Tradewinds Global Investors, LLC Info

Tradewinds Global Investors, LLC info

Tradewinds Global Investors, LLC (SEC CIK 1383221) first filed with the SEC on 2007-07-09 (Form SC 13G) and has filed 285 times since, including 38 Form 13F-HR quarterly holdings reports. It is organized in DE and registered at 2049 CENTURY PARK EAST, 20TH FLOOR, LOS ANGELES, CA, 90067.

Name: Value Tradewinds Global Investors, LLC.
SEC CIK: Value 1383221.
State of organization: Value DE.
Business address: Value 2049 CENTURY PARK EAST, 20TH FLOOR, LOS ANGELES, CA, 90067.

No Form ADV row is held for this firm, so its adviser registration date, assets under management and employees are left out rather than estimated.

Firm

Field	Value
Name	Tradewinds Global Investors, LLC
SEC CIK	1383221
State of organization	DE
Business address	2049 CENTURY PARK EAST, 20TH FLOOR, LOS ANGELES, CA, 90067
Mailing address	2049 CENTURY PARK EAST, 20TH FLOOR, LOS ANGELES, CA, 90067
Phone	(310) 552-5114
Fiscal year end	December 31
Former names	Tradewinds NWQ Global Investors, LLC (2007-07-09 to 2007-07-12)

SEC Filing History

Field	Value
First SEC filing	2007-07-09 (Form SC 13G)
Latest SEC filing	2016-11-14 (Form 13F-HR)
Filings on EDGAR	285
First Form 13F-HR	2007-08-14 (quarter ended 2007-06-30)
Latest Form 13F-HR	2016-11-14 (quarter ended 2016-09-30)
Form 13F-HR filings	38

Filings by Form

Form	Filings	Latest
SC 13G/A	160	2014-09-05
SC 13G	66	2012-02-14
13F-HR	38	2016-11-14
S-4/A	4	2014-07-02
13F-HR/A	4	2014-02-19
40-APP	2	2009-06-03
S-4	2	2014-03-13
40-APP/A	2	2009-08-04
424B3	2	2009-11-16
D/A	2	2015-03-11
EFFECT	1	2009-11-10
APP WD	1	2010-03-03
D	1	2012-04-09

Filings by Year

Year	Filings	Form 13F-HR
2016	4	4
2015	5	4
2014	9	4
2013	6	4
2012	65	4
2011	22	4
2010	26	4
2009	76	4
2008	48	4
2007	24	2

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