SHUFRO ROSE & CO LLC Historic Quarter Change: USA Bonds: Other Debt, New

SHUFRO ROSE & CO LLC historic quarter change: USA Bonds: Other Debt, New

In other debt filed by principal amount (debentures, bonds) (listed in the US), over 23 quarters from 2012-09-30 to 2026-06-30, SHUFRO ROSE & CO LLC opened 41 positions, added to 16, reduced 19 and sold out of 11.

Q4 2025: Stock AON; Country of operation Ireland; Class CALL; Principal before $0.
Q4 2025: Stock REGN; Country of operation United States; Class PUT; Principal before $0.
Q4 2025: Stock SPY; Country of operation —; Class PUT; Principal before $0.
Q4 2025: Stock COIN; Country of operation United States; Class PUT; Principal before $0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 908195), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-09); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-08); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-25); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-08); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-26); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-30); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-21); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-06-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-06-24); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30); 2012-09-30 to 2013-06-30 (missing 2012-12-31, 2013-03-31).

Quarter	Stock	Country of operation	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q4 2025	AON AON PLC	Ireland	CALL	$0	$10,000	+10,000	$0	$3,528,800	+$3,528,800	2026-02-09
Q4 2025	REGN REGENERON PHARMACEUTICALS	United States	PUT	$0	$2,500	+2,500	$0	$1,929,675	+$1,929,675	2026-02-09
Q4 2025	SPY SPDR S&P 500 ETF TR		PUT	$0	$1,200	+1,200	$0	$818,304	+$818,304	2026-02-09
Q4 2025	COIN COINBASE GLOBAL INC	United States	PUT	$0	$1,000	+1,000	$0	$226,140	+$226,140	2026-02-09
Q1 2025	NVDA NVIDIA CORPORATION	United States	PUT	$0	$59,800	+59,800	$0	$6,481,124	+$6,481,124	2025-05-08
Q1 2025	REGN REGENERON PHARMACEUTICALS	United States	PUT	$0	$2,500	+2,500	$0	$1,585,575	+$1,585,575	2025-05-08
Q1 2025	PALO ALTO NETWORKS INC CUSIP 697435905		CALL	$0	$2,000	+2,000	$0	$341,280	+$341,280	2025-05-08
Q1 2025	AAPL APPLE INC	United States	PUT	$0	$1,000	+1,000	$0	$222,130	+$222,130	2025-05-08
Q3 2016	EHI WESTERN ASSET GLB HI INCOME		COM	$0	$17,929	+17,929	$0	$183,000	+$183,000	2016-11-10
Q1 2016	FRA BLACKROCK FLOAT RATE OME STR		COM	$0	$84,100	+84,100	$0	$1,099,000	+$1,099,000	2016-05-26
Q1 2016	MIN MFS INTER INCOME TR		SH BEN INT	$0	$148,810	+148,810	$0	$686,000	+$686,000	2016-05-26
Q1 2016	PPT PUTNAM PREMIER INCOME TR		SH BEN INT	$0	$136,100	+136,100	$0	$645,000	+$645,000	2016-05-26
Q1 2016	DEUTSCHE MULTI-MKT INCOME TR CUSIP 25160E102		SHS	$0	$71,000	+71,000	$0	$563,000	+$563,000	2016-05-26
Q1 2016	EVV EATON VANCE LTD DUR INCOME F		COM	$0	$38,200	+38,200	$0	$503,000	+$503,000	2016-05-26
