Neuberger Berman Group LLC historic quarter change: USA Bonds: Zero-Coupon Convertibles, Reduced
In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Neuberger Berman Group LLC opened 37 positions, added to 37, reduced 63 and sold out of 51.
- Q3 2016: Stock ***SINA CORP; Country of operation —; Class CONVERTIBLE BONDS; Principal before $27,300,000.
- Q3 2016: Stock LIVE NATION ENTMT INC; Country of operation —; Class CONVERTIBLE BONDS; Principal before $8,015,000.
- Q3 2016: Stock TWITTER INC; Country of operation —; Class CONVERTIBLE BONDS; Principal before $7,485,000.
- Q3 2016: Stock BROCADE COMMUNICATIONS SYS; Country of operation —; Class CONVERTIBLE BONDS; Principal before $6,940,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1465109), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-13); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-25); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-11-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-11-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-02); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-06); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-28); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-31); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-06); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-04); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-05); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-29). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-06-30. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ***SINA CORP
CUSIP 82922RAD5 | | CONVERTIBLE BONDS | $27,300,000 | $12,500,000 | -14,800,000 | $26,805,000 | $12,492,000 | -$14,313,000 | 2016-11-02 |
|---|
| Q3 2016 | LIVE NATION ENTMT INC
CUSIP 538034AJ8 | | CONVERTIBLE BONDS | $8,015,000 | $7,945,000 | -70,000 | $8,035,000 | $8,605,000 | +$570,000 | 2016-11-02 |
|---|
| Q3 2016 | TWITTER INC
CUSIP 90184LAD4 | | CONVERTIBLE BONDS | $7,485,000 | $7,440,000 | -45,000 | $6,662,000 | $7,045,000 | +$383,000 | 2016-11-02 |
|---|
| Q3 2016 | BROCADE COMMUNICATIONS SYS
CUSIP 111621AQ1 | | CONVERTIBLE BONDS | $6,940,000 | $6,890,000 | -50,000 | $6,810,000 | $6,800,000 | -$10,000 | 2016-11-02 |
|---|
| Q2 2016 | LIVE NATION ENTMT INC
CUSIP 538034AJ8 | | CONVERTIBLE BONDS | $8,120,000 | $8,015,000 | -105,000 | $8,018,000 | $8,035,000 | +$17,000 | 2016-08-05 |
|---|
| Q1 2016 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $20,280,000 | $6,155,000 | -14,125,000 | $20,863,000 | $7,032,000 | -$13,831,000 | 2016-05-06 |
|---|
| Q1 2016 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $4,633,000 | $4,593,000 | -40,000 | $3,718,000 | $3,967,000 | +$249,000 | 2016-05-06 |
|---|
| Q1 2016 | STARWOOD PPTY TR INC
CUSIP 85571BAC9 | | CONVERTIBLE BONDS | $290,000 | $220,000 | -70,000 | $285,000 | $217,000 | -$68,000 | 2016-05-06 |
|---|
| Q4 2015 | WEBMD HEALTH CORP
