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Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Historic Quarter Change: USA Bonds: Convertible Notes, Sold Out

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. historic quarter change: USA Bonds: Convertible Notes, Sold out

In convertible notes that pay a coupon (listed in the US), over 11 quarters from 2013-06-30 to 2026-06-30, Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. opened 6 positions, added to 9, reduced 12 and sold out of 7.

  • Q4 2014: Stock STERLITE INDS INDIA LTD; Country of operation —; Class NOTE 4.000%10/3; Principal before $1,030,000.
  • Q3 2014: Stock TESLA MTRS INC; Country of operation —; Class NOTE 0.250% 3/0; Principal before $700,000.
  • Q3 2014: Stock HOME INNS & HOTELS MGMT INC; Country of operation —; Class NOTE 2.000%12/1; Principal before $120,000.
  • Q2 2014: Stock STERLITE INDS INDIA LTD; Country of operation —; Class NOTE 4.000%10/3; Principal before $260,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1545545), 11 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-15); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-30); Q4 2025 (2024-06-30 to 2025-12-31, filed 2026-02-10); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-02); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-02); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-04); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-12-31. Not compared, as a quarter between them is not held here yet: 2014-12-31 to 2023-12-31 (missing 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassPrincipal beforePrincipal afterShare changeValue beforeValue afterValue changeFiled
Q4 2014STERLITE INDS INDIA LTD
CUSIP 859737AB4
NOTE 4.000%10/3$1,030,000$0-1,030,000$1,024,000$0-$1,024,0002015-02-17
Q3 2014TESLA MTRS INC
CUSIP 88160RAB7
NOTE 0.250% 3/0$700,000$0-700,000$681,000$0-$681,0002014-11-14
Q3 2014HOME INNS & HOTELS MGMT INC
CUSIP 43713WAB3
NOTE 2.000%12/1$120,000$0-120,000$118,000$0-$118,0002014-11-14
Q2 2014STERLITE INDS INDIA LTD
CUSIP 859737AB4
NOTE 4.000%10/3$260,000$0-260,000$261,000$0-$261,0002014-08-04
Q1 2014HOME INNS & HOTELS MGMT INC
CUSIP 43713WAB3
NOTE 2.000%12/1$910,000$0-910,000$938,000$0-$938,0002014-05-12
Q1 2014SUNPOWER CORP
CUSIP 867652AE9
DBCV 4.500% 3/1$150,000$0-150,000$208,000$0-$208,0002014-05-12
Q4 2013SUNPOWER 2014 CB
CUSIP 867652AC3
DBCV 4.750% 4/1$150,000$0-150,000$170,000$0-$170,0002014-02-13

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