Q1 2016	VGM INVESCO TR INVT GRADE MUNS		COM	$0	$32,900	+32,900	$0	$460,000	+$460,000	2016-05-26
Q1 2016	PFL PIMCO INCOME STRATEGY FUND		COM	$0	$44,900	+44,900	$0	$429,000	+$429,000	2016-05-26
Q1 2016	FUND SPROTT FOCUS TR INC		COM	$0	$70,280	+70,280	$0	$428,000	+$428,000	2016-05-26
Q1 2016	TEMPLETON GLOBAL INCOME FD CUSIP 880198106	United States	COM	$0	$62,575	+62,575	$0	$408,000	+$408,000	2016-05-26
Q1 2016	VTN INVESCO TR INVT GRADE NY MUN		COM	$0	$25,000	+25,000	$0	$384,000	+$384,000	2016-05-26
Q1 2016	EFT EATON VANCE FLTING RATE INC		COM	$0	$27,500	+27,500	$0	$362,000	+$362,000	2016-05-26
Q1 2016	PFN PIMCO INCOME STRATEGY FUND I		COM	$0	$37,300	+37,300	$0	$326,000	+$326,000	2016-05-26
Q1 2016	JEQ ABERDEEN JAPAN EQUITY FD INC	United States	COM	$0	$41,950	+41,950	$0	$308,000	+$308,000	2016-05-26
Q1 2016	UTF COHEN & STEERS INFRASTRUCTUR		COM	$0	$13,200	+13,200	$0	$261,000	+$261,000	2016-05-26
Q1 2016	SWZ SWISS HELVETIA FD INC		COM	$0	$24,931	+24,931	$0	$254,000	+$254,000	2016-05-26
Q1 2016	MYN BLACKROCK MUNIYIELD NY QLTY		COM	$0	$18,000	+18,000	$0	$251,000	+$251,000	2016-05-26
Q1 2016	WESTERN ASST MN PRT FD INC CUSIP 95766P108	United States	COM	$0	$14,945	+14,945	$0	$249,000	+$249,000	2016-05-26
Q1 2016	BDJ BLACKROCK ENHANCED EQT DIV T		COM	$0	$28,385	+28,385	$0	$214,000	+$214,000	2016-05-26
Q1 2016	NUV NUVEEN MUN VALUE FD INC		COM	$0	$20,000	+20,000	$0	$210,000	+$210,000	2016-05-26
Q1 2016	FCT FIRST TR SR FLG RTE INCM FD	United States	COM	$0	$16,100	+16,100	$0	$207,000	+$207,000	2016-05-26
Q1 2016	EFR EATON VANCE SR FLTNG RTE TR		COM	$0	$14,650	+14,650	$0	$188,000	+$188,000	2016-05-26
Q1 2016	MHN BLACKROCK MUNIHLDGS NY QLTY	United States	COM	$0	$11,800	+11,800	$0	$177,000	+$177,000	2016-05-26
Q1 2016	ABERDEEN ASIA PACIFIC INCOM CUSIP 003009107	United States	COM	$0	$34,300	+34,300	$0	$172,000	+$172,000	2016-05-26
Q1 2016	WESTERN ASSET GLB PTNRS INCO CUSIP 95766G108		COM	$0	$19,700	+19,700	$0	$158,000	+$158,000	2016-05-26
Q1 2016	NUVEEN QUALITY PFD INC FD 3 CUSIP 67072W101		COM	$0	$14,950	+14,950	$0	$128,000	+$128,000	2016-05-26
Q1 2016	NUVEEN QUALITY PFD INCOME FD CUSIP 67071S101		COM	$0	$13,400	+13,400	$0	$111,000	+$111,000	2016-05-26
Q1 2016	MSD MORGAN STANLEY EMER MKTS DEB		COM	$0	$12,450	+12,450	$0	$109,000	+$109,000	2016-05-26
Q1 2016	JQC NUVEEN CR STRATEGIES INCM FD		COM SHS	$0	$13,300	+13,300	$0	$105,000	+$105,000	2016-05-26
Q1 2016	JPC NUVEEN PFD INCOME OPPRTNY FD		COM	$0	$10,000	+10,000	$0	$94,000	+$94,000	2016-05-26
Q1 2016	NUVEEN QUALITY PFD INCOME FD CUSIP 67072C105	United States	COM	$0	$10,300	+10,300	$0	$93,000	+$93,000	2016-05-26
Q1 2016	VOYA PRIME RATE TR CUSIP 92913A100		SH BEN INT	$0	$10,000	+10,000	$0	$50,000	+$50,000	2016-05-26
Q1 2016	DREYFUS HIGH YIELD STRATEGIE CUSIP 26200S101		SH BEN INT	$0	$15,275	+15,275	$0	$48,000	+$48,000	2016-05-26

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