SHUFRO ROSE & CO LLC Historic Quarter Change: USA Bonds: Other Debt, Added

SHUFRO ROSE & CO LLC historic quarter change: USA Bonds: Other Debt, Added

In other debt filed by principal amount (debentures, bonds) (listed in the US), over 23 quarters from 2012-09-30 to 2026-06-30, SHUFRO ROSE & CO LLC opened 41 positions, added to 16, reduced 19 and sold out of 11.

Q3 2016: Stock VOYA PRIME RATE TR; Country of operation —; Class SH BEN INT; Principal before $26,000.
Q3 2016: Stock EFR; Country of operation —; Class COM; Principal before $14,650.
Q3 2016: Stock FRA; Country of operation —; Class COM; Principal before $82,500.
Q3 2016: Stock PPT; Country of operation —; Class SH BEN INT; Principal before $151,300.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 908195), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-09); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-08); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-25); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-08); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-26); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-30); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-21); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-06-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-06-24); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30); 2012-09-30 to 2013-06-30 (missing 2012-12-31, 2013-03-31).

Quarter	Stock	Country of operation	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q3 2016	VOYA PRIME RATE TR CUSIP 92913A100		SH BEN INT	$26,000	$58,000	+32,000	$133,000	$306,000	+$173,000	2016-11-10
Q3 2016	EFR EATON VANCE SR FLTNG RTE TR		COM	$14,650	$19,550	+4,900	$192,000	$276,000	+$84,000	2016-11-10
Q3 2016	FRA BLACKROCK FLOAT RATE OME STR		COM	$82,500	$84,300	+1,800	$1,085,000	$1,168,000	+$83,000	2016-11-10
Q3 2016	PPT PUTNAM PREMIER INCOME TR		SH BEN INT	$151,300	$159,100	+7,800	$711,000	$778,000	+$67,000	2016-11-10
Q3 2016	FUND SPROTT FOCUS TR INC		COM	$68,840	$69,695	+855	$442,000	$481,000	+$39,000	2016-11-10
Q3 2016	EFT EATON VANCE FLTING RATE INC		COM	$26,600	$27,400	+800	$357,000	$389,000	+$32,000	2016-11-10
Q3 2016	PFN PIMCO INCOME STRATEGY FUND I		COM	$36,300	$38,000	+1,700	$334,000	$362,000	+$28,000	2016-11-10
Q3 2016	FCT FIRST TR SR FLG RTE INCM FD	United States	COM	$16,100	$17,100	+1,000	$207,000	$234,000	+$27,000	2016-11-10
Q3 2016	TEMPLETON GLOBAL INCOME FD CUSIP 880198106	United States	COM	$61,575	$64,575	+3,000	$392,000	$403,000	+$11,000	2016-11-10
Q3 2016	JPC NUVEEN PFD INCOME OPPRTNY FD		COM	$10,000	$11,000	+1,000	$100,000	$110,000	+$10,000	2016-11-10
Q2 2016	NUVEEN PREFERRED SECURITIES CUSIP 67072C105	United States	COM	$10,300	$31,349	+21,049	$93,000	$290,000	+$197,000	2016-08-05
Q2 2016	VOYA PRIME RATE TR CUSIP 92913A100		SH BEN INT	$10,000	$26,000	+16,000	$50,000	$133,000	+$83,000	2016-08-05
Q2 2016	PPT PUTNAM PREMIER INCOME TR		SH BEN INT	$136,100	$151,300	+15,200	$645,000	$711,000	+$66,000	2016-08-05
Q2 2016	MIN MFS INTER INCOME TR		SH BEN INT	$148,810	$154,810	+6,000	$686,000	$718,000	+$32,000	2016-08-05
Q2 2016	ABERDEEN ASIA PACIFIC INCOM CUSIP 003009107	United States	COM	$34,300	$38,300	+4,000	$172,000	$192,000	+$20,000	2016-08-05
Q2 2016	JQC NUVEEN CR STRATEGIES INCM FD		COM SHS	$13,300	$15,300	+2,000	$105,000	$124,000	+$19,000	2016-08-05

Similar Firms

Firm Name	Country	13F Value	Holdings
Sound View Wealth Advisors Group, LLC	United States	$1.470B	422
Beaird Harris Wealth Management, LLC	United States	$1.471B	688
Falcon Wealth Planning	United States	$1.468B	236
CAHABA WEALTH MANAGEMENT, INC.	United States	$1.473B	154
American Assets Investment Management, LLC	United States	$1.474B	146
SFMG, LLC	United States	$1.477B	333
VERUS CAPITAL PARTNERS, LLC	United States	$1.463B	525
Pinnacle Wealth Management Advisory Group, LLC	United States	$1.463B	550
BTC Capital Management, Inc.	United States	$1.477B	530
Adelante Capital Management LLC	United States	$1.462B	42