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NEXT Financial Group, Inc Last Quarter Change: Foreign Stocks, Reduced

NEXT Financial Group, Inc quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, NEXT Financial Group, Inc opened 12 positions, added to 30, reduced 11, sold out of 1 and left 15 unchanged. The largest increase in value was BP (+$350,000); the largest decrease was TM (-$87,000).

  • TM: Country of operation —; Class SP ADR REP2COM; Shares 2016-06-30 2,024; Shares 2016-09-30 992.
  • BCS: Country of operation —; Class ADR; Shares 2016-06-30 14,011; Shares 2016-09-30 2,794.
  • EMBJ: Country of operation —; Class SP ADR REP 4 COM; Shares 2016-06-30 1,975; Shares 2016-09-30 1,650.
  • IEP: Country of operation United States; Class DEPOSITARY UNIT; Shares 2016-06-30 352; Shares 2016-09-30 152.

Two Form 13F-HR filings compared (SEC CIK 1616654): 2016-06-30 (filed 2016-07-07) and 2016-09-30 (filed 2016-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
TM
TOYOTA MOTOR CORP
SP ADR REP2COM2,024992-1,032$202,000$115,000-$87,000
BCS
BARCLAYS PLC
ADR14,0112,794-11,217$106,000$24,000-$82,000
EMBJ
EMBRAER S A
SP ADR REP 4 COM1,9751,650-325$42,000$28,000-$14,000
IEP
ICAHN ENTERPRISES LP
United StatesDEPOSITARY UNIT352152-200$19,000$8,000-$11,000
HMC
HONDA MOTOR LTD
AMERN SHS423155-268$10,000$4,000-$6,000
LYG
LLOYDS BANKING GROUP PLC
SPONSORED ADR4,1972,947-1,250$12,000$8,000-$4,000
ORANY
ORANGE
FranceSPONSORED ADR586474-112$9,000$7,000-$2,000
E
ENI S P A
SPONSORED ADR295250-45$9,000$7,000-$2,000
SAN
BANCO SANTANDER SA
ADR765652-113$2,000$3,000+$1,000
CAJPY
CANON INC
JapanSPONSORED ADR6333-30$1,000$1,000$0
TIIAY
TELECOM ITALIA S P A NEW
SPON ADR ORD18383-100$1,000$1,000$0

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