NEXT Financial Group, Inc Last Quarter Change: Foreign ADRs, Added

NEXT Financial Group, Inc quarter change: Foreign ADRs, Added

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, NEXT Financial Group, Inc opened 12 positions, added to 13, reduced 3, sold out of 3 and left 13 unchanged. The largest increase in value was ROYAL DUTCH SHELL PLC (+$1,570,000); the largest decrease was NATIONAL GRID PLC (-$80,000).

ROYAL DUTCH SHELL PLC: Country of operation —; Class SPON ADR B; Shares 2016-06-30 200; Shares 2016-09-30 29,929.
ASTRAZENECA PLC: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 6,305; Shares 2016-09-30 14,167.
GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 13,408; Shares 2016-09-30 19,617.
SHIRE PLC: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 689; Shares 2016-09-30 1,297.

Two Form 13F-HR filings compared (SEC CIK 1616654): 2016-06-30 (filed 2016-07-07) and 2016-09-30 (filed 2016-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
ROYAL DUTCH SHELL PLC CUSIP 780259107	SPON ADR B	200	29,929	+29,729	$11,000	$1,581,000	+$1,570,000
ASTRAZENECA PLC CUSIP 046353108	SPONSORED ADR	6,305	14,167	+7,862	$190,000	$466,000	+$276,000
GLAXOSMITHKLINE PLC CUSIP 37733W105	SPONSORED ADR	13,408	19,617	+6,209	$581,000	$846,000	+$265,000
SHIRE PLC CUSIP 82481R106	SPONSORED ADR	689	1,297	+608	$126,000	$251,000	+$125,000
INTERCONTINENTAL HOTELS GROU CUSIP 45857P608	SPON ADR NW 2016	1,227	2,704	+1,477	$46,000	$113,000	+$67,000
ROYAL DUTCH SHELL PLC CUSIP 780259206	SPONS ADR A	2,146	3,626	+1,480	$118,000	$182,000	+$64,000
CHINA MOBILE LIMITED CUSIP 16941M109	SPONSORED ADR	303	787	+484	$17,000	$48,000	+$31,000
BIOLINERX LTD CUSIP 09071M106	SPONSORED ADR	39,500	49,500	+10,000	$31,000	$57,000	+$26,000
GW PHARMACEUTICALS PLC CUSIP 36197T103	ADS	425	450	+25	$38,000	$60,000	+$22,000
TRINA SOLAR LIMITED CUSIP 89628E104	SPON ADR	3,550	4,260	+710	$27,000	$44,000	+$17,000
TOTAL S A CUSIP 89151E109	SPONSORED ADR	436	707	+271	$20,000	$34,000	+$14,000
SAMSON OIL & GAS LTD CUSIP 796043206	SPON ADR NEW	400	1,130	+730	$0	$1,000	+$1,000
TELEFONICA BRASIL SA CUSIP 87936R106	SPONSORED ADR	13	82	+69	$0	$1,000	+$1,000

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