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HL FINANCIAL SERVICES LLC Last Quarter Change: USA Everything Else, Sold Out

HL FINANCIAL SERVICES LLC quarter change: USA Everything Else, Sold out

In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, HL FINANCIAL SERVICES LLC opened 1 positions, added to 3, reduced 2, sold out of 4 and left 1 unchanged. The largest increase in value was POWERSHARES FTSE (+$542,000); the largest decrease was POWERSHARES DYNAMIC (-$238,000).

  • POWERSHARES DYNAMIC: Country of operation —; Class DYN LSR & ENT; Shares 2016-06-30 7,084; Shares 2016-09-30 0.
  • POWERSHARES WATER: Country of operation —; Class WATER RESOURCE; Shares 2016-06-30 9,620; Shares 2016-09-30 0.
  • POWERSHARES DWA: Country of operation —; Class CON STAPLE SEC; Shares 2016-06-30 3,794; Shares 2016-09-30 0.
  • POWERSHARES NATIONAL: Country of operation —; Class INSUR NATL MUN; Shares 2016-06-30 7,978; Shares 2016-09-30 0.

Two Form 13F-HR filings compared (SEC CIK 1430233): 2016-06-30 (filed 2016-07-26) and 2016-09-30 (filed 2016-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
POWERSHARES DYNAMIC
CUSIP 73935X757
DYN LSR & ENT7,0840-7,084$238,000$0-$238,000
POWERSHARES WATER
CUSIP 73935X575
WATER RESOURCE9,6200-9,620$227,000$0-$227,000
POWERSHARES DWA
CUSIP 73935X393
CON STAPLE SEC3,7940-3,794$222,000$0-$222,000
POWERSHARES NATIONAL
CUSIP 73936T474
INSUR NATL MUN7,9780-7,978$212,000$0-$212,000

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