Regal Investment Advisors LLC historic quarter change: Foreign ADRs, New
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, Regal Investment Advisors LLC opened 45 positions, added to 43, reduced 53 and sold out of 73.
- Q3 2016: Stock GLAXOSMITHKLINE PLC; Country of operation —; Class SPONSORED ADR; Shares before 0.
- Q3 2015: Stock WESTPAC BKG CORP SPONSORED ADR; Country of operation —; Class SPONSORED ADR; Shares before 0.
- Q3 2015: Stock ROYAL DUTCH SHELL PLC SPON ADR; Country of operation —; Class SPON ADR B; Shares before 0.
- Q3 2015: Stock AMARIN CORP PLC SP ADR; Country of operation —; Class SPONS ADR NEW; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1559789), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-12); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-15); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-23); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-02-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-02-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-02-17); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | GLAXOSMITHKLINE PLC
CUSIP 37733W105 | | SPONSORED ADR | 0 | 4,941 | +4,941 | $0 | $213,000 | +$213,000 | 2016-10-27 |
|---|
| Q3 2015 | WESTPAC BKG CORP SPONSORED ADR
CUSIP 961214301 | | SPONSORED ADR | 0 | 6,828 | +6,828 | $0 | $143,000 | +$143,000 | 2015-11-12 |
|---|
| Q3 2015 | ROYAL DUTCH SHELL PLC SPON ADR
CUSIP 780259107 | | SPON ADR B | 0 | 1,102 | +1,102 | $0 | $52,000 | +$52,000 | 2015-11-12 |
|---|
| Q3 2015 | AMARIN CORP PLC SP ADR
CUSIP 023111206 | | SPONS ADR NEW | 0 | 4,600 | +4,600 | $0 | $8,000 | +$8,000 | 2015-11-12 |
|---|
| Q3 2015 | ADVANCED SEMICONDUCTOR ENGINEE
CUSIP 00756M404 | | SPONSORED ADR | 0 | 1,397 | +1,397 | $0 | $7,000 | +$7,000 | 2015-11-12 |
|---|
| Q2 2015 | VOXELJET AG ADS
CUSIP 92912L107 | | ADS | 0 | 513 | +513 | $0 | $3,000 | +$3,000 | 2015-07-23 |
|---|
| Q2 2015 | BHP BILLITON SP ADR
CUSIP 05545E209 | | SPONSORED ADR | 0 | 68 | +68 | $0 | $2,000 | +$2,000 | 2015-07-23 |
|---|
| Q1 2015 | HUANENG POWER INTERNATIONAL IN
CUSIP 443304100 | | SPON ADR H SHS | 0 | 250 | +250 | $0 | $12,000 | +$12,000 | 2015-04-30 |
|---|
| Q3 2014 | REDIFF COM INDIA LTD SPONSORED
CUSIP 757479100 | | SPONSORED ADR | 0 | 10,000 | +10,000 | $0 | $23,000 | +$23,000 | 2014-11-14 |
|---|
| Q3 2014 | INTERCONTINENTAL HOTELS GROUP
CUSIP 45857P509 | | SPON ADR NEW2014 | 0 | 443 | +443 | $0 | $17,000 | +$17,000 | 2014-11-14 |
|---|
| Q2 2014 | CHINA MOBILE H K ADR F SPONSOR
CUSIP 16941M109 | | SPONSORED ADR | 0 | 1,045 | +1,045 | $0 | $51,000 | +$51,000 | 2015-02-17 |
|---|
| Q2 2014 | INTERCONTINENTAL HTLSGRP PLCSP
CUSIP 45857P400 | | SPON ADR NEW 12 | 0 | 566 | +566 | $0 | $23,000 | +$23,000 | 2015-02-17 |
|---|
| Q2 2014 | BITAUTO HLDGS LTD SPONSORED AD
CUSIP 091727107 | | SPONSORED ADS | 0 | 307 | +307 | $0 | $15,000 | +$15,000 | 2015-02-17 |
|---|
| Q2 2014 | MOBILE TELESYSTEMS OJSC SPONSO
CUSIP 607409109 | | SPONSORED ADR | 0 | 400 | +400 | $0 | $8,000 | +$8,000 | 2015-02-17 |
|---|
| Q2 2014 | QIWI PLC SPON ADR REP B
CUSIP 74735M108 | | SPON ADR REP B | 0 | 81 | +81 | $0 | $3,000 | +$3,000 | 2015-02-17 |
|---|
| Q1 2014 | TOTAL FINA ELF S A ADR
CUSIP 89151E109 | | SPONSORED ADR | 0 | 2,900 | +2,900 | $0 | $190,000 | +$190,000 | 2015-02-17 |
|---|
| Q1 2014 | CNOOC LTD ADS
CUSIP 126132109 | | SPONSORED ADR | 0 | 20 | +20 | $0 | $3,000 | +$3,000 | 2015-02-17 |
|---|
| Q1 2014 | STATOIL ASA SPONSORED ADR
CUSIP 85771P102 | | SPONSORED ADR | 0 | 80 | +80 | $0 | $2,000 | +$2,000 | 2015-02-17 |
|---|
| Q4 2013 | VODAFONE GROUP PLC NEW SPONSOR