CUSIP 94770VAH5 | | CONVERTIBLE BONDS | $10,830,000 | $10,000,000 | -830,000 | $10,823,000 | $9,988,000 | -$835,000 | 2016-01-28 |
|---|
| Q4 2015 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $21,470,000 | $20,280,000 | -1,190,000 | $21,604,000 | $20,863,000 | -$741,000 | 2016-01-28 |
|---|
| Q4 2015 | ***SINA CORP
CUSIP 82922RAD5 | | CONVERTIBLE BONDS | $27,364,000 | $27,300,000 | -64,000 | $25,893,000 | $26,379,000 | +$486,000 | 2016-01-28 |
|---|
| Q4 2015 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $4,868,000 | $4,633,000 | -235,000 | $4,153,000 | $3,718,000 | -$435,000 | 2016-01-28 |
|---|
| Q3 2015 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $21,555,000 | $21,470,000 | -85,000 | $21,946,000 | $21,604,000 | -$342,000 | 2015-11-10 |
|---|
| Q3 2015 | HOMEAWAY INC
CUSIP 43739QAB6 | | CONVERTIBLE BONDS | $5,066,000 | $5,050,000 | -16,000 | $4,854,000 | $4,659,000 | -$195,000 | 2015-11-10 |
|---|
| Q3 2015 | ***SINA CORP
CUSIP 82922RAD5 | | CONVERTIBLE BONDS | $27,383,000 | $27,364,000 | -19,000 | $26,065,000 | $25,893,000 | -$172,000 | 2015-11-10 |
|---|
| Q3 2015 | STARWOOD PPTY TR INC
CUSIP 85571BAC9 | | CONVERTIBLE BONDS | $315,000 | $290,000 | -25,000 | $317,000 | $288,000 | -$29,000 | 2015-11-10 |
|---|
| Q2 2015 | ***SINA CORP
CUSIP 82922RAD5 | | CONVERTIBLE BONDS | $27,409,000 | $27,383,000 | -26,000 | $24,874,000 | $26,065,000 | +$1,191,000 | 2015-07-31 |
|---|
| Q2 2015 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $21,715,000 | $21,555,000 | -160,000 | $22,068,000 | $21,946,000 | -$122,000 | 2015-07-31 |
|---|
| Q1 2015 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $310,000 | $235,000 | -75,000 | $155,000 | $89,000 | -$66,000 | 2015-05-06 |
|---|
| Q1 2015 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $22,060,000 | $21,715,000 | -345,000 | $22,004,000 | $22,068,000 | +$64,000 | 2015-05-06 |
|---|
| Q1 2015 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $1,310,000 | $1,280,000 | -30,000 | $1,526,000 | $1,509,000 | -$17,000 | 2015-05-06 |
|---|
| Q4 2014 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $22,346,000 | $22,060,000 | -286,000 | $22,541,000 | $22,004,000 | -$537,000 | 2015-02-05 |
|---|
| Q4 2014 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $3,545,000 | $3,460,000 | -85,000 | $3,686,000 | $3,297,000 | -$389,000 | 2015-02-05 |
|---|
| Q4 2014 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $322,000 | $310,000 | -12,000 | $322,000 | $155,000 | -$167,000 | 2015-02-05 |
|---|
| Q4 2014 | RYLAND GROUP INC
CUSIP 783764AS2 | | CONVERTIBLE BONDS | $307,000 | $255,000 | -52,000 | $280,000 | $236,000 | -$44,000 | 2015-02-05 |
|---|
| Q4 2014 | BIOMARIN PHARMACEUTICAL INC
CUSIP 09061GAE1 | | CONVERTIBLE BONDS | $246,000 | $186,000 | -60,000 | $260,000 | $218,000 | -$42,000 | 2015-02-05 |
|---|
| Q4 2014 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $1,365,000 | $1,310,000 | -55,000 | $1,532,000 | $1,526,000 | -$6,000 | 2015-02-05 |
|---|
