 | $176,000 | +$5,000 | 2013-11-13 |
| Q3 2013 | GENC GENCOR INDS INC | United States | COM | 233 | 775 | +542 | $2,000 | $7,000 | +$5,000 | 2013-11-13 |
| Q3 2013 | RVP RETRACTABLE TECHNOLOGIES INC | United States | COM | 1,061 | 2,210 | +1,149 | $2,000 | $7,000 | +$5,000 | 2013-11-13 |
| Q3 2013 | MGIC MAGIC SOFTWARE ENTERPRISES L | ORD | 200 | 917 | +717 | $1,000 | $6,000 | +$5,000 | 2013-11-13 | |
| Q3 2013 | THM INTERNATIONAL TOWER HILL MIN | COM | 18,500 | 21,000 | +2,500 | $12,000 | $7,000 | -$5,000 | 2013-11-13 | |
| Q3 2013 | OFED OCONEE FED FINL CORP | COM | 2,035 | 2,122 | +87 | $30,000 | $35,000 | +$5,000 | 2013-11-13 | |
| Q3 2013 | OVLY OAK VALLEY BANCORP OAKDALE C | United States | COM | 250 | 827 | +577 | $2,000 | $7,000 | +$5,000 | 2013-11-13 |
| Q3 2013 | MVF BLACKROCK MUNIVEST FD INC | United States | COM | 119,877 | 130,696 | +10,819 | $1,217,000 | $1,221,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | BRID BRIDGFORD FOODS CORP | United States | COM | 100 | 500 | +400 | $1,000 | $5,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | FTEK FUEL TECH INC | United States | COM | 2,694 | 3,200 | +506 | $10,000 | $14,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | ASUR ASURE SOFTWARE INC | United States | COM | 849 | 2,078 | +1,229 | $5,000 | $9,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | AGYS AGILYSYS INC | United States | COM | 2,079 | 2,232 | +153 | $23,000 | $27,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | NOM NUVEEN MO PREM INCOME MUN FD | United States | COM | 1,700 | 2,253 | +553 | $26,000 | $30,000 | +$4,000 | 2013-11-13 |
| Q3 2013 | BOSC BOS BETTER ONLINE SOLUTIONS | SHS NEW NIS 80 | 2,055 | 2,410 | +355 | $6,000 | $9,000 | +$3,000 | 2013-11-13 | |
| Q3 2013 | CRMT AMERICAS CAR MART INC | United States | COM | 229 | 289 | +60 | $10,000 | $13,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | FCAP FIRST CAPITAL INC | United States | COM | 484 | 618 | +134 | $10,000 | $13,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | RMBS RAMBUS INC DEL | United States | COM | 1,350 | 1,550 | +200 | $12,000 | $15,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | GUT GABELLI UTIL TR | United States | COM | 29,015 | 30,115 | +1,100 | $188,000 | $191,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | LOAN MANHATTAN BRIDGE CAPITAL INC | United States | COM | 22 | 1,827 | +1,805 | $0 | $3,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | SIEB SIEBERT FINL CORP | United States | COM | 2,241 | 3,641 | +1,400 | $3,000 | $6,000 | +$3,000 | 2013-11-13 |
| Q3 2013 | CVGI COMMERCIAL VEH GROUP INC | United States | COM | 1,280 | 1,555 | +275 | $10,000 | $12,000 | +$2,000 | 2013-11-13 |
| Q3 2013 | FOLD AMICUS THERAPEUTICS INC | United States | COM | 16,000 | 17,000 | +1,000 | $37,000 | $39,000 | +$2,000 | 2013-11-13 |
| Q3 2013 | RDNT RADNET INC | United States | COM | 8,464 | 8,730 | +266 | $23,000 | $21,000 | -$2,000 | 2013-11-13 |
| Q3 2013 | IOR INCOME OPPORTUNITY RLTY INVS | United States | COM | 422 | 716 | +294 | $2,000 | $4,000 | +$2,000 | 2013-11-13 |
| Q3 2013 | SOYB TEUCRIUM COMMODITY TR | United States | SOYBEAN FD | 4,924 | 4,987 | +63 | $116,000 | $115,000 | -$1,000 | 2013-11-13 |
| Q3 2013 | CKX CKX LANDS INC | United States | COM | 631 | 705 | +74 | $9,000 | $10,000 | +$1,000 | 2013-11-13 |
| Q3 2013 | FSFG FIRST SAVINGS FINL GROUP INC | United States | COM | 844 | 920 | +76 | $20,000 | $21,000 | +$1,000 | 2013-11-13 |
| Q3 2013 | AIRT AIR T INC | United States | COM | 603 | 645 | +42 | $6,000 | $7,000 | +$1,000 | 2013-11-13 |
| Q3 2013 | ALX ALEXANDERS INC | United States | COM | 913 | 942 | +29 | $268,000 | $269,000 | +$1,000 | 2013-11-13 |
| Q3 2013 | ORMP ORAMED PHARM INC | COM NEW | 417 | 570 | +153 | $3,000 | $4,000 | +$1,000 | 2013-11-13 | |
| Q3 2013 | ORN ORION MARINE GROUP INC | United States | COM | 5,139 | 5,899 | +760 | $62,000 | $61,000 | -$1,000 | 2013-11-13 |
| Q3 2013 | NSYS NORTECH SYS INC | United States | COM | 793 | 893 | +100 | $3,000 | $4,000 | +$1,000 | 2013-11-13 |
| Q3 2013 | MNDO MIND C T I LTD | ORD | 360 | 538 | +178 | $1,000 | $1,000 | $0 | 2013-11-13 |
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| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||