Neuberger Berman Group LLC historic quarter change: USA Bonds: Zero-Coupon Convertibles, New
In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Neuberger Berman Group LLC opened 37 positions, added to 37, reduced 63 and sold out of 51.
- Q3 2016: Stock AMTRUST FINANCIAL SERVIC; Country of operation —; Class CONVERTIBLE BONDS; Principal before $0.
- Q3 2016: Stock CENVEO CORP; Country of operation —; Class CONVERTIBLE BONDS; Principal before $0.
- Q2 2016: Stock LINKEDIN CORP; Country of operation —; Class CONVERTIBLE BONDS; Principal before $0.
- Q2 2016: Stock BROCADE COMMUNICATIONS SYS; Country of operation —; Class CONVERTIBLE BONDS; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1465109), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-13); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-25); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-11-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-11-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-02); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-06); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-28); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-31); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-06); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-04); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-05); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-29). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-06-30. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | AMTRUST FINANCIAL SERVIC
CUSIP 032359AG6 | | CONVERTIBLE BONDS | $0 | $8,500,000 | +8,500,000 | $0 | $7,331,000 | +$7,331,000 | 2016-11-02 |
|---|
| Q3 2016 | CENVEO CORP
CUSIP 15671BAJ0 | | CONVERTIBLE BONDS | $0 | $404,000 | +404,000 | $0 | $381,000 | +$381,000 | 2016-11-02 |
|---|
| Q2 2016 | LINKEDIN CORP
CUSIP 53578AAB4 | | CONVERTIBLE BONDS | $0 | $10,000,000 | +10,000,000 | $0 | $9,869,000 | +$9,869,000 | 2016-08-05 |
|---|
| Q2 2016 | BROCADE COMMUNICATIONS SYS
CUSIP 111621AQ1 | | CONVERTIBLE BONDS | $0 | $6,940,000 | +6,940,000 | $0 | $6,810,000 | +$6,810,000 | 2016-08-05 |
|---|
| Q2 2016 | TWITTER INC
CUSIP 90184LAD4 | | CONVERTIBLE BONDS | $0 | $7,485,000 | +7,485,000 | $0 | $6,662,000 | +$6,662,000 | 2016-08-05 |
|---|
| Q1 2016 | SEACOR HOLDINGS INC
CUSIP 811904AM3 | | CONVERTIBLE BONDS | $0 | $700,000 | +700,000 | $0 | $663,000 | +$663,000 | 2016-05-06 |
|---|
| Q4 2015 | PRICELINE GRP INC
CUSIP 741503AX4 | | CONVERTIBLE BONDS | $0 | $13,800,000 | +13,800,000 | $0 | $13,921,000 | +$13,921,000 | 2016-01-28 |
|---|
| Q3 2015 | TIVO INC
CUSIP 888706AF5 | | CONVERTIBLE BONDS | $0 | $12,000,000 | +12,000,000 | $0 | $10,433,000 | +$10,433,000 | 2015-11-10 |
|---|
| Q2 2015 | HOMEAWAY INC
CUSIP 43739QAB6 | | CONVERTIBLE BONDS | $0 | $5,066,000 | +5,066,000 | $0 | $4,854,000 | +$4,854,000 | 2015-07-31 |
|---|
| Q2 2015 | LIVE NATION ENTMT INC
CUSIP 538034AJ8 | | CONVERTIBLE BONDS | $0 | $3,440,000 | +3,440,000 | $0 | $3,704,000 | +$3,704,000 | 2015-07-31 |
|---|
| Q4 2014 | ***SINA CORP
CUSIP 82922RAD5 | | CONVERTIBLE BONDS | $0 | $26,200,000 | +26,200,000 | $0 | $24,153,000 | +$24,153,000 | 2015-02-05 |
|---|
| Q4 2014 | EMULEX CORP
CUSIP 292475AF7 | | CONVERTIBLE BONDS | $0 | $2,100,000 | +2,100,000 | $0 | $1,928,000 | +$1,928,000 | 2015-02-05 |
|---|
| Q4 2014 | STARWOOD PPTY TR INC
CUSIP 85571BAC9 | | CONVERTIBLE BONDS | $0 | $315,000 | +315,000 | $0 | $319,000 | +$319,000 | 2015-02-05 |
|---|
| Q4 2014 | JDS UNIPHASE CORP
