Forward Management, LLC historic quarter change: Foreign ADRs, Reduced
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 6 positions, added to 31, reduced 32 and sold out of 11.
- Q3 2016: Stock BT GROUP PLC; Country of operation —; Class ADR; Shares before 58,811.
- Q3 2016: Stock MARINE HARVEST ASA; Country of operation —; Class SPONSORED ADR; Shares before 281,388.
- Q2 2016: Stock BT GROUP PLC; Country of operation —; Class ADR; Shares before 62,389.
- Q2 2016: Stock MARINE HARVEST ASA; Country of operation —; Class SPONSORED ADR; Shares before 293,228.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | BT GROUP PLC
CUSIP 05577E101 | | ADR | 58,811 | 55,384 | -3,427 | $1,638,000 | $1,409,000 | -$229,000 | 2016-11-04 |
|---|
| Q3 2016 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 281,388 | 271,613 | -9,775 | $4,756,000 | $4,868,000 | +$112,000 | 2016-11-04 |
|---|
| Q2 2016 | BT GROUP PLC
CUSIP 05577E101 | | ADR | 62,389 | 58,811 | -3,578 | $2,001,000 | $1,638,000 | -$363,000 | 2016-08-03 |
|---|
| Q2 2016 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 293,228 | 281,388 | -11,840 | $4,492,000 | $4,756,000 | +$264,000 | 2016-08-03 |
|---|
| Q2 2016 | MOBILE TELESYSTEMS PJSC
CUSIP 607409109 | | SPONSORED ADR | 82,700 | 56,700 | -26,000 | $669,000 | $469,000 | -$200,000 | 2016-08-03 |
|---|
| Q1 2016 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 456,950 | 293,228 | -163,722 | $6,024,000 | $4,492,000 | -$1,532,000 | 2016-05-13 |
|---|
| Q1 2016 | BT GROUP PLC
CUSIP 05577E101 | | ADR | 66,986 | 62,389 | -4,597 | $2,319,000 | $2,001,000 | -$318,000 | 2016-05-13 |
|---|
| Q1 2016 | MOBILE TELESYSTEMS PJSC
CUSIP 607409109 | | SPONSORED ADR | 154,100 | 82,700 | -71,400 | $952,000 | $669,000 | -$283,000 | 2016-05-13 |
|---|
| Q1 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 378 | 205 | -173 | $18,000 | $10,000 | -$8,000 | 2016-05-13 |
|---|
| Q4 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 123,468 | 378 | -123,090 | $5,849,000 | $18,000 | -$5,831,000 | 2016-02-11 |
|---|
| Q3 2015 | SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR | 54,570 | 55 | -54,515 | $4,452,000 | $4,000 | -$4,448,000 | 2015-11-09 |
|---|
| Q3 2015 | MOBILE TELESYSTEMS PJSC
CUSIP 607409109 | | SPONSORED ADR | 292,621 | 152,621 | -140,000 | $2,862,000 | $1,102,000 | -$1,760,000 | 2015-11-09 |
|---|
| Q3 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 130,595 | 123,468 | -7,127 | $7,445,000 | $5,849,000 | -$1,596,000 | 2015-11-09 |
|---|
| Q3 2015 | BT GROUP PLC
CUSIP 05577E101 | | ADR | 21,204 | 18,992 | -2,212 | $1,503,000 | $1,211,000 | -$292,000 | 2015-11-09 |
|---|
| Q3 2015 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 356,726 | 339,412 | -17,314 | $4,073,000 | $4,286,000 | +$213,000 | 2015-11-09 |
|---|
| Q2 2015 | SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR | 99,078 | 54,570 | -44,508 | $6,720,000 | $4,452,000 | -$2,268,000 | 2015-08-11 |
|---|
| Q1 2015 | SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR | 223,543 | 99,078 | -124,465 | $14,361,000 | $6,720,000 | -$7,641,000 | 2015-05-14 |
|---|
| Q1 2015 | MARINE HARVEST ASA
CUSIP 56824R205 | | SPONSORED ADR | 339,318 | 336,166 | -3,152 | $4,634,000 | $3,830,000 | -$804,000 | 2015-05-14 |
|---|
| Q1 2015 | MOBILE TELESYSTEMS OJSC
CUSIP 607409109 | | SPONSORED ADR | 253,900 | 251,900 | -2,000 | $1,823,000 | $2,545,000 | +$722,000 | 2015-05-14 |
|---|
| Q1 2015 | ENERSIS S A
CUSIP 29274F104 | | SPONSORED ADR | 89,500 | 65,500 | -24,000 | $1,435,000 | $1,065,000 | -$370,000 | 2015-05-14 |
|---|
| Q4 2014 | SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR | 226,534 | 223,543 | -2,991 | $14,354,000 | $14,361,000 | +$7,000 | 2015-02-10 |
|---|
| Q3 2014 | SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 15,934 | 15,437 | -497 | $175,000 | $131,000 | -$44,000 | 2014-11-12 |
|---|
| Q2 2014 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 96,744 | 94,444 | -2,300 | $7,069,000 | $7,799,000 | +$730,000 | 2014-08-12 |
|---|
| Q2 2014 | SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 16,767 | 15,934 | -833 | $140,000 | $175,000 | +$35,000 | 2014-08-12 |
|---|
| Q1 2014 | MINDRAY MEDICAL INTL LTD
CUSIP 602675100 | | SPON ADR | 196,016 | 179,722 | -16,294 | $7,071,000 | $5,823,000 | -$1,248,000 | 2014-05-08 |
|---|
| Q1 2014 | SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 22,290 | 16,767 | -5,523 | $107,000 | $140,000 | +$33,000 | 2014-05-08 |
|---|
| Q4 2013 | CHINA PETE & CHEM CORP
CUSIP 16941R108 | | SPON ADR H SHS | 27,775 | 6,100 | -21,675 | $2,175,000 | $501,000 | -$1,674,000 | 2014-03-04 |
|---|
| Q4 2013 | SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 77,701 | 22,290 | -55,411 | $405,000 | $107,000 | -$298,000 | 2014-03-04 |
|---|
| Q3 2013 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 88,358 | 47,556 | -40,802 | $5,638,000 | $3,123,000 | -$2,515,000 | 2013-11-06 |
|---|
| Q3 2013 | ENERSIS S A
CUSIP 29274F104 | | SPONSORED ADR | 138,000 | 54,500 | -83,500 | $2,258,000 | $875,000 | -$1,383,000 | 2013-11-06 |
|---|
| Q3 2013 | AMERICA MOVIL SAB DE CV
CUSIP 02364W105 | | SPON ADR L SHS | 100,500 | 51,500 | -49,000 | $2,186,000 | $1,020,000 | -$1,166,000 | 2013-11-06 |
|---|
| Q3 2013 | SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 78,056 | 77,701 | -355 | $230,000 | $405,000 | +$175,000 | 2013-11-06 |
|---|
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