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HL FINANCIAL SERVICES LLC Last Quarter Change: USA SPAC Units, Added

HL FINANCIAL SERVICES LLC quarter change: USA SPAC Units, Added

In units (a share and a warrant or right, mostly SPACs) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, HL FINANCIAL SERVICES LLC opened 0 positions, added to 4, reduced 3, sold out of 0 and left 1 unchanged. The largest increase in value was OAKTREE CAPITAL GROUP (+$107,000); the largest decrease was VANGUARD NATURAL RES (-$16,000).

  • OAKTREE CAPITAL GROUP: Country of operation —; Class UNIT CL A; Shares 2016-06-30 10,175; Shares 2016-09-30 13,266.
  • BLACKSTONE GROUP LP: Country of operation United States; Class COM UNIT LTD; Shares 2016-06-30 27,212; Shares 2016-09-30 27,302.
  • CEDAR FAIR: Country of operation United States; Class DEPOSITRY UNIT; Shares 2016-06-30 7,288; Shares 2016-09-30 7,457.
  • ENERGY TRANSFER PARTNERS: Country of operation —; Class UNIT LTD PARTN; Shares 2016-06-30 8,560; Shares 2016-09-30 8,877.

Two Form 13F-HR filings compared (SEC CIK 1430233): 2016-06-30 (filed 2016-07-26) and 2016-09-30 (filed 2016-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
OAKTREE CAPITAL GROUP
CUSIP 674001201
UNIT CL A10,17513,266+3,091$455,000$562,000+$107,000
BLACKSTONE GROUP LP
CUSIP 09253U108
United StatesCOM UNIT LTD27,21227,302+90$668,000$697,000+$29,000
CEDAR FAIR
CUSIP 150185106
United StatesDEPOSITRY UNIT7,2887,457+169$421,000$427,000+$6,000
ENERGY TRANSFER PARTNERS
CUSIP 29273R109
UNIT LTD PARTN8,5608,877+317$326,000$328,000+$2,000

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