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Tradewinds Global Investors, LLC Current Holdings: Foreign ADRs

Tradewinds Global Investors, LLC current holdings: Foreign ADRs

Tradewinds Global Investors, LLC reported $0.01 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 5 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are SK Telecom Co Ltd, Royal Dutch Shell PLC, Credit Suisse Group AG.

  • SK Telecom Co Ltd: Country of operation South Korea; Class SPONSORED ADR; Shares 153,662; Value $3,473,000.
  • Royal Dutch Shell PLC: Country of operation —; Class SPON ADR B; Shares 61,173; Value $3,232,000.
  • Credit Suisse Group AG: Country of operation —; Class SPONSORED ADR; Shares 180,272; Value $2,369,000.
  • GlaxoSmithKline PLC: Country of operation —; Class SPONSORED ADR; Shares 45,143; Value $1,947,000.

Form 13F-HR as filed (SEC CIK 1383221): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
SK Telecom Co Ltd
CUSIP 78440P108
South KoreaSPONSORED ADR153,662$3,473,0002016-09-302016-11-14
Royal Dutch Shell PLC
CUSIP 780259107
SPON ADR B61,173$3,232,0002016-09-302016-11-14
Credit Suisse Group AG
CUSIP 225401108
SPONSORED ADR180,272$2,369,0002016-09-302016-11-14
GlaxoSmithKline PLC
CUSIP 37733W105
SPONSORED ADR45,143$1,947,0002016-09-302016-11-14
Royal Bank of Scotland Group PLC
CUSIP 780097689
SPONS ADR 2 ORD52,072$243,0002016-09-302016-11-14

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