NEWGATE CAPITAL MANAGEMENT LLC current holdings: USA ETF
NEWGATE CAPITAL MANAGEMENT LLC reported $0.04 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 15 positions, in its Form 13F for the quarter ended 2016-06-30; the largest are JQC, VVR, CSQ.
- JQC: Country of operation —; Class COM SHS; Shares 1,345,215; Value $10,802,000.
- VVR: Country of operation —; Class COM; Shares 1,954,365; Value $8,122,000.
- CSQ: Country of operation —; Class COM SH BEN INT; Shares 378,782; Value $3,712,000.
- NVG: Country of operation —; Class COM; Shares 188,667; Value $3,054,000.
Form 13F-HR as filed (SEC CIK 939761): quarter ended 2016-06-30, filed 2016-08-03. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-06-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
JQC
NUVEEN CREDIT STRATEGIES INCOME FUND | | COM SHS | 1,345,215 | $10,802,000 | 2016-06-30 | 2016-08-03 | |
|---|
VVR
INVESCO SENIOR INCOME TRUST | | COM | 1,954,365 | $8,122,000 | 2016-06-30 | 2016-08-03 | |
|---|
CSQ
CALAMOS STRATEGIC TOTAL RETURN FUND | | COM SH BEN INT | 378,782 | $3,712,000 | 2016-06-30 | 2016-08-03 | |
|---|
NVG
NUVEEN ENHANCED AMT-FREE MUNI CR OPP | | COM | 188,667 | $3,054,000 | 2016-06-30 | 2016-08-03 | |
|---|
AFB
ALLIANCE NATIONAL MUNI INCOME FUND | | COM | 175,968 | $2,646,000 | 2016-06-30 | 2016-08-03 | |
|---|
GLO
CLOUGH GLOBAL OPPORTUNITIES FUND | | SH BEN INT | 257,692 | $2,379,000 | 2016-06-30 | 2016-08-03 | |
|---|
NEA
NUVEEN AMT-FREE MUNI INCOME FUND | | COM | 125,534 | $1,875,000 | 2016-06-30 | 2016-08-03 | |
|---|
VANECK VECTORS HIGH-YIELD MUNI
CUSIP 92189F361 | | HG YLD MUN ETF | 58,284 | $1,872,000 | 2016-06-30 | 2016-08-03 | |
|---|
THW
TEKLA WORLD HEALTHCARE FUND | | BEN INT SHS | 111,558 | $1,560,000 | 2016-06-30 | 2016-08-03 | |
|---|
THQ
TEKLA HEALTHCARE OPPORTUNITIES | | SHS | 94,379 | $1,559,000 | 2016-06-30 | 2016-08-03 | |
|---|
BOE
BLACKROCK GLOBAL OPPORTUNITIES EQ TRUST | | COM | 131,582 | $1,549,000 | 2016-06-30 | 2016-08-03 | |
|---|
FRA
BLACKROCK FLOATING RATE INCOME STRAT | | COM | 113,428 | $1,485,000 | 2016-06-30 | 2016-08-03 | |
|---|
HQH
TEKLA HEALTHCARE INVESTORS | | SH BEN INT | 62,643 | $1,468,000 | 2016-06-30 | 2016-08-03 | |
|---|
IBB
ISHARES NASDAQ BIOTECHNOLOGY ETF | | NASDQ BIOTEC ETF | 1,653 | $425,000 | 2016-06-30 | 2016-08-03 | |
|---|
NRK
NUVEEN NY AMT-FREE MUNI INCOME FUND | | COM | 26,577 | $377,000 | 2016-06-30 | 2016-08-03 | |
|---|
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