Nuveen Fund Advisors, LLC Last Quarter Change: Foreign Stocks, Added

Nuveen Fund Advisors, LLC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, Nuveen Fund Advisors, LLC opened 7 positions, added to 12, reduced 10, sold out of 2 and left 0 unchanged. The largest increase in value was ING (+$520,000); the largest decrease was BP (-$265,000).

ING: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 59,902; Shares 2016-09-30 92,317.
PSO: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 10,967; Shares 2016-09-30 44,532.
TELFY: Country of operation Spain; Class SPONSORED ADR; Shares 2016-06-30 33,242; Shares 2016-09-30 58,965.
WPP: Country of operation —; Class ADR; Shares 2016-06-30 2,819; Shares 2016-09-30 3,796.

Two Form 13F-HR filings compared (SEC CIK 1311016): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
ING ING Groep NV		SPONSORED ADR	59,902	92,317	+32,415	$619,000	$1,139,000	+$520,000
PSO Pearson PLC		SPONSORED ADR	10,967	44,532	+33,565	$142,000	$436,000	+$294,000
TELFY Telefonica SA	Spain	SPONSORED ADR	33,242	58,965	+25,723	$315,000	$594,000	+$279,000
WPP WPP PLC		ADR	2,819	3,796	+977	$295,000	$447,000	+$152,000
HSBC HSBC Holdings PLC		SPON ADR NEW	7,255	9,863	+2,608	$227,000	$371,000	+$144,000
ULXXXX Unilever PLC		SPON ADR NEW	7,339	10,413	+3,074	$352,000	$494,000	+$142,000
NVS Novartis AG		SPONSORED ADR	6,540	8,093	+1,553	$540,000	$639,000	+$99,000
VOD Vodafone Group PLC		SPNSR ADR	19,617	23,723	+4,106	$606,000	$692,000	+$86,000
TEVA Teva Pharmaceutical Industries Ltd		ADR	21,953	22,163	+210	$1,103,000	$1,020,000	-$83,000
ERIC Telefonaktiebolaget LM Ericsson		ADR B SEK 10	62,447	77,942	+15,495	$480,000	$562,000	+$82,000
SMFG Sumitomo Mitsui Financial Group Inc		SPONSORED ADR	21,962	22,729	+767	$126,000	$153,000	+$27,000
E Eni SpA		SPONSORED ADR	8,663	9,127	+464	$280,000	$263,000	-$17,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet