PT ASSET MANAGEMENT, LLC quarter change: USA Options, Unchanged
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, PT ASSET MANAGEMENT, LLC opened 21 positions, added to 47, reduced 40, sold out of 24 and left 48 unchanged. The largest increase in value was AMZN (+$7,340,000); the largest decrease was SPY (-$124,122,000).
- CAT: Country of operation United States; Class COM · Call; Shares 2016-06-30 38,500; Shares 2016-09-30 38,500.
- YUM: Country of operation United States; Class COM · Put; Shares 2016-06-30 47,500; Shares 2016-09-30 47,500.
- MU: Country of operation United States; Class COM · Put; Shares 2016-06-30 92,500; Shares 2016-09-30 92,500.
- RACE: Country of operation —; Class COM · Put; Shares 2016-06-30 25,000; Shares 2016-09-30 25,000.
Two Form 13F-HR filings compared (SEC CIK 1654913): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
CAT
CATERPILLAR INC DEL | United States | COM · Call | 38,500 | 38,500 | 0 | $2,918,000 | $3,417,000 | +$499,000 |
|---|
YUM
YUM BRANDS INC | United States | COM · Put | 47,500 | 47,500 | 0 | $3,938,000 | $4,312,000 | +$374,000 |
|---|
MU
MICRON TECHNOLOGY INC | United States | COM · Put | 92,500 | 92,500 | 0 | $1,272,000 | $1,644,000 | +$372,000 |
|---|
RACE
FERRARI N V | | COM · Put | 25,000 | 25,000 | 0 | $1,023,000 | $1,297,000 | +$274,000 |
|---|
MU
MICRON TECHNOLOGY INC | United States | COM · Call | 51,700 | 51,700 | 0 | $712,000 | $920,000 | +$208,000 |
|---|
BARRICK GOLD CORP
CUSIP 067901108 | | COM · Call | 55,000 | 55,000 | 0 | $1,174,000 | $975,000 | -$199,000 |
|---|
CAT
CATERPILLAR INC DEL | United States | COM · Put | 15,000 | 15,000 | 0 | $1,137,000 | $1,332,000 | +$195,000 |
|---|
BARRICK GOLD CORP
CUSIP 067901108 | | COM · Put | 53,000 | 53,000 | 0 | $1,132,000 | $939,000 | -$193,000 |
|---|
RACE
FERRARI N V | | COM · Call | 16,500 | 16,500 | 0 | $675,000 | $856,000 | +$181,000 |
|---|
GOOGL
ALPHABET INC | United States | CAP STK CL A · Call | 1,600 | 1,600 | 0 | $1,126,000 | $1,286,000 | +$160,000 |
|---|
MET
METLIFE INC | United States | COM · Call | 33,300 | 33,300 | 0 | $1,326,000 | $1,480,000 | +$154,000 |
|---|
VANECK VECTORS ETF TR
CUSIP 92189F403 | United States | RUSSIA ETF · Put | 112,300 | 112,300 | 0 | $1,956,000 | $2,107,000 | +$151,000 |
|---|
JPM
JPMORGAN CHASE & CO | United States | COM · Call | 32,000 | 32,000 | 0 | $1,988,000 | $2,131,000 | +$143,000 |
|---|
NORDSTROM INC
CUSIP 655664100 | United States | COM · Put | 10,000 | 10,000 | 0 | $380,000 | $519,000 | +$139,000 |
|---|
SBUX
STARBUCKS CORP | United States | COM · Put | 40,500 | 40,500 | 0 | $2,313,000 | $2,193,000 | -$120,000 |
|---|
SBUX
STARBUCKS CORP | United States | COM · Call | 36,000 | 36,000 | 0 | $2,056,000 | $1,949,000 | -$107,000 |
|---|
LEN
LENNAR CORP | United States | CL A · Put | 25,000 | 25,000 | 0 | $1,153,000 | $1,058,000 | -$95,000 |
|---|
GDX
VANECK VECTORS ETF TR | | GOLD MINERS ETF · Put | 68,000 | 68,000 | 0 | $1,884,000 | $1,797,000 | -$87,000 |
|---|
MET
METLIFE INC | United States | COM · Put | 18,300 | 18,300 | 0 | $729,000 | $813,000 | +$84,000 |
|---|
CIEN
CIENA CORP | United States | COM NEW · Put | 27,000 | 27,000 | 0 | $506,000 | $589,000 | +$83,000 |
|---|
MICHAEL KORS HLDGS LTD
