Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Historic Quarter Change: USA Bonds: Convertible Notes, Reduced

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. historic quarter change: USA Bonds: Convertible Notes, Reduced

In convertible notes that pay a coupon (listed in the US), over 11 quarters from 2013-06-30 to 2026-06-30, Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. opened 6 positions, added to 9, reduced 12 and sold out of 7.

Q4 2014: Stock TESLA MTRS INC; Country of operation —; Class NOTE 1.250% 3/0; Principal before $440,000.
Q3 2014: Stock TESLA MTRS INC; Country of operation —; Class NOTE 1.250% 3/0; Principal before $1,300,000.
Q3 2014: Stock CHESAPEAKE ENERGY CORP; Country of operation —; Class NOTE 2.500% 5/1; Principal before $460,000.
Q2 2014: Stock CHESAPEAKE ENERGY CORP; Country of operation —; Class NOTE 2.250%12/1; Principal before $870,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1545545), 11 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-15); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-30); Q4 2025 (2024-06-30 to 2025-12-31, filed 2026-02-10); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-02); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-02); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-04); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-12-31. Not compared, as a quarter between them is not held here yet: 2014-12-31 to 2023-12-31 (missing 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

Quarter	Stock	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q4 2014	TESLA MTRS INC CUSIP 88160RAC5	NOTE 1.250% 3/0	$440,000	$290,000	-150,000	$418,000	$262,000	-$156,000	2015-02-17
Q3 2014	TESLA MTRS INC CUSIP 88160RAC5	NOTE 1.250% 3/0	$1,300,000	$440,000	-860,000	$1,267,000	$418,000	-$849,000	2014-11-14
Q3 2014	CHESAPEAKE ENERGY CORP CUSIP 165167BZ9	NOTE 2.500% 5/1	$460,000	$190,000	-270,000	$495,000	$191,000	-$304,000	2014-11-14
Q2 2014	CHESAPEAKE ENERGY CORP CUSIP 165167CB1	NOTE 2.250%12/1	$870,000	$320,000	-550,000	$816,000	$309,000	-$507,000	2014-08-04
Q2 2014	CHESAPEAKE ENERGY CORP CUSIP 165167BZ9	NOTE 2.500% 5/1	$890,000	$460,000	-430,000	$912,000	$495,000	-$417,000	2014-08-04
Q1 2014	STERLITE INDS INDIA LTD CUSIP 859737AB4	NOTE 4.000%10/3	$600,000	$260,000	-340,000	$594,000	$261,000	-$333,000	2014-05-12
Q1 2014	CHESAPEAKE ENERGY CORP CUSIP 165167BZ9	NOTE 2.500% 5/1	$1,090,000	$890,000	-200,000	$1,105,000	$912,000	-$193,000	2014-05-12
Q4 2013	CHESAPEAKE ENERGY CORP CUSIP 165167CB1	NOTE 2.250%12/1	$670,000	$170,000	-500,000	$609,000	$158,000	-$451,000	2014-02-13
Q3 2013	HOME INNS & HOTELS 2015 CB CUSIP 43713WAB3	NOTE 2.000%12/1	$1,720,000	$550,000	-1,170,000	$1,520,000	$510,000	-$1,010,000	2013-11-14
Q3 2013	SUNPOWER 2014 CB CUSIP 867652AC3	DBCV 4.750% 4/1	$670,000	$150,000	-520,000	$714,000	$170,000	-$544,000	2013-11-14
Q3 2013	SUNPOWER 2015 CB CUSIP 867652AE9	DBCV 4.500% 3/1	$340,000	$150,000	-190,000	$398,000	$197,000	-$201,000	2013-11-14
Q3 2013	CHESAPEAKE ENERGY 2038 CB CUSIP 165167CB1	NOTE 2.250%12/1	$760,000	$670,000	-90,000	$674,000	$609,000	-$65,000	2013-11-14

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