Horizon Kinetics LLC Historic Quarter Change: USA Options, Added

Horizon Kinetics LLC historic quarter change: USA Options, Added

In put and call options, at their filed underlying value (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Horizon Kinetics LLC opened 49 positions, added to 7, reduced 10 and sold out of 51.

Q2 2016: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX · Call; Shares before 1,819,700.
Q1 2016: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX · Call; Shares before 1,418,200.
Q4 2015: Stock PROSHARES TR II; Country of operation —; Class ULT VIX SHRT · Call; Shares before 100,960.
Q3 2015: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX · Call; Shares before 2,194,900.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1519418), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-15); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-06-30.

Quarter	Stock	Country of operation	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q2 2016	BARCLAYS BK PLC CUSIP 06742E711		IPATH S&P500 VIX · Call	1,819,700	5,154,300	+3,334,600	$83,919,000	$249,412,000	+$165,493,000	2016-08-15
Q1 2016	BARCLAYS BK PLC CUSIP 06742E711		IPATH S&P500 VIX · Call	1,418,200	1,819,700	+401,500	$86,166,000	$83,919,000	-$2,247,000	2016-04-15
Q4 2015	PROSHARES TR II CUSIP 74347W312		ULT VIX SHRT · Call	100,960	644,360	+543,400	$6,997,000	$43,437,000	+$36,440,000	2016-02-12
Q3 2015	BARCLAYS BK PLC CUSIP 06742E711		IPATH S&P500 VIX · Call	2,194,900	3,353,200	+1,158,300	$108,988,000	$161,683,000	+$52,695,000	2015-11-13
Q3 2015	PROSHARES TR II CUSIP 74347W312		ULT VIX SHRT · Put	238,978	661,714	+422,736	$4,139,000	$15,576,000	+$11,437,000	2015-11-13
Q4 2014	PROSHARES TR II CUSIP 74347W346		ULT VIX SHRT TRM · Put	969,100	1,435,400	+466,300	$28,714,000	$36,100,000	+$7,386,000	2015-02-17
Q1 2014	SPG SIMON PPTY GROUP INC NEW	United States	COM · Put	3,692	6,700	+3,008	$562,000	$1,099,000	+$537,000	2014-05-14

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