CUSIP 46612JAF8 | | CONVERTIBLE BONDS | $0 | $206,000 | +206,000 | $0 | $217,000 | +$217,000 | 2015-02-05 |
|---|
| Q3 2014 | ***HOME INNS & HOTELS MGMT INC
CUSIP 43713WAB3 | | CONVERTIBLE BONDS | $0 | $2,580,000 | +2,580,000 | $0 | $2,507,000 | +$2,507,000 | 2014-11-04 |
|---|
| Q3 2014 | JEFFERIES GROUP INC NEW
CUSIP 472319AG7 | | CONVERTIBLE BONDS | $0 | $229,000 | +229,000 | $0 | $242,000 | +$242,000 | 2014-11-04 |
|---|
| Q2 2014 | BIOMARIN PHARMACEUTICAL INC
CUSIP 09061GAE1 | | CONVERTIBLE BONDS | $0 | $227,000 | +227,000 | $0 | $235,000 | +$235,000 | 2014-08-05 |
|---|
| Q2 2014 | CIENA CORP
CUSIP 171779AE1 | | CONVERTIBLE BONDS | $0 | $224,000 | +224,000 | $0 | $222,000 | +$222,000 | 2014-08-05 |
|---|
| Q2 2014 | OMNICARE INC
CUSIP 681904AL2 | | CONVERTIBLE BONDS | $0 | $201,000 | +201,000 | $0 | $214,000 | +$214,000 | 2014-08-05 |
|---|
| Q2 2014 | TAKE TWO INTERACTIVE SOFTWARE
CUSIP 874054AD1 | | CONVERTIBLE BONDS | $0 | $170,000 | +170,000 | $0 | $208,000 | +$208,000 | 2014-08-05 |
|---|
| Q1 2014 | RTI INTERNATIONAL METALS INC
CUSIP 74973WAB3 | | CONVERTIBLE BONDS | $0 | $2,000,000 | +2,000,000 | $0 | $1,966,000 | +$1,966,000 | 2014-05-05 |
|---|
| Q1 2014 | ANNALY CAP MGMT INC
CUSIP 035710AB8 | | CONVERTIBLE BONDS | $0 | $212,000 | +212,000 | $0 | $217,000 | +$217,000 | 2014-05-05 |
|---|
| Q1 2014 | COLONY FINL INC
CUSIP 19624RAB2 | | CONVERTIBLE BONDS | $0 | $207,000 | +207,000 | $0 | $214,000 | +$214,000 | 2014-05-05 |
|---|
| Q1 2014 | ARVINMERITOR INC SR NT CV 4%27
CUSIP 043353AH4 | | CONVERTIBLE BONDS | $0 | $192,000 | +192,000 | $0 | $201,000 | +$201,000 | 2014-05-05 |
|---|
| Q4 2013 | RPM INTERNATIONAL INC
CUSIP 749685AT0 | | CONVERTIBLE BONDS | $0 | $1,490,000 | +1,490,000 | $0 | $1,649,000 | +$1,649,000 | 2014-02-11 |
|---|
| Q4 2013 | UNITED STS STL CORP NEW
CUSIP 912909AE8 | | CONVERTIBLE BONDS | $0 | $228,000 | +228,000 | $0 | $243,000 | +$243,000 | 2014-02-11 |
|---|
| Q4 2013 | PROLOGIS EXCH NT 3.25%15
CUSIP 74340XAT8 | | CONVERTIBLE BONDS | $0 | $207,000 | +207,000 | $0 | $231,000 | +$231,000 | 2014-02-11 |
|---|
| Q3 2013 | STEEL DYNAMICS INC
CUSIP 858119AP5 | | CONVERTIBLE BONDS | $0 | $228,000 | +228,000 | $0 | $249,000 | +$249,000 | 2013-10-29 |
|---|
| Q3 2013 | GOLDCORP INC NEW
CUSIP 380956AB8 | | CONVERTIBLE BONDS | $0 | $239,000 | +239,000 | $0 | $241,000 | +$241,000 | 2013-10-29 |
|---|
| Q3 2013 | ARVINMERITOR INC SR NT CV 4%27
CUSIP 043353AH4 | | CONVERTIBLE BONDS | $0 | $259,000 | +259,000 | $0 | $237,000 | +$237,000 | 2013-10-29 |
|---|
| Q3 2013 | IXIA SR NT CV 3%15
CUSIP 45071RAB5 | | CONVERTIBLE BONDS | $0 | $188,000 | +188,000 | $0 | $214,000 | +$214,000 | 2013-10-29 |
|---|
| Q3 2013 | GENERAL CABLE CORP DEL NEW
CUSIP 369300AD0 | | CONVERTIBLE BONDS | $0 | $207,000 | +207,000 | $0 | $207,000 | +$207,000 | 2013-10-29 |
|---|
| Q3 2013 | OMNICARE INC
CUSIP 681904AL2 | | CONVERTIBLE BONDS | $0 | $194,000 | +194,000 | $0 | $206,000 | +$206,000 | 2013-10-29 |
|---|
| Q3 2013 | LIFEPOINT HOSPITALS INC
CUSIP 53219LAH2 | | CONVERTIBLE BONDS | $0 | $195,000 | +195,000 | $0 | $205,000 | +$205,000 | 2013-10-29 |
|---|
| Q3 2013 | CIENA CORP
CUSIP 171779AE1 | | CONVERTIBLE BONDS | $0 | $198,000 | +198,000 | $0 | $202,000 | +$202,000 | 2013-10-29 |
|---|
| Q3 2013 | INTERMUNE INC
CUSIP 45884XAE3 | | CONVERTIBLE BONDS | $0 | $220,000 | +220,000 | $0 | $197,000 | +$197,000 | 2013-10-29 |
|---|
| Q3 2013 | LIBERTY MEDIA
CUSIP 530715AL5 | United States | CONVERTIBLE BONDS | $0 | $275,000 | +275,000 | $0 | $163,000 | +$163,000 | 2013-10-29 |
|---|