| Q4 2014 | CIENA CORP
CUSIP 171779AE1 | | CONVERTIBLE BONDS | $232,000 | $227,000 | -5,000 | $228,000 | $224,000 | -$4,000 | 2015-02-05 |
|---|
| Q3 2014 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $29,875,000 | $22,346,000 | -7,529,000 | $31,406,000 | $22,541,000 | -$8,865,000 | 2014-11-04 |
|---|
| Q3 2014 | WEBMD HEALTH CORP
CUSIP 94770VAH5 | | CONVERTIBLE BONDS | $11,280,000 | $10,830,000 | -450,000 | $11,597,000 | $10,911,000 | -$686,000 | 2014-11-04 |
|---|
| Q3 2014 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $3,734,000 | $3,545,000 | -189,000 | $4,049,000 | $3,686,000 | -$363,000 | 2014-11-04 |
|---|
| Q3 2014 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $522,000 | $322,000 | -200,000 | $537,000 | $322,000 | -$215,000 | 2014-11-04 |
|---|
| Q3 2014 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $1,375,000 | $1,365,000 | -10,000 | $1,709,000 | $1,532,000 | -$177,000 | 2014-11-04 |
|---|
| Q2 2014 | WEBMD HEALTH CORP
CUSIP 94770VAH5 | | CONVERTIBLE BONDS | $15,250,000 | $11,280,000 | -3,970,000 | $15,393,000 | $11,597,000 | -$3,796,000 | 2014-08-05 |
|---|
| Q2 2014 | ***PEABODY ENERGY CORPORATION
CUSIP 704549AG9 | | CONVERTIBLE BONDS | $5,554,000 | $4,678,000 | -876,000 | $4,492,000 | $3,511,000 | -$981,000 | 2014-08-05 |
|---|
| Q2 2014 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $4,305,000 | $3,734,000 | -571,000 | $4,604,000 | $4,049,000 | -$555,000 | 2014-08-05 |
|---|
| Q2 2014 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $31,322,000 | $29,875,000 | -1,447,000 | $31,576,000 | $31,406,000 | -$170,000 | 2014-08-05 |
|---|
| Q2 2014 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $1,385,000 | $1,375,000 | -10,000 | $1,605,000 | $1,709,000 | +$104,000 | 2014-08-05 |
|---|
| Q2 2014 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $622,000 | $522,000 | -100,000 | $640,000 | $537,000 | -$103,000 | 2014-08-05 |
|---|
| Q2 2014 | FORD MTR CO DEL
CUSIP 345370CN8 | | CONVERTIBLE BONDS | $275,000 | $271,645 | -3,355 | $498,000 | $543,000 | +$45,000 | 2014-08-05 |
|---|
| Q1 2014 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $31,680,000 | $31,322,000 | -358,000 | $31,126,000 | $31,576,000 | +$450,000 | 2014-05-05 |
|---|
| Q1 2014 | STARWOOD PPTY TR INC
CUSIP 85571BAA3 | | CONVERTIBLE BONDS | $402,000 | $281,000 | -121,000 | $444,000 | $320,000 | -$124,000 | 2014-05-05 |
|---|
| Q1 2014 | AVATAR HOLDINGS INC
CUSIP 053494AF7 | | CONVERTIBLE BONDS | $2,285,000 | $2,185,000 | -100,000 | $2,262,000 | $2,163,000 | -$99,000 | 2014-05-05 |
|---|
| Q1 2014 | FORD MTR CO DEL
CUSIP 345370CN8 | | CONVERTIBLE BONDS | $300,000 | $275,000 | -25,000 | $554,000 | $498,000 | -$56,000 | 2014-05-05 |
|---|
| Q1 2014 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $1,490,000 | $1,385,000 | -105,000 | $1,649,000 | $1,605,000 | -$44,000 | 2014-05-05 |
|---|
| Q4 2013 | NUVASIVE INC
