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Regal Investment Advisors LLC Historic Quarter Change: Foreign Preferred Shares, Added

Regal Investment Advisors LLC historic quarter change: Foreign Preferred Shares, Added

In preferred shares (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, Regal Investment Advisors LLC opened 7 positions, added to 4, reduced 2 and sold out of 7.

  • Q4 2015: Stock COMPANHIA PARANAENSE DE ENERGI; Country of operation —; Class SPON ADR PFD; Shares before 21,210.
  • Q3 2015: Stock COMPANHIA PARANAENSE DE ENERGI; Country of operation —; Class SPON ADR PFD; Shares before 100.
  • Q3 2014: Stock GGB; Country of operation —; Class SPON ADR REP PFD; Shares before 2,574.
  • Q1 2014: Stock CIG; Country of operation —; Class SP ADR N-V PFD; Shares before 6,910.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1559789), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-12); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-15); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-23); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-02-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-02-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-02-17); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015COMPANHIA PARANAENSE DE ENERGI
CUSIP 20441B407
SPON ADR PFD21,21021,926+716$174,000$128,000-$46,0002016-02-08
Q3 2015COMPANHIA PARANAENSE DE ENERGI
CUSIP 20441B407
SPON ADR PFD10021,210+21,110$1,000$174,000+$173,0002015-11-12
Q3 2014GGB
GERDAU SA BRAZIL ADR SPONSORED
SPON ADR REP PFD2,5742,614+40$15,000$13,000-$2,0002014-11-14
Q1 2014CIG
COMPANHIA ENERGETICA DE MINAS
SP ADR N-V PFD6,9107,032+122$41,000$48,000+$7,0002015-02-17

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