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Nuveen Fund Advisors, LLC Last Quarter Change: USA Everything Else, Added

Nuveen Fund Advisors, LLC quarter change: USA Everything Else, Added

In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Nuveen Fund Advisors, LLC opened 0 positions, added to 1, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was Aegon NV (+$118,000); the largest decrease was Aegon NV (+$118,000).

  • Aegon NV: Country of operation —; Class NY REGISTRY SH; Shares 2016-06-30 15,880; Shares 2016-09-30 47,200.

Two Form 13F-HR filings compared (SEC CIK 1311016): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
Aegon NV
CUSIP 007924103
NY REGISTRY SH15,88047,200+31,320$64,000$182,000+$118,000

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