Horizon Kinetics LLC historic quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Horizon Kinetics LLC opened 12 positions, added to 53, reduced 31 and sold out of 14.
- Q3 2016: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 42,769.
- Q3 2016: Stock SAN; Country of operation —; Class ADR; Shares before 171,139.
- Q3 2016: Stock IIJIY; Country of operation —; Class SPONSORED ADR; Shares before 93,738.
- Q2 2016: Stock CRESY; Country of operation —; Class SPONSORED ADR; Shares before 973,202.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1519418), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-15); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | BP
BP PLC | | SPONSORED ADR | 42,769 | 39,364 | -3,405 | $1,519,000 | $1,384,000 | -$135,000 | 2016-11-14 |
|---|
| Q3 2016 | SAN
BANCO SANTANDER SA | | ADR | 171,139 | 170,556 | -583 | $671,000 | $752,000 | +$81,000 | 2016-11-14 |
|---|
| Q3 2016 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 93,738 | 93,706 | -32 | $904,000 | $881,000 | -$23,000 | 2016-11-14 |
|---|
| Q2 2016 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 973,202 | 14,880 | -958,322 | $11,328,000 | $210,000 | -$11,118,000 | 2016-08-15 |
|---|
| Q2 2016 | NVO
NOVO-NORDISK A S | | ADR | 7,787 | 7,740 | -47 | $422,000 | $416,000 | -$6,000 | 2016-08-15 |
|---|
| Q1 2016 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,007,326 | 973,202 | -34,124 | $12,995,000 | $11,328,000 | -$1,667,000 | 2016-04-15 |
|---|
| Q1 2016 | SNY
SANOFI | | SPONSORED ADR | 28,300 | 27,697 | -603 | $1,207,000 | $1,112,000 | -$95,000 | 2016-04-15 |
|---|
| Q1 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 25,639 | 23,465 | -2,174 | $827,000 | $752,000 | -$75,000 | 2016-04-15 |
|---|
| Q1 2016 | NVO
NOVO-NORDISK A S | | ADR | 7,827 | 7,787 | -40 | $455,000 | $422,000 | -$33,000 | 2016-04-15 |
|---|
| Q4 2015 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,016,325 | 1,007,326 | -8,999 | $9,940,000 | $12,995,000 | +$3,055,000 | 2016-02-12 |
|---|
| Q4 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 26,675 | 25,639 | -1,036 | $847,000 | $827,000 | -$20,000 | 2016-02-12 |
|---|
| Q3 2015 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,020,206 | 1,016,325 | -3,881 | $13,283,000 | $9,940,000 | -$3,343,000 | 2015-11-13 |
|---|
| Q3 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 27,275 | 26,675 | -600 | $994,000 | $847,000 | -$147,000 | 2015-11-13 |
|---|
| Q3 2015 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 69,035 | 64,361 | -4,674 | $602,000 | $568,000 | -$34,000 | 2015-11-13 |
|---|
| Q2 2015 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,021,756 | 1,020,206 | -1,550 | $14,059,000 | $13,283,000 | -$776,000 | 2015-08-14 |
|---|
| Q2 2015 | NVS
NOVARTIS AG | | SPONSORED ADR | 27,550 | 27,350 | -200 | $2,717,000 | $2,689,000 | -$28,000 | 2015-08-14 |
|---|
| Q2 2015 | SNY
SANOFI | | SPONSORED ADR | 26,185 | 26,000 | -185 | $1,295,000 | $1,288,000 | -$7,000 | 2015-08-14 |
|---|
| Q1 2015 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 1,022,321 | 1,021,756 | -565 | $10,316,000 | $14,059,000 | +$3,743,000 | 2015-05-15 |
|---|
| Q1 2015 | BP
BP PLC | | SPONSORED ADR | 36,112 | 32,567 | -3,545 | $1,377,000 | $1,274,000 | -$103,000 | 2015-05-15 |
|---|
| Q1 2015 | SNY
SANOFI | | SPONSORED ADR | 26,295 | 26,185 | -110 | $1,199,000 | $1,295,000 | +$96,000 | 2015-05-15 |
|---|
| Q1 2015 | NVO
NOVO-NORDISK A S | | ADR | 7,907 | 7,740 | -167 | $335,000 | $413,000 | +$78,000 | 2015-05-15 |
|---|
| Q1 2015 | NVS
NOVARTIS AG | | SPONSORED ADR | 29,367 | 27,550 | -1,817 | $2,721,000 | $2,717,000 | -$4,000 | 2015-05-15 |
|---|
| Q4 2014 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 28,179 | 23,782 | -4,397 | $927,000 | $813,000 | -$114,000 | 2015-02-17 |
|---|
| Q4 2014 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 70,416 | 59,555 | -10,861 | $701,000 | $596,000 | -$105,000 | 2015-02-17 |
|---|
| Q4 2014 | NVS
NOVARTIS AG | | SPONSORED ADR | 29,425 | 29,367 | -58 | $2,769,000 | $2,721,000 | -$48,000 | 2015-02-17 |
|---|
| Q2 2014 | BP
BP PLC | | ADR | 34,582 | 33,592 | -990 | $1,663,000 | $1,772,000 | +$109,000 | 2014-08-14 |
|---|
| Q2 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 16,553 | 15,782 | -771 | $875,000 | $827,000 | -$48,000 | 2014-08-14 |
|---|
| Q1 2014 | BP
BP PLC SPONS ADR | | ADR | 35,378 | 34,582 | -796 | $1,720,000 | $1,663,000 | -$57,000 | 2014-05-14 |
|---|
| Q4 2013 | CRESY
CRESUD S A C I F Y A SPONSORED ADR | | ADR | 1,017,540 | 1,013,875 | -3,665 | $8,884,000 | $10,240,000 | +$1,356,000 | 2014-02-13 |
|---|
| Q3 2013 | CRESY
CRESUD S A C I F Y A SPONSORED ADR | | ADR | 1,017,614 | 1,017,540 | -74 | $7,561,000 | $8,884,000 | +$1,323,000 | 2013-11-14 |
|---|
| Q3 2013 | NVS
NOVARTIS AG SPONSORED ADR | | ADR | 29,600 | 29,300 | -300 | $2,093,000 | $2,248,000 | +$155,000 | 2013-11-14 |
|---|
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