CUSIP 670704AC9 | | CONVERTIBLE BONDS | $24,845,000 | $5,910,000 | -18,935,000 | $24,224,000 | $6,401,000 | -$17,823,000 | 2014-02-11 |
|---|
| Q4 2013 | TIBCO SOFTWARE INC
CUSIP 88632QAB9 | | CONVERTIBLE BONDS | $21,766,000 | $17,564,000 | -4,202,000 | $22,106,000 | $17,597,000 | -$4,509,000 | 2014-02-11 |
|---|
| Q4 2013 | WEBMD HEALTH CORP
CUSIP 94770VAH5 | | CONVERTIBLE BONDS | $18,650,000 | $15,250,000 | -3,400,000 | $18,265,000 | $15,250,000 | -$3,015,000 | 2014-02-11 |
|---|
| Q4 2013 | ***WEBMD HEALTH CORP SR NT
CUSIP 94770VAF9 | | CONVERTIBLE BONDS | $34,651,000 | $31,680,000 | -2,971,000 | $32,637,000 | $31,126,000 | -$1,511,000 | 2014-02-11 |
|---|
| Q4 2013 | ***PEABODY ENERGY CORPORATION
CUSIP 704549AG9 | | CONVERTIBLE BONDS | $5,469,000 | $5,044,000 | -425,000 | $4,389,000 | $3,988,000 | -$401,000 | 2014-02-11 |
|---|
| Q4 2013 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $3,935,000 | $3,750,000 | -185,000 | $4,557,000 | $4,322,000 | -$235,000 | 2014-02-11 |
|---|
| Q4 2013 | ADVANCED MICRO DEVICES INC
CUSIP 007903AL1 | | CONVERTIBLE BONDS | $2,049,000 | $1,940,000 | -109,000 | $2,126,000 | $2,027,000 | -$99,000 | 2014-02-11 |
|---|
| Q4 2013 | AVATAR HOLDINGS INC
CUSIP 053494AF7 | | CONVERTIBLE BONDS | $2,360,000 | $2,285,000 | -75,000 | $2,336,000 | $2,262,000 | -$74,000 | 2014-02-11 |
|---|
| Q4 2013 | CHESAPEAKE ENERGY CORP
CUSIP 165167CB1 | | CONVERTIBLE BONDS | $295,000 | $219,000 | -76,000 | $269,000 | $204,000 | -$65,000 | 2014-02-11 |
|---|
| Q4 2013 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $647,000 | $622,000 | -25,000 | $696,000 | $632,000 | -$64,000 | 2014-02-11 |
|---|
| Q4 2013 | STEEL DYNAMICS INC
CUSIP 858119AP5 | | CONVERTIBLE BONDS | $228,000 | $172,000 | -56,000 | $249,000 | $202,000 | -$47,000 | 2014-02-11 |
|---|
| Q4 2013 | STARWOOD PPTY TR INC
CUSIP 85571BAA3 | | CONVERTIBLE BONDS | $439,000 | $402,000 | -37,000 | $456,000 | $444,000 | -$12,000 | 2014-02-11 |
|---|
| Q3 2013 | HOLOGIC INC
CUSIP 436440AA9 | | CONVERTIBLE BONDS | $25,119,000 | $24,247,000 | -872,000 | $25,198,000 | $24,277,000 | -$921,000 | 2013-10-29 |
|---|
| Q3 2013 | NUVASIVE INC
CUSIP 670704AC9 | | CONVERTIBLE BONDS | $25,125,000 | $24,845,000 | -280,000 | $24,780,000 | $24,224,000 | -$556,000 | 2013-10-29 |
|---|
| Q3 2013 | ADVANCED MICRO DEVICES INC
CUSIP 007903AL1 | | CONVERTIBLE BONDS | $2,193,000 | $2,049,000 | -144,000 | $2,240,000 | $2,126,000 | -$114,000 | 2013-10-29 |
|---|
| Q3 2013 | GOODRICH PETE CORP
CUSIP 382410AC2 | | CONVERTIBLE BONDS | $807,000 | $647,000 | -160,000 | $801,000 | $696,000 | -$105,000 | 2013-10-29 |
|---|
| Q3 2013 | FORESTAR GROUP INC
CUSIP 346232AB7 | | CONVERTIBLE BONDS | $4,005,000 | $3,935,000 | -70,000 | $4,511,000 | $4,557,000 | +$46,000 | 2013-10-29 |
|---|
| Q3 2013 | HORNBECK OFFSHORE SVCS INC NEW
CUSIP 440543AE6 | | CONVERTIBLE BONDS | $247,000 | $213,000 | -34,000 | $285,000 | $252,000 | -$33,000 | 2013-10-29 |
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