Horizon Kinetics LLC quarter change: USA ETF, New
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Horizon Kinetics LLC opened 2 positions, added to 8, reduced 39, sold out of 5 and left 13 unchanged. The largest increase in value was NEA (+$7,644,000); the largest decrease was PFN (-$1,502,000).
- MDY: Country of operation —; Class UTSER1 S&PDCRP; Shares 2016-06-30 0; Shares 2016-09-30 778.
- FIRST TR ABERDEEN GLBL OPP F: Country of operation United States; Class COM SHS; Shares 2016-06-30 0; Shares 2016-09-30 10,200.
Two Form 13F-HR filings compared (SEC CIK 1519418): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
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