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MML INVESTORS SERVICES, LLC Historic Quarter Change: USA SPAC Units, Added

MML INVESTORS SERVICES, LLC historic quarter change: USA SPAC Units, Added

In units (a share and a warrant or right, mostly SPACs) (listed in the US), over 15 quarters from 2015-06-30 to 2026-06-30, MML INVESTORS SERVICES, LLC opened 0 positions, added to 7, reduced 7 and sold out of 2.

  • Q2 2025: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 172,055.
  • Q4 2024: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 86,634.
  • Q1 2024: Stock CARNIVAL CORP; Country of operation —; Class UNIT 99/99/9999; Shares before 81,745.
  • Q2 2016: Stock POWERSHARES QQQ TRUST; Country of operation —; Class UNIT SER 1; Shares before 83,389.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 701059), 15 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-07); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-04); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-15); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-10); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-06-30. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2025CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/9999172,055208,500+36,445$3,360$5,863+$2,5032025-08-14
Q4 2024CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/999986,634207,679+121,045$1,601$5,175+$3,5742025-02-13
Q1 2024CARNIVAL CORP
CUSIP 143658300
UNIT 99/99/999981,745136,164+54,419$1,516$2,225+$7092024-05-14
Q2 2016POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 183,38986,493+3,104$9,106,000$9,301,000+$195,0002016-08-05
Q1 2016POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 172,07583,389+11,314$8,062,000$9,106,000+$1,044,0002016-05-12
Q4 2015POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 166,53172,075+5,544$6,770,000$8,062,000+$1,292,0002016-02-10
Q3 2015POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 156,06366,531+10,468$6,003,000$6,770,000+$767,0002015-11-12

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