KMS FINANCIAL SERVICES, INC Last Quarter Change: Foreign Stocks, Reduced

KMS FINANCIAL SERVICES, INC quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 1 positions, added to 5, reduced 7, sold out of 2 and left 0 unchanged. The largest increase in value was VALE (+$149,000); the largest decrease was E (-$224,000).

BTI: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 12,418; Shares 2014-09-30 11,999.
DEO: Country of operation —; Class SPON ADR NEW; Shares 2014-06-30 5,324; Shares 2014-09-30 5,107.
NVO: Country of operation —; Class ADR; Shares 2014-06-30 13,084; Shares 2014-09-30 10,872.
ABBNY: Country of operation Switzerland; Class SPONSORED ADR; Shares 2014-06-30 41,379; Shares 2014-09-30 39,220.

Two Form 13F-HR filings compared (SEC CIK 1580308): 2014-06-30 (filed 2014-08-12) and 2014-09-30 (filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2014-06-30	Shares 2014-09-30	Share change	Value 2014-06-30	Value 2014-09-30	Value change
BTI BRITISH AMERN TOB PLC		SPONSORED ADR	12,418	11,999	-419	$1,479,000	$1,357,000	-$122,000
DEO DIAGEO P L C		SPON ADR NEW	5,324	5,107	-217	$677,000	$590,000	-$87,000
NVO NOVO-NORDISK A S		ADR	13,084	10,872	-2,212	$605,000	$518,000	-$87,000
ABBNY ABB LTD	Switzerland	SPONSORED ADR	41,379	39,220	-2,159	$953,000	$879,000	-$74,000
BHP BHP BILLITON LTD		SPONSORED ADR	5,332	5,072	-260	$365,000	$301,000	-$64,000
VOD VODAFONE GROUP PLC NEW		SPNSR ADR NO PAR	24,872	23,563	-1,309	$831,000	$775,000	-$56,000
ABEV AMBEV SA		SPONSORED ADR	47,352	44,104	-3,248	$333,000	$289,000	-$44,000

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