NATIONAL PLANNING CORP Last Quarter Change: USA Funds, Added

NATIONAL PLANNING CORP quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, NATIONAL PLANNING CORP opened 0 positions, added to 12, reduced 15, sold out of 5 and left 3 unchanged. The largest increase in value was VICTORY PORTFOLIOS II (+$3,320,000); the largest decrease was VICTORY PORTFOLIOS II (-$5,035,000).

VICTORY PORTFOLIOS II: Country of operation —; Class CEMP US SM CAP V; Shares 2016-06-30 150,990; Shares 2016-09-30 243,127.
CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUG MULTI ASSET; Shares 2016-06-30 70,757; Shares 2016-09-30 76,475.
PIMCO INCOME OPPORTUNITY FD: Country of operation —; Class COM; Shares 2016-06-30 112,245; Shares 2016-09-30 115,547.
INVESCO DYNAMIC CR OPP FD: Country of operation —; Class COM; Shares 2016-06-30 154,838; Shares 2016-09-30 162,671.

Two Form 13F-HR filings compared (SEC CIK 1492262): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
VICTORY PORTFOLIOS II CUSIP 92647N832	CEMP US SM CAP V	150,990	243,127	+92,137	$5,341,000	$8,661,000	+$3,320,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M506	GUG MULTI ASSET	70,757	76,475	+5,718	$1,363,000	$1,468,000	+$105,000
PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100	COM	112,245	115,547	+3,302	$2,642,000	$2,543,000	-$99,000
INVESCO DYNAMIC CR OPP FD CUSIP 46132R104	COM	154,838	162,671	+7,833	$1,767,000	$1,856,000	+$89,000
HOSPITALITY PPTYS TR CUSIP 44106M102	COM SH BEN INT	16,082	16,382	+300	$510,000	$448,000	-$62,000
ALLIANZGI CONV & INCOME FD CUSIP 018828103	COM	19,106	26,949	+7,843	$127,000	$166,000	+$39,000
FS INVT CORP CUSIP 302635107	COM	1,534,519	1,536,317	+1,798	$14,409,000	$14,441,000	+$32,000
POWERSHARES DB CMDTY IDX TRA CUSIP 73935S105	UNIT BEN INT	15,461	16,488	+1,027	$217,000	$243,000	+$26,000
DREYFUS HIGH YIELD STRATEGIE CUSIP 26200S101	SH BEN INT	47,326	47,676	+350	$161,000	$150,000	-$11,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q739	GUGGENHEIM SOLAR	14,819	16,627	+1,808	$320,000	$310,000	-$10,000
DELAWARE INV MN MUN INC FD I CUSIP 24610V103	COM	58,498	63,380	+4,882	$888,000	$897,000	+$9,000
BLACKROCK MUNI 2018 TERM TR CUSIP 09248C106	COM	21,682	21,702	+20	$330,000	$327,000	-$3,000

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