Horizon Kinetics LLC historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Horizon Kinetics LLC opened 12 positions, added to 53, reduced 31 and sold out of 14.
- Q3 2016: Stock ACGP; Country of operation United States; Class CL A; Shares before 181,811.
- Q3 2016: Stock NVO; Country of operation —; Class ADR; Shares before 7,740.
- Q3 2016: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 26,915.
- Q2 2016: Stock ACGP; Country of operation United States; Class CL A; Shares before 95,207.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1519418), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-15); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ACGP
ASSOCIATED CAP GROUP INC | United States | CL A | 181,811 | 275,440 | +93,629 | $5,215,000 | $9,767,000 | +$4,552,000 | 2016-11-14 |
|---|
| Q3 2016 | NVO
NOVO-NORDISK A S | | ADR | 7,740 | 7,787 | +47 | $416,000 | $324,000 | -$92,000 | 2016-11-14 |
|---|
| Q3 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 26,915 | 31,380 | +4,465 | $831,000 | $915,000 | +$84,000 | 2016-11-14 |
|---|
| Q2 2016 | ACGP
ASSOCIATED CAP GROUP INC | United States | CL A | 95,207 | 181,811 | +86,604 | $2,668,000 | $5,215,000 | +$2,547,000 | 2016-08-15 |
|---|
| Q2 2016 | BP
BP PLC | | SPONSORED ADR | 39,322 | 42,769 | +3,447 | $1,187,000 | $1,519,000 | +$332,000 | 2016-08-15 |
|---|
| Q2 2016 | SAN
BANCO SANTANDER CENT HISPANO ADR | | ADR | 116,039 | 171,139 | +55,100 | $506,000 | $671,000 | +$165,000 | 2016-08-15 |
|---|
| Q2 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 23,465 | 26,915 | +3,450 | $752,000 | $831,000 | +$79,000 | 2016-08-15 |
|---|
| Q2 2016 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 87,334 | 93,738 | +6,404 | $913,000 | $904,000 | -$9,000 | 2016-08-15 |
|---|
| Q1 2016 | ACGP
ASSOCIATED CAP GROUP INC | United States | CL A | 48,464 | 95,207 | +46,743 | $1,478,000 | $2,668,000 | +$1,190,000 | 2016-04-15 |
|---|
| Q1 2016 | NVS
NOVARTIS AG | | SPONSORED ADR | 28,750 | 29,250 | +500 | $2,474,000 | $2,119,000 | -$355,000 | 2016-04-15 |
|---|
| Q1 2016 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 67,102 | 87,334 | +20,232 | $664,000 | $913,000 | +$249,000 | 2016-04-15 |
|---|
| Q1 2016 | BP
BP PLC | | SPONSORED ADR | 34,417 | 39,322 | +4,905 | $1,076,000 | $1,187,000 | +$111,000 | 2016-04-15 |
|---|
| Q1 2016 | SAN
BANCO SANTANDER CENT HISPANO ADR | | ADR | 102,739 | 116,039 | +13,300 | $500,000 | $506,000 | +$6,000 | 2016-04-15 |
|---|
| Q4 2015 | SAN
BANCO SANTANDER SA | | ADR | 75,133 | 102,739 | +27,606 | $397,000 | $500,000 | +$103,000 | 2016-02-12 |
|---|
| Q4 2015 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 64,361 | 67,102 | +2,741 | $568,000 | $664,000 | +$96,000 | 2016-02-12 |
|---|
| Q4 2015 | SNY
SANOFI | | SPONSORED ADR | 27,000 | 28,300 | +1,300 | $1,282,000 | $1,207,000 | -$75,000 | 2016-02-12 |
|---|
| Q4 2015 | BP
BP PLC | | SPONSORED ADR | 34,362 | 34,417 | +55 | $1,050,000 | $1,076,000 | +$26,000 | 2016-02-12 |
|---|
| Q3 2015 | BP
BP PLC | | SPONSORED ADR | 33,162 | 34,362 | +1,200 | $1,325,000 | $1,050,000 | -$275,000 | 2015-11-13 |
|---|
| Q3 2015 | SAN
BANCO SANTANDER SA | | ADR | 72,433 | 75,133 | +2,700 | $508,000 | $397,000 | -$111,000 | 2015-11-13 |
|---|
| Q3 2015 | NVS
NOVARTIS AG | | SPONSORED ADR | 27,350 | 28,750 | +1,400 | $2,689,000 | $2,643,000 | -$46,000 | 2015-11-13 |
|---|
| Q3 2015 | SNY
SANOFI | | SPONSORED ADR | 26,000 | 27,000 | +1,000 | $1,288,000 | $1,282,000 | -$6,000 | 2015-11-13 |
|---|
| Q3 2015 | NVO
NOVO-NORDISK A S | | ADR | 7,740 | 7,827 | +87 | $424,000 | $425,000 | +$1,000 | 2015-11-13 |
|---|
| Q2 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 24,428 | 27,275 | +2,847 | $798,000 | $994,000 | +$196,000 | 2015-08-14 |
|---|
| Q2 2015 | SAN
BANCO SANTANDER SA | | ADR | 56,290 | 72,433 | +16,143 | $419,000 | $508,000 | +$89,000 | 2015-08-14 |
|---|
