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MML INVESTORS SERVICES, LLC Historic Quarter Change: USA SPAC Units, Reduced

MML INVESTORS SERVICES, LLC historic quarter change: USA SPAC Units, Reduced

In units (a share and a warrant or right, mostly SPACs) (listed in the US), over 15 quarters from 2015-06-30 to 2026-06-30, MML INVESTORS SERVICES, LLC opened 0 positions, added to 7, reduced 7 and sold out of 2.

  • Q4 2025: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 182,188.
  • Q3 2025: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 208,500.
  • Q1 2025: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 207,679.
  • Q3 2024: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 105,372.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 701059), 15 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-07); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-04); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-15); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-10); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-06-30. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2025CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999182,188165,758-16,430$5,267,048$5,062,240-$204,8082026-02-13
Q3 2025CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999208,500182,188-26,312$5,863$5,267,048+$5,261,1852025-11-14
Q1 2025CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999207,679172,055-35,624$5,175$3,360-$1,8152025-05-14
Q3 2024CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999105,37286,634-18,738$1,973$1,601-$3722024-11-15
Q2 2024CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999136,164105,372-30,792$2,225$1,973-$2522024-08-14
Q1 2024NUSTAR ENERGY LP
CUSIP 67058H102
United StatesUNIT COM41,69038,762-2,928$779$902+$1232024-05-14
Q3 2016POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 186,49355,012-31,481$9,301,000$6,531,000-$2,770,0002016-11-14

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