CUSIP 92857W209 | | SPONS ADR NEW | 0 | 8,282 | +8,282 | $0 | $326,000 | +$326,000 | 2015-02-17 |
|---|
| Q4 2013 | ROYAL DUTCH SHELL PLC SPON ADR
CUSIP 780259107 | | SPON ADR B | 0 | 2,312 | +2,312 | $0 | $174,000 | +$174,000 | 2015-02-17 |
|---|
| Q4 2013 | HSBC HLDGS PLC ADR A 1/40PF A
CUSIP 404280604 | | ADR A 1/40PF A | 0 | 6,900 | +6,900 | $0 | $170,000 | +$170,000 | 2015-02-17 |
|---|
| Q4 2013 | BLDRS EMERGING MARKETS 50 ADR
CUSIP 09348R300 | | EMER MK 50 ADR | 0 | 3,768 | +3,768 | $0 | $140,000 | +$140,000 | 2015-02-17 |
|---|
| Q4 2013 | ROYAL DUTCH SHELL PLC SPONS AD
CUSIP 780259206 | | SPONS ADR A | 0 | 1,505 | +1,505 | $0 | $107,000 | +$107,000 | 2015-02-17 |
|---|
| Q4 2013 | ARM HOLDINGS, PLC - ADR
CUSIP 042068106 | | SPONSORED ADR | 0 | 999 | +999 | $0 | $55,000 | +$55,000 | 2015-02-17 |
|---|
| Q4 2013 | NATIONAL GRID PLC
CUSIP 636274300 | | SPON ADR NEW | 0 | 786 | +786 | $0 | $51,000 | +$51,000 | 2015-02-17 |
|---|
| Q4 2013 | WUXI PHARMATECH CAYMAN INC SPO
CUSIP 929352102 | | SPONS ADR SHS | 0 | 1,091 | +1,091 | $0 | $42,000 | +$42,000 | 2015-02-17 |
|---|
| Q4 2013 | 51JOBS INC ADR
CUSIP 316827104 | | SP ADR REP COM | 0 | 480 | +480 | $0 | $37,000 | +$37,000 | 2015-02-17 |
|---|
| Q4 2013 | CPFL ENERGIA SA
CUSIP 126153105 | | SPONSORED ADR | 0 | 2,003 | +2,003 | $0 | $32,000 | +$32,000 | 2015-02-17 |
|---|
| Q4 2013 | CHINA MOBILE H K ADR F SPONSOR
CUSIP 16941M109 | | SPONSORED ADR | 0 | 563 | +563 | $0 | $29,000 | +$29,000 | 2015-02-17 |
|---|
| Q4 2013 | SK TELECOM ADS
CUSIP 78440P108 | South Korea | SPONSORED ADR | 0 | 982 | +982 | $0 | $24,000 | +$24,000 | 2015-02-17 |
|---|
| Q4 2013 | NEW ORIENTAL EDUCATION & TECHN
CUSIP 647581107 | | SPON ADR | 0 | 398 | +398 | $0 | $13,000 | +$13,000 | 2015-02-17 |
|---|
| Q4 2013 | GLAXOSMITHKLINE PLC ADS
CUSIP 37733W105 | | SPONSORED ADR | 0 | 239 | +239 | $0 | $13,000 | +$13,000 | 2015-02-17 |
|---|
| Q4 2013 | SOUFUN HLDGS LTD ADR
CUSIP 836034108 | | ADR | 0 | 119 | +119 | $0 | $10,000 | +$10,000 | 2015-02-17 |
|---|
| Q4 2013 | ASTRAZENECA PLC SPONSORED ADR
CUSIP 046353108 | | SPONSORED ADR | 0 | 147 | +147 | $0 | $9,000 | +$9,000 | 2015-02-17 |
|---|
| Q4 2013 | VIVO PARTICIPACOE SA
CUSIP 87936R106 | | SPONSORED ADR | 0 | 26 | +26 | $0 | $1,000 | +$1,000 | 2015-02-17 |
|---|
| Q4 2013 | AMERICA MOVIL S A DE C V
CUSIP 02364W105 | | SPON ADR L SHS | 0 | 30 | +30 | $0 | $1,000 | +$1,000 | 2015-02-17 |
|---|
| Q4 2013 | TELE CELULAR SUL PART S A SPON
CUSIP 88706P205 | | SPONSORED ADR | 0 | 5 | +5 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q4 2013 | ALCATEL LUCENT
CUSIP 013904305 | | SPONSORED ADR | 0 | 44 | +44 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q4 2013 | JA SOLAR HOLDINGS CO LTD SPON
CUSIP 466090206 | | SPON ADR REP5ORD | 0 | 40 | +40 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q4 2013 | OI S.A. SPONSORED ADR
CUSIP 670851104 | | SPONSORED ADR | 0 | 80 | +80 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q4 2013 | ROYAL BANK ADS
CUSIP 780097689 | | SPONS ADR 20 ORD | 0 | 15 | +15 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q3 2013 | 51JOB INC.
CUSIP 316827104 | | ADR | 0 | 430 | +430 | $0 | $31,000 | +$31,000 | 2013-11-12 |
|---|
| Q3 2013 | CIA DE BEBIDAS PFD ADR F SPONSORED ADR
CUSIP 20441W203 | | ADR | 0 | 783 | +783 | $0 | $30,000 | +$30,000 | 2013-11-12 |
|---|
| Q3 2013 | WUXI PHARMATECH CAYMAN INC SPONSORED ADR
CUSIP 929352102 | | ADR | 0 | 919 | +919 | $0 | $25,000 | +$25,000 | 2013-11-12 |
|---|
| Q3 2013 | CHINA MOBILE HONG KONG LTD
CUSIP 16941M109 | | ADR | 0 | 289 | +289 | $0 | $16,000 | +$16,000 | 2013-11-12 |
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