| Q2 2015 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 66,467 | 69,035 | +2,568 | $547,000 | $602,000 | +$55,000 | 2015-08-14 |
|---|
| Q2 2015 | BP
BP PLC | | SPONSORED ADR | 32,567 | 33,162 | +595 | $1,274,000 | $1,325,000 | +$51,000 | 2015-08-14 |
|---|
| Q1 2015 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 59,555 | 66,467 | +6,912 | $596,000 | $547,000 | -$49,000 | 2015-05-15 |
|---|
| Q1 2015 | SAN
BANCO SANTANDER SA | | ADR | 46,688 | 56,290 | +9,602 | $389,000 | $419,000 | +$30,000 | 2015-05-15 |
|---|
| Q1 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 23,782 | 24,428 | +646 | $813,000 | $798,000 | -$15,000 | 2015-05-15 |
|---|
| Q4 2014 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,015,420 | 1,022,321 | +6,901 | $11,068,000 | $10,316,000 | -$752,000 | 2015-02-17 |
|---|
| Q4 2014 | SNY
SANOFI | | SPONSORED ADR | 26,000 | 26,295 | +295 | $1,467,000 | $1,199,000 | -$268,000 | 2015-02-17 |
|---|
| Q4 2014 | BP
BP PLC | | SPONSORED ADR | 34,913 | 36,112 | +1,199 | $1,534,000 | $1,377,000 | -$157,000 | 2015-02-17 |
|---|
| Q4 2014 | SAN
BANCO SANTANDER SA | | ADR | 46,550 | 46,688 | +138 | $442,000 | $389,000 | -$53,000 | 2015-02-17 |
|---|
| Q4 2014 | NVO
NOVO-NORDISK A S | | ADR | 7,740 | 7,907 | +167 | $369,000 | $335,000 | -$34,000 | 2015-02-17 |
|---|
| Q3 2014 | SAN
BANCO SANTANDER SA | | ADR | 45,624 | 46,550 | +926 | $475,000 | $442,000 | -$33,000 | 2014-11-13 |
|---|
| Q2 2014 | CRESY
CRESUD S A C I F Y A | | ADR | 1,016,075 | 1,016,339 | +264 | $9,439,000 | $13,264,000 | +$3,825,000 | 2014-08-14 |
|---|
| Q2 2014 | NVS
NOVARTIS AG | | ADR | 29,358 | 29,425 | +67 | $2,496,000 | $2,664,000 | +$168,000 | 2014-08-14 |
|---|
| Q2 2014 | VOD
VODAFONE GROUP PLC NEW | | ADR | 21,429 | 26,779 | +5,350 | $789,000 | $894,000 | +$105,000 | 2014-08-14 |
|---|
| Q2 2014 | SAN
BANCO SANTANDER CENT HISPANO | | ADR | 42,329 | 45,624 | +3,295 | $406,000 | $475,000 | +$69,000 | 2014-08-14 |
|---|
| Q2 2014 | IIJIY
INTERNET INITIATIVE JAPAN IN | | ADR | 67,334 | 70,070 | +2,736 | $793,000 | $856,000 | +$63,000 | 2014-08-14 |
|---|
| Q1 2014 | CRESY
CRESUD S A C I F Y A SPONSORED ADR | | ADR | 1,013,875 | 1,016,075 | +2,200 | $10,240,000 | $9,439,000 | -$801,000 | 2014-05-14 |
|---|
| Q1 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 13,902 | 16,553 | +2,651 | $557,000 | $875,000 | +$318,000 | 2014-05-14 |
|---|
| Q1 2014 | IIJIY
INTERNET INITIATIVE JAPAN INSPONSORED ADR | | ADR | 45,653 | 67,334 | +21,681 | $610,000 | $793,000 | +$183,000 | 2014-05-14 |
|---|
| Q1 2014 | NVS
NOVARTIS AG SPONSORED ADR | | ADR | 29,300 | 29,358 | +58 | $2,355,000 | $2,496,000 | +$141,000 | 2014-05-14 |
|---|
| Q1 2014 | SAN
BANCO SANTANDER CENT HISPANO ADR | | ADR | 31,357 | 42,329 | +10,972 | $284,000 | $406,000 | +$122,000 | 2014-05-14 |
|---|
| Q4 2013 | BP
BP PLC SPONS ADR | | ADR | 34,053 | 35,378 | +1,325 | $1,431,000 | $1,720,000 | +$289,000 | 2014-02-13 |
|---|
| Q4 2013 | TEVA
TEVA PHARMACEUTICAL INDS LTDADR | | ADR | 9,460 | 13,902 | +4,442 | $357,000 | $557,000 | +$200,000 | 2014-02-13 |
|---|
| Q4 2013 | SAN
BANCO SANTANDER CENT HISPANO ADR | | ADR | 21,240 | 31,357 | +10,117 | $174,000 | $284,000 | +$110,000 | 2014-02-13 |
|---|
| Q4 2013 | NVO
NOVO-NORDISK A S ADR | | ADR | 1,548 | 7,740 | +6,192 | $262,000 | $286,000 | +$24,000 | 2014-02-13 |
|---|
| Q4 2013 | IIJIY
INTERNET INITIATIVE JAPAN INSPONSORED ADR | | ADR | 40,928 | 45,653 | +4,725 | $589,000 | $610,000 | +$21,000 | 2014-02-13 |
|---|
| Q3 2013 | SAN
BANCO SANTANDER CENT HISPANO ADR | | ADR | 10,716 | 21,240 | +10,524 | $69,000 | $174,000 | +$105,000 | 2013-11-14 |
|---|
| Q3 2013 | BP
BP PLC SPONS ADR | | ADR | 33,503 | 34,053 | +550 | $1,398,000 | $1,431,000 | +$33,000 | 2013-11-14 |
|---|
| Q3 2013 | IIJIY
INTERNET INITIATIVE JAPAN INSPONSOR | | ADR | 30,403 | 40,928 | +10,525 | $586,000 | $589,000 | +$3,000 | 2013-11-14 |
|---|
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