CUSIP G60754101 | | SHS · Put | 29,000 | 29,000 | 0 | $1,435,000 | $1,357,000 | -$78,000 |
|---|
WHOLE FOODS MKT INC
CUSIP 966837106 | | COM · Put | 20,000 | 20,000 | 0 | $640,000 | $567,000 | -$73,000 |
|---|
MCD
MCDONALDS CORP | United States | COM · Put | 14,000 | 14,000 | 0 | $1,685,000 | $1,615,000 | -$70,000 |
|---|
PFE
PFIZER INC | United States | COM · Put | 50,000 | 50,000 | 0 | $1,760,000 | $1,693,000 | -$67,000 |
|---|
RL
RALPH LAUREN CORP | United States | CL A · Put | 5,000 | 5,000 | 0 | $448,000 | $506,000 | +$58,000 |
|---|
CELGENE CORP
CUSIP 151020104 | | COM · Put | 9,500 | 9,500 | 0 | $937,000 | $993,000 | +$56,000 |
|---|
GDX
VANECK VECTORS ETF TR | | GOLD MINERS ETF · Call | 42,500 | 42,500 | 0 | $1,178,000 | $1,123,000 | -$55,000 |
|---|
PFE
PFIZER INC | United States | COM · Call | 32,000 | 32,000 | 0 | $1,127,000 | $1,084,000 | -$43,000 |
|---|
CELGENE CORP
CUSIP 151020104 | | COM · Call | 7,000 | 7,000 | 0 | $690,000 | $732,000 | +$42,000 |
|---|
TSLA
TESLA MTRS INC | United States | COM · Call | 5,000 | 5,000 | 0 | $1,062,000 | $1,020,000 | -$42,000 |
|---|
WHOLE FOODS MKT INC
CUSIP 966837106 | | COM · Call | 11,500 | 11,500 | 0 | $368,000 | $326,000 | -$42,000 |
|---|
RL
RALPH LAUREN CORP | United States | CL A · Call | 3,500 | 3,500 | 0 | $314,000 | $354,000 | +$40,000 |
|---|
CIEN
CIENA CORP | United States | COM NEW · Call | 12,800 | 12,800 | 0 | $240,000 | $279,000 | +$39,000 |
|---|
WY
WEYERHAEUSER CO | United States | COM · Put | 17,500 | 17,500 | 0 | $521,000 | $559,000 | +$38,000 |
|---|
AXP
AMERICAN EXPRESS CO | United States | COM · Put | 10,400 | 10,400 | 0 | $632,000 | $666,000 | +$34,000 |
|---|
PBI
PITNEY BOWES INC | United States | COM · Call | 74,000 | 74,000 | 0 | $1,317,000 | $1,344,000 | +$27,000 |
|---|
PM
PHILIP MORRIS INTL INC | United States | COM · Put | 5,000 | 5,000 | 0 | $509,000 | $486,000 | -$23,000 |
|---|
LINKEDIN CORP
CUSIP 53578A108 | | COM CL A · Put | 12,200 | 12,200 | 0 | $2,309,000 | $2,331,000 | +$22,000 |
|---|
MICHAEL KORS HLDGS LTD
CUSIP G60754101 | | SHS · Call | 8,000 | 8,000 | 0 | $396,000 | $374,000 | -$22,000 |
|---|
AXP
AMERICAN EXPRESS CO | United States | COM · Call | 6,400 | 6,400 | 0 | $389,000 | $410,000 | +$21,000 |
|---|
ISHARES
CUSIP 464286848 | | MSCI JAPAN ETF · Call | 20,000 | 20,000 | 0 | $230,000 | $251,000 | +$21,000 |
|---|
TRIP
TRIPADVISOR INC | United States | COM · Call | 13,000 | 13,000 | 0 | $836,000 | $821,000 | -$15,000 |
|---|
WALGREENS BOOTS ALLIANCE INC
CUSIP 931427108 | United States | COM · Put | 5,800 | 5,800 | 0 | $483,000 | $468,000 | -$15,000 |
|---|
MMM
3M CO | United States | COM · Call | 8,000 | 8,000 | 0 | $1,400,000 | $1,410,000 | +$10,000 |
|---|
LINKEDIN CORP
CUSIP 53578A108 | | COM CL A · Call | 3,500 | 3,500 | 0 | $663,000 | $669,000 | +$6,000 |
|---|
HONZZZZ
HONEYWELL INTL INC | | COM · Call | 11,000 | 11,000 | 0 | $1,280,000 | $1,275,000 | -$5,000 |
|---|
UNITED TECHNOLOGIES CORP
CUSIP 913017109 | United States | COM · Put | 4,000 | 4,000 | 0 | $410,000 | $406,000 | -$4,000 |
|---|
UNITED TECHNOLOGIES CORP
CUSIP 913017109 | United States | COM · Call | 2,300 | 2,300 | 0 | $236,000 | $234,000 | -$2,000 |
|---|
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