NATIONAL PLANNING CORP Last Quarter Change: USA SPAC Units, Added

NATIONAL PLANNING CORP quarter change: USA SPAC Units, Added

In units (a share and a warrant or right, mostly SPACs) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, NATIONAL PLANNING CORP opened 0 positions, added to 2, reduced 6, sold out of 0 and left 0 unchanged. The largest increase in value was POWERSHARES QQQ TRUST (+$17,387,000); the largest decrease was BLACKSTONE GROUP L P (-$598,000).

POWERSHARES QQQ TRUST: Country of operation —; Class UNIT SER 1; Shares 2016-06-30 69,577; Shares 2016-09-30 218,184.
AMERIGAS PARTNERS L P: Country of operation —; Class UNIT L P INT; Shares 2016-06-30 6,832; Shares 2016-09-30 7,692.

Two Form 13F-HR filings compared (SEC CIK 1492262): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
POWERSHARES QQQ TRUST CUSIP 73935A104		UNIT SER 1	69,577	218,184	+148,607	$7,999,000	$25,386,000	+$17,387,000
AMERIGAS PARTNERS L P CUSIP 030975106		UNIT L P INT	6,832	7,692	+860	$334,000	$360,000	+$26,000

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