Forward Management, LLC Historic Quarter Change: Foreign Stocks, New

Forward Management, LLC historic quarter change: Foreign Stocks, New

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 12 positions, added to 60, reduced 56 and sold out of 12.

Q3 2016: Stock INFY; Country of operation —; Class SPONSORED ADR; Shares before 0.
Q3 2016: Stock KEP; Country of operation —; Class SPONSORED ADR; Shares before 0.
Q2 2016: Stock UGP; Country of operation —; Class SP ADR REP COM; Shares before 0.
Q1 2016: Stock PUK; Country of operation —; Class ADR; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.

Quarter	Stock	Class	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	INFY INFOSYS LTD	SPONSORED ADR	462,448	+462,448	$0	$7,298,000	+$7,298,000	2016-11-04
Q3 2016	KEP KOREA ELECTRIC PWR	SPONSORED ADR	22,900	+22,900	$0	$558,000	+$558,000	2016-11-04
Q2 2016	UGP ULTRAPAR PARTICIPACOES S A	SP ADR REP COM	27,800	+27,800	$0	$612,000	+$612,000	2016-08-03
Q1 2016	PUK PRUDENTIAL PLC	ADR	54,122	+54,122	$0	$2,013,000	+$2,013,000	2016-05-13
Q3 2015	LYG LLOYDS BANKING GROUP PLC	SPONSORED ADR	671,199	+671,199	$0	$3,086,000	+$3,086,000	2015-11-09
Q3 2015	MUFG MITSUBISHI UFJ FINL GROUP IN	SPONSORED ADR	492,901	+492,901	$0	$3,001,000	+$3,001,000	2015-11-09
Q1 2015	GRFS GRIFOLS S A	SP ADR REP B NVT	2,175	+2,175	$0	$71,000	+$71,000	2015-05-14
Q3 2014	VOD VODAFONE GROUP PLC NEW	SPNSR ADR NO PAR	10,000	+10,000	$0	$329,000	+$329,000	2014-11-12
Q2 2014	VALE VALE S A	ADR	218,500	+218,500	$0	$2,891,000	+$2,891,000	2014-08-12
Q1 2014	TEVA TEVA PHARMACEUTICAL INDS LTD	ADR	67,770	+67,770	$0	$3,402,000	+$3,402,000	2014-05-08
Q4 2013	SAN BANCO SANTANDER SA	ADR	778,390	+778,390	$0	$7,060,000	+$7,060,000	2014-03-04
Q4 2013	ABEV AMBEV SA	SPONSORED ADR	157,000	+157,000	$0	$1,154,000	+$1,154,000	2014-03-04

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